Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.3KNew |
$261K - $295K
|
11.3K
$277K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$46.1 - $52.1
|
2
$49
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.2KNew |
$305K - $345K
|
13.2K
$324K
|
|
|
Feb 12, 2025
Q4 2024
|
Hurley Capital, LLC
New York, NY |
BUY
|
- |
13New |
$299 - $339
|
13
$318
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-200- 50.0% |
$4.61K - $5.21K
|
200
$4.9K
|
|
|
Feb 10, 2025
Q4 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
6.71K+ 48.68% |
$155K - $175K
|
20.5K
$502K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-66- 0.63% |
$1.52K - $1.72K
|
10.4K
$254K
|
|
|
Feb 06, 2025
Q4 2024
|
Promus Capital, LLC
Chicago, IL |
BUY
|
- |
1.27KNew |
$29.3K - $33.2K
|
1.27K
$31.2K
|
|
| Q3 2024 | |||||||
|
Mar 12, 2025
Q3 2024
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-1K- 2.1% |
$21.9K - $24.2K
|
46.7K
$1.14M
|
|
|
Feb 04, 2025
Q3 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-500- 33.33% |
$11K - $12.1K
|
1K
$24.5K
|
|
|
Nov 25, 2024
Q3 2024
|
Pvg Asset Management Corp
Golden, CO |
BUY
|
- |
10.2KNew |
$223K - $246K
|
10.2K
$249K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.7K- 42.76% |
$37.1K - $41K
|
2.27K
$55.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
10.5KNew |
$230K - $254K
|
10.5K
$257K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 04, 2024
Q3 2024
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
93New |
$2.04K - $2.25K
|
93
$2.28K
|
|
|
Oct 23, 2024
Q3 2024
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
100New |
$2.19K - $2.42K
|
100
$2.45K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.14K+ 10.52% |
$68.8K - $76.1K
|
33K
$808K
|
|
|
Oct 15, 2024
Q3 2024
|
Mcdonald Partners LLC
|
SELL
|
- |
-11- 0.05% |
$241 - $266
|
20.3K
$496K
|
|
|
Oct 10, 2024
Q3 2024
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
6.62K+ 20.34% |
$145K - $160K
|
39.2K
$958K
|
|
| Q2 2024 | |||||||
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
770+ 8.45% |
$17.4K - $18.8K
|
9.89K
$242K
|
|
|
Aug 14, 2024
Q2 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
2.4K+ 88.89% |
$54.2K - $58.6K
|
5.1K
$125K
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-19.8K- 63.24% |
$447K - $483K
|
11.5K
$282K
|
|
|
Aug 13, 2024
Q2 2024
|
Rmb Capital Management, LLC
|
BUY
|
- |
5K+ 20.0% |
$113K - $122K
|
30K
$734K
|
|
|
Aug 09, 2024
Q2 2024
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2+ 0.07% |
$45.2 - $48.8
|
2.79K
$68.3K
|
|
|
Aug 08, 2024
Q2 2024
|
Tmd Wealth Management, LLC
|
SELL
|
- |
-497- 0.73% |
$11.2K - $12.1K
|
67.7K
$1.66M
|
|
|
Aug 06, 2024
Q2 2024
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
1KNew |
$22.6K - $24.4K
|
1K
$24.5K
|
|
|
Jul 22, 2024
Q2 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.2K- 10.76% |
$27.1K - $29.3K
|
9.96K
$244K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-787- 84.53% |
$17.7K - $20.7K
|
144
$3.53K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.3K- 65.0% |
$29.3K - $34.3K
|
700
$17.1K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
526New |
$11.8K - $13.9K
|
526
$12.9K
|
|
|
May 14, 2024
Q1 2024
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
200New |
$4.5K - $5.27K
|
200
$4.9K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-5.71K- 93.49% |
$129K - $151K
|
398
$9.74K
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
57KNew |
$1.28M - $1.5M
|
57K
$1.39M
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
29.6KNew |
$668K - $781K
|
29.6K
$726K
|
|
|
May 13, 2024
Q1 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
36KNew |
$811K - $949K
|
36K
$882K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
305+ 3.16% |
$6.87K - $8.04K
|
9.97K
$244K
|
|
| Q4 2023 | |||||||
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
16.3K+ 129.01% |
$375K - $435K
|
28.9K
$706K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
14KNew |
$323K - $374K
|
14K
$343K
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-8.01K- 20.9% |
$185K - $214K
|
30.3K
$741K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-540- 3.28% |
$12.4K - $14.4K
|
15.9K
$390K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
644New |
$14.8K - $17.2K
|
644
$15.8K
|
|
|
Feb 12, 2024
Q4 2023
|
Simplify Asset Management Inc.
New York, NY |
BUY
|
- |
3.2K+ 6.6% |
$73.8K - $85.5K
|
51.7K
$1.27M
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
91+ 5.6% |
$2.1K - $2.43K
|
1.72K
$42K
|
|
|
Feb 09, 2024
Q4 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-1.8K- 36.73% |
$41.5K - $48.1K
|
3.1K
$75.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
13.5KNew |
$312K - $361K
|
13.5K
$331K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2KNew |
$46.1K - $53.5K
|
2K
$49K
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
39.6KNew |
$912K - $1.06M
|
39.6K
$968K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
16.7KNew |
$384K - $445K
|
16.7K
$408K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
114KNew |
$2.89M - $3.12M
|
114K
$2.78M
|
|