Purchases and Sales Made in Q3 2022 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2022. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
87.3K+ 9.07% |
$3.94M - $4.75M
|
1.05M
$64.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
82.1K+ 5.52% |
$3.71M - $4.47M
|
1.57M
$95.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
38.3KNew |
$1.73M - $2.09M
|
38.3K
$2.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
30.1K+ 9.26% |
$1.36M - $1.64M
|
355K
$21.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25.6K+ 9.33% |
$1.15M - $1.39M
|
300K
$18.3M
|
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
24.1KNew |
$1.09M - $1.31M
|
24.1K
$1.47M
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
21.1K+ 206.85% |
$952K - $1.15M
|
31.3K
$1.91M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21K+ 85.95% |
$948K - $1.14M
|
45.4K
$2.77M
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
12.2K+ 150.37% |
$553K - $666K
|
20.4K
$1.24M
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
12.2K+ 150.37% |
$553K - $666K
|
20.4K
$1.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.67K+ 11.99% |
$436K - $526K
|
90.3K
$5.51M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
8.9KNew |
$402K - $484K
|
8.9K
$543K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.84K+ 5.39% |
$399K - $481K
|
173K
$10.6M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
7.04KNew |
$318K - $383K
|
7.04K
$430K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.4K+ 6.27% |
$289K - $348K
|
108K
$6.63M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.36K+ 140.54% |
$287K - $346K
|
10.9K
$664K
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
6.26KNew |
$283K - $341K
|
6.26K
$382K
|
|
|
Nov 08, 2022
Q3 2022
|
Bts Asset Management, Inc.
|
BUY
|
- |
5.99KNew |
$271K - $326K
|
5.99K
$366K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
5.96K+ 47.91% |
$269K - $324K
|
18.4K
$1.12M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.17K+ 70.23% |
$234K - $282K
|
12.5K
$766K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
4.7K+ 16.48% |
$212K - $256K
|
33.2K
$2.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4.64KNew |
$210K - $253K
|
4.64K
$284K
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
3.55K+ 1.1% |
$160K - $193K
|
326K
$19.9M
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
3.47K+ 495.0% |
$156K - $189K
|
4.17K
$254K
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
3.36KNew |
$152K - $183K
|
3.36K
$205K
|
|
|
Oct 25, 2022
Q3 2022
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
3.25K+ 20.06% |
$147K - $177K
|
19.4K
$1.19M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.92K+ 8.75% |
$132K - $159K
|
36.3K
$2.22M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.61K+ 29.72% |
$118K - $142K
|
11.4K
$696K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.18K+ 14.49% |
$98.4K - $119K
|
17.2K
$1.05M
|
|
|
Nov 14, 2022
Q3 2022
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
2.13KNew |
$96.2K - $116K
|
2.13K
$130K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.88K+ 12.23% |
$84.9K - $102K
|
17.3K
$1.05M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.85K+ 5.4% |
$83.4K - $101K
|
36.1K
$2.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
1.69K+ 7.59% |
$76.3K - $92K
|
23.9K
$1.46M
|
|
|
Nov 10, 2022
Q3 2022
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
1.69K+ 21.98% |
$76.1K - $91.7K
|
9.35K
$571K
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.43K+ 6.16% |
$64.4K - $77.6K
|
24.5K
$1.5M
|
|
|
Oct 27, 2022
Q3 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
1.27KNew |
$57.4K - $69.2K
|
1.27K
$77.6K
|
|
|
Oct 14, 2022
Q3 2022
|
Cypress Wealth Services, LLC
|
BUY
|
- |
1.15K+ 5.83% |
$51.9K - $62.6K
|
20.9K
$1.28M
|
|
|
Oct 28, 2022
Q3 2022
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
1.11K+ 3.34% |
$50.2K - $60.5K
|
34.4K
$2.1M
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.05K+ 3.74% |
$47.5K - $57.3K
|
29.2K
$1.78M
|
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.02KNew |
$45.9K - $55.4K
|
1.02K
$62.1K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.01K+ 4.49% |
$45.4K - $54.7K
|
23.4K
$1.43M
|
|
|
Nov 09, 2022
Q3 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
856+ 11.22% |
$38.7K - $46.6K
|
8.48K
$518K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
631+ 10.71% |
$28.5K - $34.4K
|
6.52K
$398K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
603+ 2.01% |
$27.2K - $32.8K
|
30.6K
$1.87M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
305+ 0.92% |
$13.8K - $16.6K
|
33.6K
$2.05M
|
|
|
Oct 20, 2022
Q3 2022
|
First Premier Bank
|
BUY
|
- |
230+ 2.56% |
$10.4K - $12.5K
|
9.23K
$564K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
194+ 2.76% |
$8.76K - $10.6K
|
7.23K
$442K
|
|
|
Oct 14, 2022
Q3 2022
|
Toth Financial Advisory Corp
|
BUY
|
- |
150New |
$6.77K - $8.17K
|
150
$9.16K
|
|
|
Nov 14, 2022
Q3 2022
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
111+ 0.8% |
$5.01K - $6.04K
|
14K
$854K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
100+ 10.53% |
$4.52K - $5.45K
|
1.05K
$64.1K
|