Latest Institutional Transactions on River North Specialty Finance Corp (RSF)
This table provides information on the latest institutional transactions involving River North Specialty Finance Corp (RSF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Cantor Fitzgerald, L. P.
New York, NY |
BUY
|
- |
11KNew |
$165K - $169K
|
11K
$161K
|
|
|
May 15, 2025
Q1 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-22.6K- 14.33% |
$340K - $348K
|
135K
$1.97M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.68K+ 14.22% |
$25.2K - $25.9K
|
13.5K
$197K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-9.61K- 7.71% |
$144K - $148K
|
115K
$1.68M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-300- 1.63% |
$4.51K - $4.62K
|
18.1K
$264K
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-4.07K- 23.98% |
$61.1K - $62.6K
|
12.9K
$188K
|
|
|
May 14, 2025
Q1 2025
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-1.6K- 10.9% |
$24K - $24.6K
|
13.1K
$191K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-20.8K- 15.22% |
$312K - $320K
|
116K
$1.69M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-3.17K- 56.92% |
$47.6K - $48.8K
|
2.4K
$35.1K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.2K- 10.3% |
$33.1K - $33.9K
|
19.2K
$280K
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-232K- 36.98% |
$3.49M - $3.58M
|
396K
$5.79M
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-2.94K- 4.98% |
$44.1K - $45.2K
|
56.1K
$819K
|
|
|
May 05, 2025
Q1 2025
|
Tabor Asset Management, LP
New York, NY |
BUY
|
- |
13.1KNew |
$196K - $201K
|
13.1K
$191K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-913Closed |
$13.7K - $14.1K
|
0
$0
|
|
|
Apr 14, 2025
Q1 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.04K- 6.79% |
$45.7K - $46.8K
|
41.8K
$610K
|
|
|
Apr 14, 2025
Q1 2025
|
Wfa Asset Management Corp
Whitefish Bay, WI |
SELL
|
- |
-1.64K- 51.62% |
$24.6K - $25.2K
|
1.54K
$22.4K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-52.6K- 64.37% |
$797K - $818K
|
29.1K
$426K
|
|
|
Feb 14, 2025
Q4 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
200KNew |
$3.03M - $3.11M
|
200K
$2.92M
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-1.22K- 9.06% |
$18.4K - $18.9K
|
12.2K
$179K
|
|
| Q3 2024 | |||||||
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
109+ 1.71% |
$1.63K - $1.68K
|
6.48K
$94.6K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
212+ 1.49% |
$3.18K - $3.27K
|
14.4K
$211K
|
|
|
Oct 16, 2024
Q3 2024
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-1.16K- 8.58% |
$17.4K - $18K
|
12.4K
$181K
|
|
| Q2 2024 | |||||||
|
Jan 31, 2025
Q2 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
31.8K+ 260.27% |
$477K - $502K
|
44K
$643K
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.1KNew |
$151K - $159K
|
10.1K
$147K
|
|
|
Aug 14, 2024
Q2 2024
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
70K+ 140.0% |
$1.05M - $1.11M
|
120K
$1.75M
|
|
|
Aug 14, 2024
Q2 2024
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.18K- 10.69% |
$32.6K - $34.4K
|
18.2K
$266K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
73.8KNew |
$1.16M - $1.19M
|
73.8K
$1.08M
|
|
|
May 15, 2024
Q1 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
73.8KNew |
$1.16M - $1.19M
|
73.8K
$1.08M
|
|
| Q4 2023 | |||||||
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
144New |
$2.16K - $2.29K
|
144
$2.1K
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-8.93K- 5.15% |
$134K - $142K
|
164K
$2.4M
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
100New |
$1.5K - $1.59K
|
100
$1.46K
|
|
|
Oct 12, 2023
Q3 2023
|
Mendota Financial Group, LLC
Madison, WI |
SELL
|
- |
-21.7K- 92.61% |
$325K - $345K
|
1.73K
$25.3K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.4KNew |
$21.3K - $23.7K
|
1.4K
$20.5K
|
|
|
May 04, 2023
Q1 2023
|
Ota Financial Group L.P.
|
BUY
|
- |
20KNew |
$304K - $338K
|
20K
$292K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
600New |
$10.1K - $10.8K
|
600
$8.77K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
14KNew |
$234K - $252K
|
14K
$204K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.55KNew |
$60.9K - $68.3K
|
3.55K
$51.9K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.66KNew |
$97K - $109K
|
5.66K
$82.7K
|
|
|
Aug 04, 2022
Q2 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
83+ 0.79% |
$1.42K - $1.6K
|
10.7K
$156K
|
|
| Q1 2022 | |||||||
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-10.9KClosed |
$204K - $215K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
SELL
|
- |
-18.1KClosed |
$340K - $358K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-204Closed |
$3.9K - $4.06K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-6.98KClosed |
$131K - $140K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-117KClosed |
$2.09M - $2.32M
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Amg National Trust Bank
|
SELL
|
- |
-12.4KClosed |
$222K - $247K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Apr 19, 2021
Q1 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-149Closed |
$2.44K - $2.67K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 13, 2024
Q4 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-10- 6.29% |
$147 - $168
|
149
$2.18K
|
|
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Centric Wealth Management
|
SELL
|
- |
-11.7KClosed |
$172K - $196K
|
0
$0
|
|