Latest Institutional Sells of Saratoga Investment Corp. (SAR)
This list provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-249Closed |
$5.65K - $7.04K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-15Closed |
$341 - $424
|
0
$0
|
|
Q1 2022 | |||||||
May 05, 2022
Q1 2022
|
Chemistry Wealth Management LLC
New York, NY |
SELL
|
- |
-22KClosed |
$553K - $640K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-11.3KClosed |
$285K - $329K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-3KClosed |
$75.6K - $87.5K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-840Closed |
$21.2K - $24.5K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-700Closed |
$17.6K - $20.4K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$7.56K - $8.75K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-7.08KClosed |
$202K - $211K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.4KClosed |
$39.9K - $41.7K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
SELL
|
- |
-360Closed |
$10.3K - $10.7K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-12Closed |
$342 - $358
|
0
$0
|
|
Q3 2021 | |||||||
Nov 10, 2021
Q3 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-17Closed |
$444 - $498
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-106KClosed |
$2.59M - $2.87M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-65.2KClosed |
$1.59M - $1.76M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-18.7KClosed |
$455K - $504K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-9.35KClosed |
$228K - $252K
|
0
$0
|
|
Q1 2021 | |||||||
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.1KClosed |
$328K - $407K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-250Closed |
$5.11K - $6.33K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-90Closed |
$1.84K - $2.28K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-3Closed |
$61.3 - $76
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-65KClosed |
$1.11M - $1.47M
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-225Closed |
$3.83K - $5.1K
|
0
$0
|
|
Jan 21, 2021
Q4 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-200Closed |
$3.4K - $4.53K
|
0
$0
|
|
Q3 2020 | |||||||
Oct 30, 2020
Q3 2020
|
Winton Group LTD
London, X0 |
SELL
|
- |
-74.1KClosed |
$1.12M - $1.36M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-24.3KClosed |
$367K - $446K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-18.1KClosed |
$272K - $331K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.03KClosed |
$45.7K - $55.6K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.04KClosed |
$30.8K - $37.4K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.5KClosed |
$22.5K - $27.4K
|
0
$0
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-225Closed |
$3.39K - $4.12K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Private Capital Group, LLC
|
SELL
|
- |
-150Closed |
$2.26K - $2.75K
|
0
$0
|
|
Q2 2020 | |||||||
Jul 27, 2020
Q2 2020
|
Mckinley Capital Management LLC
|
SELL
|
- |
-30.3KClosed |
$289K - $568K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-1.62KClosed |
$15.4K - $30.4K
|
0
$0
|
|
Jul 16, 2020
Q2 2020
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1.1KClosed |
$10.5K - $20.6K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-1KClosed |
$9.51K - $18.7K
|
0
$0
|
|
Jul 20, 2020
Q2 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1KClosed |
$9.51K - $18.7K
|
0
$0
|
|
Q1 2020 | |||||||
Apr 22, 2020
Q1 2020
|
Wespac Advisors, LLC
|
SELL
|
- |
-40.8KClosed |
$343K - $1.16M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-16.3KClosed |
$137K - $463K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-400Closed |
$3.36K - $11.3K
|
0
$0
|
|
Apr 07, 2020
Q1 2020
|
Sound Income Strategies, LLC
|
SELL
|
- |
-300Closed |
$2.52K - $8.51K
|
0
$0
|
|
Q4 2019 | |||||||
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-818Closed |
$19.6K - $21.5K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 13, 2019
Q3 2019
|
Private Portfolio Partners LLC
|
SELL
|
- |
-11.5KClosed |
$274K - $296K
|
0
$0
|
|
Oct 04, 2019
Q3 2019
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-9.13KClosed |
$218K - $235K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 20, 2019
Q2 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-100Closed |
$2.29K - $2.56K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-10Closed |
$229 - $256
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.94KClosed |
$39.8K - $45.4K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.93KClosed |
$150K - $188K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-205Closed |
$3.89K - $4.86K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.4KClosed |
$55.4K - $66K
|
0
$0
|