Purchases and Sales Made in Q3 2023 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2023. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.6K+ 52.88% |
$1.34M - $1.48M
|
82.8K
$5.03M
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
18.1KNew |
$846K - $938K
|
18.1K
$1.1M
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.2K+ 95.38% |
$755K - $837K
|
33.1K
$2.01M
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.04K+ 4.77% |
$376K - $417K
|
177K
$10.7M
|
|
Nov 13, 2023
Q3 2023
|
Aspen Grove Capital, LLC
Avon, CO |
BUY
|
- |
5.75KNew |
$269K - $298K
|
5.75K
$350K
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
5.55KNew |
$259K - $287K
|
5.55K
$337K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.54KNew |
$259K - $287K
|
5.54K
$337K
|
|
Nov 13, 2023
Q3 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
5.17KNew |
$242K - $268K
|
5.17K
$314K
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.93K+ 12.11% |
$230K - $255K
|
45.6K
$2.77M
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
4.72K+ 70.88% |
$220K - $244K
|
11.4K
$691K
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.39K+ 114.01% |
$205K - $228K
|
8.25K
$501K
|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
4.27KNew |
$200K - $221K
|
4.27K
$260K
|
|
Oct 12, 2023
Q3 2023
|
Hibernia Wealth Partners, LLC
Baton Rouge, LA |
BUY
|
- |
3.99KNew |
$186K - $207K
|
3.99K
$242K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.02KNew |
$141K - $156K
|
3.02K
$183K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.72K+ 0.88% |
$127K - $141K
|
313K
$19M
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.13K+ 17.31% |
$99.7K - $111K
|
14.5K
$879K
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
1.6K+ 0.46% |
$74.6K - $82.7K
|
350K
$21.3M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.57K+ 0.9% |
$73.2K - $81.2K
|
176K
$10.7M
|
|
Nov 03, 2023
Q3 2023
|
Briaud Financial Planning, Inc
College Station, TX |
BUY
|
- |
1KNew |
$46.7K - $51.8K
|
1K
$60.8K
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
947New |
$44.3K - $49.1K
|
947
$57.6K
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
906+ 9.47% |
$42.3K - $46.9K
|
10.5K
$636K
|
|
Nov 13, 2023
Q3 2023
|
Madden Advisory Services, Inc.
|
BUY
|
- |
719+ 4.62% |
$33.6K - $37.3K
|
16.3K
$990K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
686+ 6.05% |
$32.1K - $35.5K
|
12K
$731K
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
673New |
$31.4K - $34.9K
|
673
$40.9K
|
|
Oct 31, 2023
Q3 2023
|
Money Concepts Capital Corp
|
BUY
|
- |
605+ 1.9% |
$28.3K - $31.4K
|
32.4K
$1.97M
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
590+ 2.06% |
$27.6K - $30.6K
|
29.2K
$1.77M
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
541+ 9.57% |
$25.3K - $28K
|
6.2K
$377K
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
371+ 4.88% |
$17.3K - $19.2K
|
7.97K
$484K
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
338+ 4.81% |
$15.8K - $17.5K
|
7.37K
$448K
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
331+ 1.76% |
$15.5K - $17.2K
|
19.1K
$1.16M
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
310+ 0.68% |
$14.5K - $16.1K
|
46.2K
$2.81M
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
299+ 2.97% |
$14K - $15.5K
|
10.4K
$630K
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
286+ 1.34% |
$13.4K - $14.8K
|
21.7K
$1.32M
|
|
Oct 13, 2023
Q3 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
258+ 0.89% |
$12.1K - $13.4K
|
29.4K
$1.79M
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
227+ 3.12% |
$10.6K - $11.8K
|
7.5K
$456K
|
|
Nov 14, 2023
Q3 2023
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
152+ 0.42% |
$7.1K - $7.88K
|
36.1K
$2.19M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
149+ 0.73% |
$6.96K - $7.72K
|
20.5K
$1.25M
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
100New |
$4.67K - $5.18K
|
100
$6.08K
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
100New |
$4.67K - $5.18K
|
100
$6.08K
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
89+ 1.15% |
$4.16K - $4.61K
|
7.83K
$476K
|
|
Nov 07, 2023
Q3 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
88+ 1.15% |
$4.11K - $4.56K
|
7.72K
$469K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
75New |
$3.5K - $3.89K
|
75
$4.56K
|
|
Nov 09, 2023
Q3 2023
|
Sweeney & Michel, LLC
Chico, CA |
BUY
|
- |
75+ 1.03% |
$3.5K - $3.89K
|
7.35K
$447K
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
61+ 1.17% |
$2.85K - $3.16K
|
5.28K
$321K
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
35+ 0.65% |
$1.64K - $1.81K
|
5.41K
$329K
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
10New |
$467 - $518
|
10
$608
|
|
Nov 01, 2023
Q3 2023
|
Albion Financial Group
|
BUY
|
- |
9+ 1.1% |
$421 - $466
|
824
$50.1K
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
6+ 0.03% |
$280 - $311
|
23.9K
$1.45M
|
|
Oct 16, 2023
Q3 2023
|
Well Done, LLC
|
BUY
|
- |
5+ 0.11% |
$234 - $259
|
4.68K
$284K
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
4+ 0.04% |
$187 - $207
|
9.6K
$584K
|