Purchases and Sales Made in Q1 2023 in River North Specialty Finance Corp (RSF)
This table provides information about the institutional ownership of River North Specialty Finance Corp (RSF) during Q1 2023. The information is specifically focused on institutions that hold shares of RiverNorth Specialty Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
688K+ 1496.47% |
$10.5M - $11.6M
|
734K
$11.2M
|
|
|
May 12, 2023
Q1 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
137K+ 331.57% |
$2.08M - $2.31M
|
178K
$2.72M
|
|
|
May 12, 2023
Q1 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
35.7KNew |
$543K - $604K
|
35.7K
$546K
|
|
|
May 04, 2023
Q1 2023
|
Ota Financial Group L.P.
|
BUY
|
- |
20KNew |
$304K - $338K
|
20K
$306K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
11.7K+ 3908.0% |
$178K - $198K
|
12K
$184K
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
2K+ 3.47% |
$30.4K - $33.8K
|
59.6K
$911K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.4KNew |
$21.3K - $23.7K
|
1.4K
$21.4K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.4K+ 5.67% |
$21.3K - $23.7K
|
26.1K
$399K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
275+ 0.67% |
$4.18K - $4.65K
|
41.5K
$635K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
200New |
$3.04K - $3.38K
|
200
$3.06K
|
|
|
Oct 13, 2023
Q1 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
30+ 2.82% |
$456 - $508
|
1.09K
$16.7K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 19, 2023
Q1 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-2.34K- 1.27% |
$35.5K - $39.5K
|
182K
$2.78M
|
|
|
Apr 18, 2023
Q1 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-5.02K- 17.01% |
$76.2K - $84.9K
|
24.5K
$374K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.61K- 19.02% |
$116K - $129K
|
32.4K
$495K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-12.3K- 31.6% |
$187K - $208K
|
26.6K
$407K
|