Purchases and Sales Made in Q3 2023 in Lmp Capital & Income Fund Inc. (SCD)
This table provides information about the institutional ownership of Lmp Capital & Income Fund Inc. (SCD) during Q3 2023. The information is specifically focused on institutions that hold shares of LMP CAPITAL & INCOME FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
75.9KNew |
$924K - $1.01M
|
75.9K
$1.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
35.9K+ 43.31% |
$437K - $477K
|
119K
$2.07M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
27.3KNew |
$333K - $363K
|
27.3K
$475K
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
26.9K+ 24.35% |
$327K - $357K
|
137K
$2.39M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
12K+ 117.69% |
$147K - $160K
|
22.3K
$387K
|
|
|
Oct 19, 2023
Q3 2023
|
Chapin Davis, Inc.
Baltimore, MD |
BUY
|
- |
10.1K+ 28.97% |
$122K - $133K
|
44.7K
$779K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.91K+ 8.61% |
$108K - $118K
|
112K
$1.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.08K+ 4.43% |
$86.2K - $94K
|
167K
$2.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.51K+ 10.24% |
$30.6K - $33.4K
|
27.1K
$471K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.98K+ 7.06% |
$24.2K - $26.3K
|
30.1K
$523K
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
1.56K+ 3.49% |
$19K - $20.7K
|
46.3K
$806K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.53K+ 1322.41% |
$18.7K - $20.4K
|
1.65K
$28.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.05K+ 1.33% |
$12.8K - $14K
|
80.3K
$1.4M
|
|
|
Oct 10, 2023
Q3 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
600+ 40.0% |
$7.31K - $7.97K
|
2.1K
$36.5K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
336+ 1.9% |
$4.09K - $4.46K
|
18K
$313K
|
|
|
Nov 08, 2023
Q3 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
154+ 0.55% |
$1.88K - $2.05K
|
28.1K
$488K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-153- 1.59% |
$1.86K - $2.03K
|
9.49K
$165K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-1K- 23.81% |
$12.2K - $13.3K
|
3.2K
$55.7K
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
SELL
|
- |
-1.91K- 6.98% |
$23.3K - $25.4K
|
25.5K
$443K
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-3.21K- 1.34% |
$39K - $42.6K
|
236K
$4.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.55K- 19.24% |
$67.6K - $73.8K
|
23.3K
$406K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.01K- 31.07% |
$97.6K - $106K
|
17.8K
$309K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-9.13K- 19.51% |
$111K - $121K
|
37.7K
$655K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.2K- 27.45% |
$125K - $136K
|
27.1K
$471K
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-23.7K- 9.12% |
$289K - $315K
|
236K
$4.11M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-24.7K- 5.6% |
$301K - $328K
|
417K
$7.26M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-25.7K- 3.37% |
$313K - $342K
|
738K
$12.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-51.5K- 5.68% |
$627K - $684K
|
856K
$14.9M
|