Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2025
Q1 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-7.88K- 21.91% |
$184K - $205K
|
28.1K
$687K
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-34.7K- 32.99% |
$810K - $902K
|
70.4K
$1.72M
|
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.17K+ 20.92% |
$214K - $238K
|
53K
$1.3M
|
|
May 15, 2025
Q1 2025
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
2.93K+ 3.22% |
$68.5K - $76.3K
|
93.9K
$2.3M
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.54K- 1.63% |
$35.9K - $40K
|
92.7K
$2.27M
|
|
May 15, 2025
Q1 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
35.1K+ 37.0% |
$821K - $914K
|
130K
$3.19M
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.02K+ 4.53% |
$23.8K - $26.5K
|
23.5K
$575K
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
7.11K+ 6.62% |
$166K - $185K
|
115K
$2.8M
|
|
May 15, 2025
Q1 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
107K+ 83.73% |
$2.51M - $2.79M
|
236K
$5.77M
|
|
May 15, 2025
Q1 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
137K+ 94.35% |
$3.2M - $3.56M
|
282K
$6.9M
|
|
May 15, 2025
Q1 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
10.9KNew |
$254K - $283K
|
10.9K
$266K
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
21.2K+ 118.25% |
$494K - $550K
|
39K
$956K
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
3K+ 10.83% |
$70.1K - $78K
|
30.7K
$752K
|
|
May 14, 2025
Q1 2025
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
SELL
|
- |
-8.83K- 14.95% |
$206K - $230K
|
50.2K
$1.23M
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.58K+ 14.31% |
$200K - $223K
|
68.5K
$1.68M
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
CALL |
300+ 2.63% |
$7.01K - $7.8K
|
11.7K
$286K
|
|
May 14, 2025
Q1 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
2.96K+ 4.62% |
$69K - $76.9K
|
67K
$1.64M
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-188Closed |
$4.39K - $4.89K
|
0
$0
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
43.2KNew |
$1.01M - $1.12M
|
43.2K
$1.06M
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.52K- 8.67% |
$222K - $247K
|
100K
$2.45M
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-47K- 79.52% |
$1.1M - $1.22M
|
12.1K
$296K
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1K- 2.94% |
$23.4K - $26K
|
33K
$809K
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
22+ 2.31% |
$514 - $572
|
976
$23.9K
|
|
May 13, 2025
Q1 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
45.5KNew |
$1.06M - $1.18M
|
45.5K
$1.11M
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-393- 3.53% |
$9.18K - $10.2K
|
10.7K
$263K
|
|
May 12, 2025
Q1 2025
|
Simplex Trading, LLC
|
BUY
|
- |
321+ 129.96% |
$7.5K - $8.35K
|
568
$13.9K
|
|
May 12, 2025
Q1 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
17.6K+ 147.68% |
$411K - $457K
|
29.5K
$722K
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.13K+ 60.89% |
$96.5K - $107K
|
10.9K
$267K
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-897- 15.1% |
$20.9K - $23.3K
|
5.05K
$124K
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.44K+ 9.36% |
$33.7K - $37.5K
|
16.9K
$413K
|
|
May 07, 2025
Q1 2025
|
Mjt & Associates Financial Advisory Group, Inc.
Monteviceo, MN |
BUY
|
- |
94New |
$2.19K - $2.44K
|
94
$2.3K
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.36K+ 1.56% |
$31.8K - $35.4K
|
88.7K
$2.17M
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10KNew |
$235K - $261K
|
10K
$246K
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
2K+ 22.99% |
$46.7K - $52K
|
10.7K
$262K
|
|
May 05, 2025
Q1 2025
|
Pfg Advisors
|
SELL
|
- |
-169- 0.77% |
$3.95K - $4.39K
|
21.9K
$536K
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
3.5K+ 2.86% |
$81.7K - $90.9K
|
126K
$3.08M
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
117+ 52.7% |
$2.73K - $3.04K
|
339
$8.3K
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
3+ 3.85% |
$70.1 - $78
|
81
$1.98K
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
87+ 0.29% |
$2.03K - $2.26K
|
30K
$735K
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.85K+ 36.4% |
$43.2K - $48.1K
|
6.93K
$170K
|
|
Apr 24, 2025
Q1 2025
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
1.5K+ 300.0% |
$35K - $39K
|
2K
$49K
|
|
Apr 23, 2025
Q1 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-24.7K- 31.02% |
$576K - $642K
|
54.9K
$1.34M
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
15.7KNew |
$367K - $408K
|
15.7K
$384K
|
|
Apr 22, 2025
Q1 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
18+ 0.31% |
$420 - $468
|
5.91K
$145K
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
347+ 3.91% |
$8.1K - $9.02K
|
9.23K
$226K
|
|
Apr 14, 2025
Q1 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
41+ 0.12% |
$957 - $1.07K
|
32.9K
$805K
|
|
Apr 14, 2025
Q1 2025
|
New Square Capital LLC
|
BUY
|
- |
500New |
$11.7K - $13K
|
500
$12.2K
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
48.4K+ 33.39% |
$1.13M - $1.26M
|
193K
$4.73M
|
|
Q4 2024 | |||||||
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.5KNew |
$242K - $274K
|
10.5K
$258K
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-757- 2.19% |
$17.4K - $19.7K
|
33.8K
$826K
|