Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
5.08KNew |
$121K - $141K
|
5.08K
$126K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
522+ 2007.69% |
$12.4K - $14.5K
|
548
$13.6K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.27KNew |
$30.3K - $35.3K
|
1.27K
$31.5K
|
|
| Q4 2022 | |||||||
|
Mar 22, 2023
Q4 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
1.07K+ 2.45% |
$21.7K - $28.9K
|
44.5K
$1.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
287New |
$5.84K - $7.79K
|
287
$7.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
4.95KNew |
$101K - $134K
|
4.95K
$122K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1KNew |
$20.4K - $27.2K
|
1K
$24.7K
|
|
|
Feb 06, 2023
Q4 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
1.07K+ 2.45% |
$21.7K - $28.9K
|
44.5K
$1.1M
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
1New |
$20.8 - $27.1
|
1
$24.7
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.19K+ 8.41% |
$24.8K - $32.4K
|
15.4K
$381K
|
|
|
Nov 07, 2022
Q3 2022
|
Davidson Trust CO
|
SELL
|
- |
-2K- 15.38% |
$41.5K - $54.2K
|
11K
$272K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.35KClosed |
$98.6K - $123K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8.81KClosed |
$200K - $249K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-27.8KClosed |
$631K - $786K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-82.3K- 50.08% |
$1.87M - $2.32M
|
82K
$2.03M
|
|
|
Aug 10, 2022
Q2 2022
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-15Closed |
$341 - $424
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.54K+ 108.52% |
$35K - $43.6K
|
2.96K
$73.3K
|
|
|
Aug 05, 2022
Q2 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-457- 33.68% |
$10.4K - $12.9K
|
900
$22.3K
|
|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-249Closed |
$5.65K - $7.04K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-8KClosed |
$182K - $226K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-8.32KClosed |
$189K - $235K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.38K- 78.3% |
$31.2K - $38.9K
|
381
$9.42K
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.77KClosed |
$199K - $248K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$7.56K - $8.75K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Credit Agricole S A
|
BUY
|
- |
650+ 185.71% |
$16.4K - $18.9K
|
1K
$24.7K
|
|
|
May 16, 2022
Q1 2022
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-840Closed |
$21.2K - $24.5K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-700Closed |
$17.6K - $20.4K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Fairfield, Bush & Co.
Darien, CT |
BUY
|
- |
1KNew |
$25.2K - $29.2K
|
1K
$24.7K
|
|
|
May 05, 2022
Q1 2022
|
Chemistry Wealth Management LLC
New York, NY |
SELL
|
- |
-22KClosed |
$553K - $640K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-11.3KClosed |
$285K - $329K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-3KClosed |
$75.6K - $87.5K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Nov 30, 2023
Q4 2021
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
503New |
$14.3K - $15K
|
503
$12.4K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-12Closed |
$342 - $358
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
SELL
|
- |
-360Closed |
$10.3K - $10.7K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-7.08KClosed |
$202K - $211K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
100+ 46.51% |
$2.85K - $2.98K
|
315
$7.79K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
500New |
$14.3K - $14.9K
|
500
$12.4K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.4KClosed |
$39.9K - $41.7K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-17Closed |
$444 - $498
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
181New |
$4.73K - $5.3K
|
181
$4.48K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-65.2KClosed |
$1.59M - $1.76M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-106KClosed |
$2.59M - $2.87M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-18.7KClosed |
$455K - $504K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
2New |
$48.7 - $53.9
|
2
$49.5
|
|
|
Jul 14, 2021
Q2 2021
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-9.35KClosed |
$228K - $252K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.1KClosed |
$328K - $407K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Jb Capital Partners LP
Armonk, NY |
BUY
|
- |
33.8KNew |
$691K - $857K
|
33.8K
$837K
|
|
|
May 11, 2021
Q1 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-90Closed |
$1.84K - $2.28K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-3Closed |
$61.3 - $76
|
0
$0
|
|