Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-14.7K- 15.91% |
$316K - $374K
|
77.9K
$1.97M
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-50.2K- 17.8% |
$1.08M - $1.27M
|
232K
$5.86M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
13.2K+ 1353.69% |
$284K - $335K
|
14.2K
$358K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
358New |
$7.68K - $9.08K
|
358
$9.04K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
655+ 0.65% |
$14.1K - $16.6K
|
101K
$2.55M
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
5.75K+ 47.55% |
$123K - $146K
|
17.8K
$451K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-60K- 25.45% |
$1.29M - $1.52M
|
176K
$4.44M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.64K- 2.39% |
$35.2K - $41.6K
|
66.9K
$1.69M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
16.1KNew |
$346K - $408K
|
16.1K
$407K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.18K- 5.02% |
$25.3K - $29.9K
|
22.3K
$563K
|
|
|
Aug 14, 2025
Q2 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
259New |
$5.56K - $6.57K
|
259
$6.54K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-4.8K- 15.64% |
$103K - $122K
|
25.9K
$654K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.3KNew |
$307K - $363K
|
14.3K
$362K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.85K- 26.69% |
$39.7K - $46.9K
|
5.08K
$128K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.16K- 6.55% |
$46.4K - $54.9K
|
30.9K
$780K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-6.89K- 15.95% |
$148K - $175K
|
36.3K
$917K
|
|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
56.1K+ 43.13% |
$1.2M - $1.42M
|
186K
$4.7M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.02K+ 20.12% |
$21.8K - $25.7K
|
6.06K
$153K
|
|
|
Aug 13, 2025
Q2 2025
|
Hurley Capital, LLC
New York, NY |
BUY
|
- |
1+ 7.69% |
$21.5 - $25.4
|
14
$354
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.54K- 67.65% |
$32.9K - $38.9K
|
734
$18.5K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.23K- 8.06% |
$198K - $234K
|
105K
$2.66M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.02K+ 9.04% |
$172K - $203K
|
96.7K
$2.44M
|
|
|
Aug 12, 2025
Q2 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-23.7K- 35.42% |
$509K - $601K
|
43.3K
$1.09M
|
|
|
Aug 12, 2025
Q2 2025
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
5.74K+ 2380.08% |
$123K - $145K
|
5.98K
$151K
|
|
|
Aug 12, 2025
Q2 2025
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
1.02K+ 1.09% |
$21.9K - $25.9K
|
95K
$2.4M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
108+ 1.01% |
$2.32K - $2.74K
|
10.8K
$274K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
25.5K+ 20.26% |
$547K - $646K
|
151K
$3.82M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
43+ 0.43% |
$923 - $1.09K
|
10.1K
$255K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-54- 0.52% |
$1.16K - $1.37K
|
10.3K
$261K
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
15.4K+ 7.99% |
$331K - $391K
|
209K
$5.27M
|
|
|
Aug 07, 2025
Q2 2025
|
Pfg Advisors
|
BUY
|
- |
6+ 0.03% |
$129 - $152
|
21.9K
$553K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.43K+ 44.1% |
$160K - $188K
|
24.3K
$613K
|
|
|
Aug 06, 2025
Q2 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
3.09K+ 6.79% |
$66.3K - $78.3K
|
48.6K
$1.23M
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
SELL
|
- |
-567- 99.82% |
$12.2K - $14.4K
|
1
$25.3
|
|
|
Aug 05, 2025
Q2 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-100- 0.63% |
$2.15K - $2.54K
|
15.8K
$400K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
624+ 3.97% |
$13.4K - $15.8K
|
16.3K
$412K
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
1.09K+ 3.64% |
$23.5K - $27.7K
|
31.1K
$786K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.28K- 4.15% |
$48.8K - $57.7K
|
52.6K
$1.33M
|
|
|
Jul 29, 2025
Q2 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
BUY
|
- |
261New |
$5.6K - $6.62K
|
261
$6.59K
|
|
|
Jul 25, 2025
Q2 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
9.77KNew |
$210K - $248K
|
9.77K
$247K
|
|
|
Jul 22, 2025
Q2 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
7.04K+ 21.41% |
$151K - $178K
|
39.9K
$1.01M
|
|
|
Jul 21, 2025
Q2 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
51New |
$1.09K - $1.29K
|
51
$1.29K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.15K- 12.48% |
$24.7K - $29.2K
|
8.08K
$204K
|
|
|
Jul 16, 2025
Q2 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
100+ 29.5% |
$2.15K - $2.54K
|
439
$11.1K
|
|
|
Jul 16, 2025
Q2 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
20+ 0.34% |
$429 - $507
|
5.93K
$150K
|
|
|
Jul 10, 2025
Q2 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
34.1KNew |
$732K - $864K
|
34.1K
$861K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.17K+ 20.92% |
$214K - $238K
|
53K
$1.34M
|
|
|
May 15, 2025
Q1 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-7.88K- 21.91% |
$184K - $205K
|
28.1K
$709K
|
|
|
May 15, 2025
Q1 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
10.9KNew |
$254K - $283K
|
10.9K
$275K
|
|