Purchases and Sales Made in Q3 2023 in Pgim Short Duration High Yield Opportunities Fund (SDHY)
This table provides information about the institutional ownership of Pgim Short Duration High Yield Opportunities Fund (SDHY) during Q3 2023. The information is specifically focused on institutions that hold shares of PGIM Short Duration High Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
790KNew |
$11.4M - $12.1M
|
790K
$13.1M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
263KNew |
$3.8M - $4.04M
|
263K
$4.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
80KNew |
$1.16M - $1.23M
|
80K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
64KNew |
$925K - $984K
|
64K
$1.06M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
54.2K+ 17.34% |
$783K - $834K
|
367K
$6.08M
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
51.1K+ 6.13% |
$738K - $786K
|
884K
$14.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
37.2KNew |
$537K - $572K
|
37.2K
$617K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
32.4K+ 59.22% |
$468K - $498K
|
87.1K
$1.45M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
20.6K+ 25.82% |
$298K - $317K
|
100K
$1.67M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
13.6K+ 69.51% |
$197K - $209K
|
33.2K
$550K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
12.7KNew |
$183K - $195K
|
12.7K
$210K
|
|
|
Oct 24, 2023
Q3 2023
|
Channel Wealth LLC
Santa Barbara, CA |
BUY
|
- |
12.4KNew |
$179K - $191K
|
12.4K
$206K
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
11.1K+ 1.5% |
$161K - $171K
|
753K
$12.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11K+ 17.36% |
$160K - $170K
|
74.7K
$1.24M
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
8.35K+ 4.54% |
$121K - $128K
|
192K
$3.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.93K+ 1.98% |
$100K - $107K
|
357K
$5.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
4.35K+ 3.84% |
$62.9K - $66.9K
|
118K
$1.95M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
3.5K+ 17.7% |
$50.6K - $53.9K
|
23.3K
$386K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
3.13K+ 7.42% |
$45.2K - $48.1K
|
45.3K
$751K
|
|
|
Nov 01, 2023
Q3 2023
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
BUY
|
- |
1.25K+ 11.67% |
$18K - $19.2K
|
11.9K
$198K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
917New |
$13.3K - $14.1K
|
917
$15.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
563+ 4.84% |
$8.14K - $8.66K
|
12.2K
$202K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
470+ 2.02% |
$6.79K - $7.23K
|
23.7K
$394K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
239New |
$3.45K - $3.68K
|
239
$3.97K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
156New |
$2.25K - $2.4K
|
156
$2.59K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
151New |
$2.18K - $2.32K
|
151
$2.51K
|
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
117+ 1.11% |
$1.69K - $1.8K
|
10.6K
$176K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-200- 2.24% |
$2.89K - $3.08K
|
8.74K
$145K
|
|
|
Nov 07, 2023
Q3 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-495- 2.34% |
$7.15K - $7.61K
|
20.7K
$343K
|
|
|
Oct 05, 2023
Q3 2023
|
Ahl Investment Management, Inc.
|
SELL
|
- |
-560- 0.22% |
$8.09K - $8.61K
|
259K
$4.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-750- 2.5% |
$10.8K - $11.5K
|
29.3K
$485K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-750- 6.67% |
$10.8K - $11.5K
|
10.5K
$174K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-851- 0.72% |
$12.3K - $13.1K
|
117K
$1.94M
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-1.45K- 0.56% |
$21K - $22.3K
|
258K
$4.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-3K- 22.22% |
$43.4K - $46.1K
|
10.5K
$174K
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-3.49K- 4.42% |
$50.4K - $53.6K
|
75.5K
$1.25M
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-8.98K- 5.33% |
$130K - $138K
|
160K
$2.65M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-16.2K- 12.38% |
$234K - $249K
|
114K
$1.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-17.6K- 0.49% |
$254K - $271K
|
3.55M
$58.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-21.7K- 5.07% |
$314K - $334K
|
406K
$6.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-22.5K- 24.52% |
$326K - $347K
|
69.4K
$1.15M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-30.6K- 61.02% |
$443K - $471K
|
19.6K
$325K
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-64K- 11.9% |
$924K - $984K
|
474K
$7.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-147K- 74.35% |
$2.13M - $2.27M
|
50.8K
$843K
|