Purchases and Sales Made in Q1 2024 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q1 2024. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
57KNew |
$1.28M - $1.5M
|
57K
$1.35M
|
|
|
May 13, 2024
Q1 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
36KNew |
$811K - $949K
|
36K
$856K
|
|
|
May 15, 2024
Q1 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
31.3KNew |
$705K - $825K
|
31.3K
$743K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
30.6KNew |
$689K - $806K
|
30.6K
$727K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
29.6KNew |
$668K - $781K
|
29.6K
$704K
|
|
|
May 10, 2024
Q1 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
26.6KNew |
$600K - $702K
|
26.6K
$632K
|
|
|
May 14, 2024
Q1 2024
|
Rmb Capital Management, LLC
|
BUY
|
- |
25KNew |
$563K - $659K
|
25K
$594K
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
23.9K+ 74.68% |
$539K - $631K
|
56K
$1.33M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
23.9K+ 74.68% |
$539K - $631K
|
56K
$1.33M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
15.8K+ 14.3% |
$355K - $416K
|
126K
$3M
|
|
|
May 15, 2024
Q1 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.5K+ 70.37% |
$260K - $304K
|
27.9K
$663K
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
11.5K+ 24.27% |
$259K - $304K
|
59K
$1.4M
|
|
|
May 14, 2024
Q1 2024
|
Tmd Wealth Management, LLC
|
BUY
|
- |
9.45K+ 16.07% |
$213K - $249K
|
68.2K
$1.62M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9K+ 9.95% |
$203K - $237K
|
99.4K
$2.36M
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
8.83KNew |
$199K - $233K
|
8.83K
$210K
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
6.84K+ 5.73% |
$154K - $180K
|
126K
$3M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.4K+ 5.91% |
$99.1K - $116K
|
78.8K
$1.87M
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.06K+ 24.63% |
$91.5K - $107K
|
20.5K
$488K
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.02K+ 21.33% |
$90.4K - $106K
|
22.8K
$543K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
3.09K+ 9.11% |
$69.6K - $81.4K
|
37K
$880K
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
2.88K+ 11.91% |
$64.9K - $75.9K
|
27.1K
$643K
|
|
|
May 14, 2024
Q1 2024
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
2.88K+ 2.94% |
$64.9K - $75.9K
|
101K
$2.4M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.25K+ 9.34% |
$50.6K - $59.3K
|
26.3K
$625K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
2.15K+ 1.75% |
$48.5K - $56.8K
|
125K
$2.98M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
1.43K+ 105.61% |
$32.2K - $37.7K
|
2.79K
$66.2K
|
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
832+ 7.88% |
$18.7K - $21.9K
|
11.4K
$271K
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
600New |
$13.5K - $15.8K
|
600
$14.3K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
526New |
$11.8K - $13.9K
|
526
$12.5K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
305+ 3.16% |
$6.87K - $8.04K
|
9.97K
$237K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
301+ 1.16% |
$6.78K - $7.93K
|
26.3K
$625K
|
|
|
May 14, 2024
Q1 2024
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
200New |
$4.5K - $5.27K
|
200
$4.75K
|
|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
17+ 0.29% |
$383 - $448
|
5.83K
$139K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 06, 2024
Q1 2024
|
Pfg Advisors
|
SELL
|
- |
-33- 0.14% |
$743 - $870
|
23.2K
$551K
|
|
|
May 03, 2024
Q1 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-34- 13.28% |
$766 - $896
|
222
$5.27K
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-192- 2.06% |
$4.32K - $5.06K
|
9.12K
$216K
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-500- 25.0% |
$11.3K - $13.2K
|
1.5K
$35.6K
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-500- 4.29% |
$11.3K - $13.2K
|
11.2K
$265K
|
|
|
May 15, 2024
Q1 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-787- 84.53% |
$17.7K - $20.7K
|
144
$3.42K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.07K- 17.79% |
$24.2K - $28.3K
|
4.96K
$118K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.12K- 13.39% |
$25.3K - $29.6K
|
7.26K
$172K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.3K- 65.0% |
$29.3K - $34.3K
|
700
$16.6K
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-3.1K- 25.34% |
$69.7K - $81.6K
|
9.12K
$217K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.95K- 11.68% |
$89K - $104K
|
29.9K
$709K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-5.71K- 93.49% |
$129K - $151K
|
398
$9.45K
|
|
|
May 15, 2024
Q1 2024
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-8.5K- 75.89% |
$191K - $224K
|
2.7K
$64.1K
|
|
|
May 06, 2024
Q1 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-9.94K- 78.09% |
$224K - $262K
|
2.79K
$66.2K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-41.8K- 42.74% |
$941K - $1.1M
|
56K
$1.33M
|
|
|
May 15, 2024
Q1 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-60.2K- 28.28% |
$1.36M - $1.59M
|
153K
$3.63M
|
|
|
May 15, 2024
Q1 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-81.1K- 34.51% |
$1.83M - $2.14M
|
154K
$3.66M
|