Purchases and Sales Made in Q1 2022 in River North Specialty Finance Corp (RSF)
This table provides information about the institutional ownership of River North Specialty Finance Corp (RSF) during Q1 2022. The information is specifically focused on institutions that hold shares of RiverNorth Specialty Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
357K+ 279.38% |
$6.7M - $7.07M
|
485K
$7.41M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5K+ 13.2% |
$93.9K - $99K
|
42.9K
$655K
|
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
1.25K+ 2.86% |
$23.5K - $24.8K
|
45K
$688K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
152+ 3.57% |
$2.85K - $3.01K
|
4.41K
$67.4K
|
|
|
May 20, 2022
Q1 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
117+ 1.12% |
$2.2K - $2.32K
|
10.6K
$161K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-132Closed |
$2.48K - $2.61K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-597- 1.39% |
$11.2K - $11.8K
|
42.4K
$649K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-776- 1.8% |
$14.6K - $15.4K
|
42.4K
$649K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.04K- 51.05% |
$19.6K - $20.7K
|
1K
$15.3K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.59K- 14.86% |
$29.8K - $31.4K
|
9.1K
$139K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.4K- 18.37% |
$101K - $107K
|
24K
$367K
|
|
|
Apr 21, 2022
Q1 2022
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-7.08K- 3.19% |
$133K - $140K
|
215K
$3.29M
|
|
|
May 11, 2022
Q1 2022
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-7.2K- 8.99% |
$135K - $143K
|
72.9K
$1.11M
|
|
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-10.9KClosed |
$204K - $215K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
SELL
|
- |
-18.1KClosed |
$340K - $358K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-18.3KClosed |
$344K - $362K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-62.5KClosed |
$1.17M - $1.24M
|
0
$0
|
|
|
May 26, 2022
Q1 2022
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-110K- 87.3% |
$2.07M - $2.18M
|
16K
$245K
|