Purchases and Sales Made in Q3 2021 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2021. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.34MNew |
$67.7M - $71.3M
|
1.34M
$81.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
40.3K+ 214.36% |
$2.04M - $2.15M
|
59.2K
$3.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
34.1K+ 252.35% |
$1.73M - $1.82M
|
47.7K
$2.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
21.5K+ 42.37% |
$1.09M - $1.15M
|
72.2K
$4.42M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
17.5KNew |
$886K - $933K
|
17.5K
$1.07M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
17K+ 399.02% |
$861K - $907K
|
21.3K
$1.3M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15K+ 10.7% |
$758K - $799K
|
155K
$9.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
14.9KNew |
$751K - $792K
|
14.9K
$910K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
13K+ 50.4% |
$657K - $693K
|
38.8K
$2.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.7K+ 1.5% |
$640K - $675K
|
855K
$52.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
11K+ 0.92% |
$557K - $587K
|
1.21M
$74M
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11K+ 4140.75% |
$555K - $585K
|
11.2K
$688K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.95KNew |
$453K - $477K
|
8.95K
$548K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.46KNew |
$225K - $238K
|
4.46K
$273K
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
4.21KNew |
$213K - $224K
|
4.21K
$257K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.8K+ 25.38% |
$192K - $202K
|
18.8K
$1.15M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.66KNew |
$185K - $195K
|
3.66K
$224K
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
3.34K+ 100.6% |
$169K - $178K
|
6.66K
$408K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.25K+ 1.8% |
$164K - $173K
|
184K
$11.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.49K+ 31.03% |
$126K - $133K
|
10.5K
$643K
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
2.2K+ 48.35% |
$111K - $117K
|
6.75K
$413K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
2.11K+ 44.92% |
$107K - $113K
|
6.81K
$417K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.98KNew |
$100K - $106K
|
1.98K
$121K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.3K+ 0.46% |
$65.7K - $69.3K
|
282K
$17.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
1.1KNew |
$55.4K - $58.4K
|
1.1K
$67K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.02K+ 0.47% |
$51.4K - $54.2K
|
216K
$13.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
864+ 4.61% |
$43.7K - $46.1K
|
19.6K
$1.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
750+ 11.66% |
$37.9K - $40K
|
7.18K
$440K
|
|
|
Nov 08, 2021
Q3 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
600+ 10.8% |
$30.3K - $32K
|
6.16K
$377K
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
596+ 1862.5% |
$30.1K - $31.8K
|
628
$38.5K
|
|
|
Oct 13, 2021
Q3 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
534+ 4.79% |
$27K - $28.5K
|
11.7K
$715K
|
|
|
Oct 12, 2021
Q3 2021
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
370+ 3.82% |
$18.7K - $19.7K
|
10.1K
$616K
|
|
|
Oct 27, 2021
Q3 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
300+ 34.56% |
$15.2K - $16K
|
1.17K
$71.5K
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
297New |
$15K - $15.8K
|
297
$18.2K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
283New |
$14.3K - $15.1K
|
283
$17.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
269+ 21.42% |
$13.6K - $14.3K
|
1.53K
$93.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
267New |
$13.5K - $14.2K
|
267
$16.3K
|
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
240New |
$12.1K - $12.8K
|
240
$14.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
224New |
$11.3K - $11.9K
|
224
$13.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
172+ 2.23% |
$8.7K - $9.17K
|
7.89K
$483K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
145+ 2.73% |
$7.33K - $7.73K
|
5.46K
$334K
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
107+ 0.93% |
$5.41K - $5.7K
|
11.6K
$710K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
74+ 0.85% |
$3.74K - $3.94K
|
8.77K
$537K
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
45+ 0.88% |
$2.28K - $2.4K
|
5.17K
$316K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
29+ 0.45% |
$1.47K - $1.55K
|
6.45K
$395K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
17+ 0.96% |
$860 - $906
|
1.79K
$109K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
15+ 0.17% |
$759 - $800
|
8.74K
$535K
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
BUY
|
- |
10+ 0.1% |
$506 - $533
|
9.84K
$603K
|
|
|
Nov 01, 2021
Q3 2021
|
Well Done, LLC
|
BUY
|
- |
4+ 0.09% |
$202 - $213
|
4.64K
$284K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
3+ 1.2% |
$152 - $160
|
254
$15.6K
|