Purchases and Sales Made in Q3 2023 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q3 2023. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
117K+ 125.49% |
$2.98M - $3.22M
|
211K
$5.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
114KNew |
$2.89M - $3.12M
|
114K
$2.82M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
80.5K+ 79.86% |
$2.05M - $2.21M
|
181K
$4.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
52KNew |
$1.32M - $1.43M
|
52K
$1.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Simplify Asset Management Inc.
New York, NY |
BUY
|
- |
48.5KNew |
$1.23M - $1.33M
|
48.5K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
39.3K+ 240.11% |
$1M - $1.08M
|
55.7K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
31.2K+ 389.49% |
$794K - $856K
|
39.2K
$972K
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
30.2KNew |
$768K - $828K
|
30.2K
$747K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
25.5K+ 75.93% |
$648K - $699K
|
59K
$1.46M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
23K+ 38.65% |
$584K - $630K
|
82.3K
$2.04M
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
20.7K+ 66.14% |
$527K - $568K
|
52K
$1.29M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.9K+ 44.85% |
$405K - $437K
|
51.4K
$1.27M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.8K+ 127.98% |
$301K - $325K
|
21.1K
$523K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
11K+ 476.74% |
$279K - $301K
|
13.3K
$329K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.56K+ 97.09% |
$218K - $235K
|
17.4K
$431K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
7.58K+ 84.3% |
$193K - $208K
|
16.6K
$411K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.9K+ 56.77% |
$176K - $189K
|
19K
$472K
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
6.57K+ 68.82% |
$167K - $180K
|
16.1K
$399K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.32K+ 7.34% |
$161K - $174K
|
92.4K
$2.29M
|
|
|
Nov 09, 2023
Q3 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
4.9KNew |
$125K - $135K
|
4.9K
$121K
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
4.71K+ 14.01% |
$120K - $129K
|
38.3K
$949K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.7K+ 13.62% |
$120K - $129K
|
39.2K
$972K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
4.14K+ 170.61% |
$105K - $114K
|
6.57K
$163K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3.18KNew |
$81K - $87.3K
|
3.18K
$78.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
3.02K+ 10.6% |
$76.8K - $82.8K
|
31.5K
$780K
|
|
|
Nov 14, 2023
Q3 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
2.8KNew |
$71.3K - $76.9K
|
2.8K
$69.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
2.4K+ 23.54% |
$61.1K - $65.9K
|
12.6K
$312K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
2.4K+ 23.54% |
$61.1K - $65.9K
|
12.6K
$312K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
2.19K+ 2.71% |
$55.8K - $60.2K
|
83K
$2.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.15K+ 2.99% |
$54.6K - $58.9K
|
74K
$1.83M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
1.51K+ 57.33% |
$38.5K - $41.5K
|
4.15K
$103K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.49KNew |
$37.9K - $40.8K
|
1.49K
$36.8K
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
1.44KNew |
$36.7K - $39.6K
|
1.44K
$35.7K
|
|
|
Nov 13, 2023
Q3 2023
|
C M Bidwell & Associates LTD
Honolulu, HI |
BUY
|
- |
1.39KNew |
$35.3K - $38K
|
1.39K
$34.3K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
750+ 6.88% |
$19.1K - $20.6K
|
11.7K
$289K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
327+ 1.43% |
$8.33K - $8.98K
|
23.2K
$574K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
222New |
$5.65K - $6.09K
|
222
$5.5K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
87+ 0.98% |
$2.22K - $2.39K
|
8.96K
$222K
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
14+ 0.24% |
$356 - $384
|
5.8K
$144K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1K- 18.17% |
$25.5K - $27.5K
|
4.5K
$112K
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-1.16K- 4.4% |
$29.6K - $31.9K
|
25.2K
$625K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.99K- 2.23% |
$50.6K - $54.5K
|
87K
$2.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.6K- 9.18% |
$66.3K - $71.5K
|
25.7K
$638K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-6.81K- 81.95% |
$173K - $187K
|
1.5K
$37.2K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-9.9K- 52.05% |
$252K - $272K
|
9.12K
$226K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-11.4K- 19.59% |
$291K - $314K
|
46.9K
$1.16M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.1K- 22.13% |
$359K - $388K
|
49.7K
$1.23M
|