Richard A. Baker Retail Opportunity Investments Corp (ROIC) insider trading activity

Richard A. Baker is Director of RETAIL OPPORTUNITY INVESTMENTS CORP. Currently has a direct ownership of 370,746 shares of ROIC, which is worth approximately $6.48 Million. The most recent transaction as insider was on Jan 16, 2025, when has been sold 5,650 shares (Common Stock, par value $0.0001 per share) at a price of $17.39 per share, resulting in proceeds of $98,253. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 371K

5.9% 3M change

11.78% 12M change

Total Value Held $6.48 Million

RICHARD A. BAKER Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Jan 16 2025	SELL Payment of exercise price or tax liability	$98,253 $17.39 p/Share	5,650 Reduced 1.5%	370,746 Common Stock, par valu...
Jan 16 2025	BUY Grant, award, or other acquisition	-	17,466 Added 4.43%	376,396 Common Stock, par valu...
Jan 01 2025	SELL Payment of exercise price or tax liability	$93,570 $17.36 p/Share	5,390 Reduced 1.48%	358,930 Common Stock, par valu...
Dec 13 2024	BUY Grant, award, or other acquisition	-	14,242 Added 3.76%	364,320 Common Stock, par valu...
Feb 20 2024	BUY Grant, award, or other acquisition	-	18,403 Added 4.99%	350,078 Common Stock, par valu...
Jan 15 2024	SELL Payment of exercise price or tax liability	$83,969 $14.03 p/Share	5,985 Reduced 1.77%	331,675 Common Stock, par valu...
Jan 15 2024	BUY Grant, award, or other acquisition	-	18,508 Added 5.2%	337,660 Common Stock, par valu...
Jan 01 2024	SELL Payment of exercise price or tax liability	$67,933 $14.03 p/Share	4,842 Reduced 1.49%	319,152 Common Stock, par valu...
Feb 21 2023	BUY Grant, award, or other acquisition	-	14,881 Added 4.39%	323,994 Common Stock, par valu...
Jan 25 2023	SELL Payment of exercise price or tax liability	$69,378 $15.03 p/Share	4,616 Reduced 1.47%	309,113 Common Stock, par valu...
Jan 25 2023	BUY Grant, award, or other acquisition	-	14,289 Added 4.36%	313,729 Common Stock, par valu...
Jan 01 2023	SELL Payment of exercise price or tax liability	$66,643 $15.03 p/Share	4,434 Reduced 1.46%	299,440 Common Stock, par valu...
Feb 15 2022	BUY Grant, award, or other acquisition	-	11,644 Added 3.69%	303,874 Common Stock, par valu...
Jan 01 2022	SELL Payment of exercise price or tax liability	$88,102 $19.6 p/Share	4,495 Reduced 1.51%	292,230 Common Stock, par valu...
Feb 23 2021	BUY Grant, award, or other acquisition	-	12,338 Added 3.99%	296,725 Common Stock, par valu...
Jan 01 2021	SELL Payment of exercise price or tax liability	$12,252 $13.39 p/Share	915 Reduced 0.32%	288,982 Common Stock, par valu...
Jan 01 2021	BUY Grant, award, or other acquisition	-	3,729 Added 1.27%	289,897 Common Stock, par valu...

RAB

Richard A. Baker

Director

San Diego, CA

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