Purchases and Sales Made in Q4 2022 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q4 2022. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
50KNew |
$1.02M - $1.36M
|
50K
$1.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
12.5K+ 26.1% |
$254K - $339K
|
60.4K
$1.43M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.2KNew |
$207K - $276K
|
10.2K
$241K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
9.55KNew |
$194K - $259K
|
9.55K
$227K
|
|
|
Jan 24, 2023
Q4 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
9.21K+ 40.65% |
$187K - $250K
|
31.9K
$757K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.56KNew |
$174K - $233K
|
8.56K
$203K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
8.3K+ 18.07% |
$169K - $225K
|
54.2K
$1.29M
|
|
|
Feb 14, 2023
Q4 2022
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
8.01KNew |
$163K - $217K
|
8.01K
$190K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
5.69KNew |
$116K - $154K
|
5.69K
$135K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
4.95KNew |
$101K - $134K
|
4.95K
$118K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.07K+ 554.36% |
$82.8K - $111K
|
4.8K
$114K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.02K+ 24.0% |
$81.8K - $109K
|
20.8K
$493K
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
3.97K+ 5.25% |
$80.8K - $108K
|
79.6K
$1.89M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.73K+ 14.41% |
$55.5K - $74.1K
|
21.7K
$514K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.91K+ 2.87% |
$38.9K - $51.9K
|
68.5K
$1.63M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.36K+ 1.65% |
$27.7K - $36.9K
|
83.5K
$1.98M
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
1.34K+ 1.2% |
$27.3K - $36.4K
|
113K
$2.7M
|
|
|
Mar 22, 2023
Q4 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
1.07K+ 2.45% |
$21.7K - $28.9K
|
44.5K
$1.06M
|
|
|
Feb 06, 2023
Q4 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
1.07K+ 2.45% |
$21.7K - $28.9K
|
44.5K
$1.06M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1KNew |
$20.4K - $27.2K
|
1K
$23.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
766New |
$15.6K - $20.8K
|
766
$18.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
303+ 0.82% |
$6.17K - $8.23K
|
37.1K
$881K
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
287New |
$5.84K - $7.79K
|
287
$6.82K
|
|
|
Feb 10, 2023
Q4 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
125+ 0.78% |
$2.55K - $3.4K
|
16.2K
$385K
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
108+ 0.54% |
$2.2K - $2.93K
|
20K
$474K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
66+ 0.98% |
$1.34K - $1.79K
|
6.79K
$161K
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
26New |
$529 - $706
|
26
$618
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
SELL
|
- |
-585- 2.03% |
$11.9K - $15.9K
|
28.2K
$670K
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-900- 2.25% |
$18.3K - $24.4K
|
39.1K
$929K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.1K- 5.16% |
$22.4K - $29.9K
|
20.2K
$480K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.67K- 63.58% |
$54.3K - $72.4K
|
1.53K
$36.3K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.04K- 3.55% |
$61.8K - $82.5K
|
82.5K
$1.96M
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-4.29K- 16.29% |
$87.2K - $116K
|
22K
$523K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-5.37K- 15.03% |
$109K - $146K
|
30.4K
$721K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.44K- 39.7% |
$131K - $175K
|
9.78K
$232K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.34K- 26.57% |
$190K - $254K
|
25.8K
$613K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-10.1K- 55.18% |
$206K - $274K
|
8.21K
$195K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-17.2K- 11.42% |
$350K - $468K
|
134K
$3.17M
|
|
|
Feb 14, 2023
Q4 2022
|
Black Diamond Capital Management, L.L.C.
Stamford, CT |
SELL
|
- |
-97.9K- 9.33% |
$1.99M - $2.66M
|
951K
$22.6M
|