Purchases and Sales Made in Q4 2021 in River North Specialty Finance Corp (RSF)
This table provides information about the institutional ownership of River North Specialty Finance Corp (RSF) during Q4 2021. The information is specifically focused on institutions that hold shares of RiverNorth Specialty Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
128KNew |
$2.44M - $2.54M
|
128K
$1.95M
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
80.2KNew |
$1.53M - $1.59M
|
80.2K
$1.22M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
62.5KNew |
$1.2M - $1.24M
|
62.5K
$955K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
29.4KNew |
$562K - $584K
|
29.4K
$449K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.88K+ 18.35% |
$112K - $117K
|
37.9K
$579K
|
|
|
Feb 14, 2022
Q4 2021
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
2.21K+ 1.78% |
$42.2K - $43.9K
|
126K
$1.93M
|
|
|
Oct 13, 2023
Q4 2021
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
1.03KNew |
$19.6K - $20.4K
|
1.03K
$15.7K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
1K+ 2.34% |
$19.1K - $19.9K
|
43.8K
$669K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
287+ 16.34% |
$5.49K - $5.71K
|
2.04K
$31.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
132New |
$2.53K - $2.62K
|
132
$2.02K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
38+ 0.36% |
$727 - $755
|
10.5K
$160K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-204Closed |
$3.9K - $4.06K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.15K- 16.75% |
$41.1K - $42.7K
|
10.7K
$163K
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-2.49K- 12.11% |
$47.7K - $49.6K
|
18.1K
$277K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-4.61K- 20.13% |
$88.2K - $91.7K
|
18.3K
$280K
|
|
|
Feb 04, 2022
Q4 2021
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-11.8K- 5.03% |
$225K - $234K
|
222K
$3.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-59.1K- 84.46% |
$1.13M - $1.18M
|
10.9K
$166K
|