Purchases and Sales Made in Q1 2023 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q1 2023. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
342+ 2.93% |
$16.5K - $19.3K
|
12K
$686K
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
333+ 0.2% |
$16.1K - $18.8K
|
165K
$9.43M
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
254+ 5.72% |
$12.3K - $14.3K
|
4.7K
$268K
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
228+ 1.36% |
$11K - $12.9K
|
17K
$971K
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
220New |
$10.6K - $12.4K
|
220
$12.6K
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
82+ 1.08% |
$3.95K - $4.62K
|
7.69K
$439K
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
56+ 1.1% |
$2.7K - $3.16K
|
5.16K
$295K
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
56+ 0.23% |
$2.7K - $3.16K
|
23.9K
$1.37M
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
33New |
$1.59K - $1.86K
|
33
$1.88K
|
|
Apr 18, 2023
Q1 2023
|
Albion Financial Group
|
BUY
|
- |
9+ 1.13% |
$434 - $508
|
806
$46K
|
|
Apr 20, 2023
Q1 2023
|
Well Done, LLC
|
BUY
|
- |
5+ 0.11% |
$241 - $282
|
4.67K
$267K
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
4+ 0.04% |
$193 - $226
|
10.9K
$623K
|
|
Apr 25, 2023
Q1 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
3+ 1.07% |
$145 - $169
|
283
$16.2K
|
|
Apr 25, 2023
Q1 2023
|
Madden Advisory Services, Inc.
|
BUY
|
- |
2+ 0.01% |
$96.5 - $113
|
15.6K
$889K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-40- 0.54% |
$1.93K - $2.26K
|
7.44K
$425K
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-60- 1.5% |
$2.89K - $3.38K
|
3.93K
$224K
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-90- 0.29% |
$4.34K - $5.08K
|
31K
$1.77M
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-92- 0.63% |
$4.44K - $5.19K
|
14.6K
$832K
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-137- 94.48% |
$6.61K - $7.73K
|
8
$457
|
|
May 11, 2023
Q1 2023
|
Investors Research Corp
|
SELL
|
- |
-137- 0.48% |
$6.61K - $7.73K
|
28.2K
$1.61M
|
|
May 12, 2023
Q1 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-139- 0.42% |
$6.7K - $7.84K
|
32.6K
$1.86M
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-158- 0.66% |
$7.62K - $8.91K
|
23.9K
$1.36M
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-174- 1.54% |
$8.39K - $9.81K
|
11.1K
$636K
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-206- 1.91% |
$9.94K - $11.6K
|
10.6K
$606K
|
|
May 04, 2023
Q1 2023
|
Great Diamond Partners, LLC
|
SELL
|
- |
-248- 1.3% |
$12K - $14K
|
18.8K
$1.07M
|
|
May 11, 2023
Q1 2023
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-319- 0.94% |
$15.4K - $18K
|
33.5K
$1.92M
|
|
Apr 28, 2023
Q1 2023
|
Simmons Bank
|
SELL
|
- |
-350- 3.98% |
$16.9K - $19.7K
|
8.43K
$482K
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-384- 1.73% |
$18.5K - $21.7K
|
21.8K
$1.25M
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-478- 2.79% |
$23.1K - $27K
|
16.7K
$952K
|
|
Aug 14, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-582- 0.17% |
$28.1K - $32.8K
|
348K
$19.9M
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-676- 1.82% |
$32.6K - $38.1K
|
36.6K
$2.09M
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-686- 12.81% |
$33.1K - $38.7K
|
4.67K
$267K
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-687- 57.88% |
$33.1K - $38.7K
|
500
$28.6K
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-708- 2.4% |
$34.1K - $39.9K
|
28.8K
$1.65M
|
|
May 12, 2023
Q1 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-834- 9.82% |
$40.2K - $47K
|
7.66K
$437K
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-983- 14.57% |
$47.4K - $55.4K
|
5.77K
$329K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-994- 0.57% |
$47.9K - $56.1K
|
173K
$9.88M
|
|
Apr 19, 2023
Q1 2023
|
Hengehold Capital Management LLC
|
SELL
|
- |
-1.16K- 21.28% |
$55.9K - $65.3K
|
4.28K
$245K
|
|
May 08, 2023
Q1 2023
|
Hudock, Inc.
|
SELL
|
- |
-1.24K- 21.77% |
$59.7K - $69.8K
|
4.45K
$254K
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.46K- 11.72% |
$70.2K - $82.1K
|
11K
$626K
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.65K- 7.95% |
$79.7K - $93.2K
|
19.1K
$1.09M
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-2.07K- 22.14% |
$99.6K - $117K
|
7.27K
$415K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.29K- 0.73% |
$111K - $129K
|
310K
$17.7M
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.75K- 30.94% |
$326K - $381K
|
15.1K
$860K
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.82K- 0.73% |
$377K - $441K
|
1.06M
$60.8M
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.61K- 24.86% |
$415K - $485K
|
26K
$1.49M
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-12.1K- 59.27% |
$583K - $682K
|
8.3K
$474K
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-26.9K- 1.75% |
$1.3M - $1.52M
|
1.51M
$86.4M
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-63.6K- 11.89% |
$3.07M - $3.59M
|
472K
$26.9M
|