Purchases and Sales Made in Q3 2023 in River North Specialty Finance Corp (RSF)
This table provides information about the institutional ownership of River North Specialty Finance Corp (RSF) during Q3 2023. The information is specifically focused on institutions that hold shares of RiverNorth Specialty Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
151K+ 19.42% |
$2.26M - $2.4M
|
929K
$14.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
28.9K+ 119.15% |
$433K - $459K
|
53.1K
$812K
|
|
|
Oct 18, 2023
Q3 2023
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
18.5KNew |
$278K - $295K
|
18.5K
$283K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
2.31K+ 1.37% |
$34.6K - $36.6K
|
171K
$2.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
100New |
$1.5K - $1.59K
|
100
$1.53K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
99+ 0.39% |
$1.48K - $1.57K
|
25.4K
$388K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-400- 0.7% |
$6K - $6.36K
|
56.9K
$870K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-803- 4.27% |
$12K - $12.8K
|
18K
$275K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.17K- 2.74% |
$17.5K - $18.5K
|
41.4K
$632K
|
|
|
Oct 19, 2023
Q3 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-2.8K- 1.59% |
$41.9K - $44.4K
|
173K
$2.65M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.06K- 26.03% |
$45.9K - $48.7K
|
8.7K
$133K
|
|
|
Nov 13, 2023
Q3 2023
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-3.39K- 10.63% |
$50.9K - $53.9K
|
28.5K
$436K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-12.5K- 45.29% |
$187K - $199K
|
15.1K
$231K
|
|
|
Oct 12, 2023
Q3 2023
|
Mendota Financial Group, LLC
Madison, WI |
SELL
|
- |
-21.7K- 92.61% |
$325K - $345K
|
1.73K
$26.5K
|