Purchases and Sales Made in Q4 2023 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q4 2023. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-75- 0.72% |
$3.33K - $3.89K
|
10.4K
$633K
|
|
|
Feb 14, 2024
Q4 2023
|
Redwood Financial Network Corp
|
SELL
|
- |
-88- 1.58% |
$3.91K - $4.57K
|
5.48K
$335K
|
|
|
Feb 09, 2024
Q4 2023
|
Keystone Financial Group
|
SELL
|
- |
-136- 1.8% |
$6.05K - $7.06K
|
7.42K
$453K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-168- 0.74% |
$7.47K - $8.72K
|
22.7K
$1.38M
|
|
|
Jan 22, 2024
Q4 2023
|
Hudock, Inc.
|
SELL
|
- |
-176- 3.95% |
$7.82K - $9.14K
|
4.29K
$262K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-223- 2.97% |
$9.91K - $11.6K
|
7.28K
$444K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-333- 6.01% |
$14.8K - $17.3K
|
5.21K
$318K
|
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-343- 1.17% |
$15.2K - $17.8K
|
28.9K
$1.76M
|
|
|
Feb 13, 2024
Q4 2023
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-357- 0.99% |
$15.9K - $18.5K
|
35.7K
$2.18M
|
|
|
Jan 17, 2024
Q4 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-380- 7.03% |
$16.9K - $19.7K
|
5.03K
$307K
|
|
|
Aug 13, 2024
Q4 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-400Closed |
$17.8K - $20.8K
|
0
$0
|
|
|
Jan 30, 2024
Q4 2023
|
Investors Research Corp
|
SELL
|
- |
-467- 2.1% |
$20.8K - $24.2K
|
21.8K
$1.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-525- 6.43% |
$23.3K - $27.3K
|
7.63K
$466K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-532- 2.23% |
$23.7K - $27.6K
|
23.3K
$1.42M
|
|
|
Jul 31, 2024
Q4 2023
|
Sage Capital Management, LLC
Stockton, NJ |
SELL
|
- |
-542- 1.86% |
$24.1K - $28.1K
|
28.6K
$1.74M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-605- 7.59% |
$26.9K - $31.4K
|
7.36K
$450K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-637- 1.98% |
$28.3K - $33.1K
|
31.6K
$1.93M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-945- 4.95% |
$42K - $49.1K
|
18.2K
$1.11M
|
|
|
Jan 08, 2024
Q4 2023
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-950- 13.59% |
$42.2K - $49.3K
|
6.04K
$369K
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-970- 2.99% |
$43.1K - $50.4K
|
31.5K
$1.92M
|
|
|
Jan 29, 2024
Q4 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-1.36K- 3.01% |
$60.5K - $70.6K
|
43.9K
$2.68M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.45K- 2.41% |
$64.4K - $75.2K
|
58.6K
$3.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.61K- 3.53% |
$71.7K - $83.7K
|
44K
$2.69M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.73K- 8.44% |
$77K - $89.9K
|
18.8K
$1.15M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.89K- 20.34% |
$83.9K - $97.9K
|
7.39K
$451K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.1K- 21.17% |
$93.2K - $109K
|
7.81K
$477K
|
|
|
Jan 17, 2024
Q4 2023
|
Heartwood Wealth Advisors LLC
|
SELL
|
- |
-2.61K- 10.64% |
$116K - $135K
|
21.9K
$1.34M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.63K- 3.18% |
$117K - $137K
|
80.1K
$4.89M
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-2.76K- 10.07% |
$123K - $143K
|
24.6K
$1.51M
|
|
|
Jan 09, 2024
Q4 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-3K- 25.28% |
$133K - $156K
|
8.87K
$542K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.77K- 15.1% |
$167K - $196K
|
21.2K
$1.29M
|
|
|
Feb 06, 2024
Q4 2023
|
Simmons Bank
|
SELL
|
- |
-4.25K- 50.4% |
$189K - $221K
|
4.18K
$255K
|
|
|
Feb 12, 2024
Q4 2023
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
SELL
|
- |
-4.45K- 50.57% |
$198K - $231K
|
4.35K
$266K
|
|
|
Jan 10, 2024
Q4 2023
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-4.6K- 15.65% |
$205K - $239K
|
24.8K
$1.51M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.15K- 70.58% |
$229K - $267K
|
2.15K
$131K
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-7.86K- 26.97% |
$349K - $408K
|
21.3K
$1.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.86K- 95.24% |
$349K - $408K
|
393
$24K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-14.6K- 3.25% |
$648K - $756K
|
434K
$26.5M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.3K- 3.97% |
$681K - $795K
|
370K
$22.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-15.6K- 8.81% |
$692K - $807K
|
161K
$9.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19.7K- 59.41% |
$874K - $1.02M
|
13.4K
$820K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-37K- 21.01% |
$1.65M - $1.92M
|
139K
$8.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-41.2K- 39.96% |
$1.83M - $2.14M
|
61.9K
$3.78M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-46.2K- 24.53% |
$2.05M - $2.4M
|
142K
$8.68M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-47K- 17.26% |
$2.09M - $2.44M
|
225K
$13.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-97.9K- 7.68% |
$4.35M - $5.08M
|
1.18M
$71.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-158K- 50.5% |
$7.02M - $8.19M
|
155K
$9.45M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-259K- 74.05% |
$11.5M - $13.5M
|
90.8K
$5.55M
|