Purchases and Sales Made in Q4 2023 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q4 2023. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.55K- 13.41% |
$58.9K - $68.3K
|
16.5K
$392K
|
|
|
Feb 13, 2024
Q4 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
SELL
|
- |
-2.7K- 96.43% |
$62.2K - $72.2K
|
100
$2.38K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.8K- 67.37% |
$64.5K - $74.8K
|
1.36K
$32.2K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-4.71K- 22.34% |
$109K - $126K
|
16.4K
$389K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-6.83K- 51.49% |
$157K - $183K
|
6.44K
$153K
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-8.01K- 20.9% |
$185K - $214K
|
30.3K
$720K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.22K- 7.17% |
$213K - $247K
|
119K
$2.84M
|
|
|
Feb 09, 2024
Q4 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-14.9K- 49.35% |
$343K - $398K
|
15.3K
$363K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15.9K- 31.96% |
$366K - $425K
|
33.8K
$804K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-19.4K- 37.67% |
$446K - $518K
|
32K
$762K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-30.8K- 78.63% |
$711K - $824K
|
8.38K
$199K
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-44.3K- 75.15% |
$1.02M - $1.18M
|
14.7K
$348K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-65.7K- 67.22% |
$1.51M - $1.76M
|
32K
$762K
|