Purchases and Sales Made in Q3 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
903+ 4.9% |
$25K - $27.4K
|
19.3K
$693K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
BUY
|
- |
868+ 7.31% |
$24K - $26.4K
|
12.7K
$457K
|
|
|
Oct 25, 2023
Q3 2023
|
Sawyer & Company, Inc
|
BUY
|
- |
848New |
$23.5K - $25.8K
|
848
$30.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
786+ 8.1% |
$21.8K - $23.9K
|
10.5K
$376K
|
|
|
Oct 19, 2023
Q3 2023
|
Root Financial Partners, LLC
Solana Beach, CA |
BUY
|
- |
764+ 1.84% |
$21.2K - $23.2K
|
42.2K
$1.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
643+ 0.51% |
$17.8K - $19.5K
|
127K
$4.56M
|
|
|
Oct 31, 2023
Q3 2023
|
Investment Partners, Ltd.
|
BUY
|
- |
540+ 2.67% |
$15K - $16.4K
|
20.7K
$743K
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
527+ 2.94% |
$14.6K - $16K
|
18.4K
$660K
|
|
|
Oct 23, 2023
Q3 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
340+ 3.97% |
$9.42K - $10.3K
|
8.91K
$319K
|
|
|
Jan 02, 2024
Q3 2023
|
Southland Equity Partners LLC
Wildwood, MO |
BUY
|
- |
229+ 3.11% |
$6.34K - $6.96K
|
7.6K
$272K
|
|
|
Nov 15, 2023
Q3 2023
|
Objective Capital Management, LLC
|
BUY
|
- |
223+ 1.96% |
$6.18K - $6.77K
|
11.6K
$416K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
175New |
$4.85K - $5.32K
|
175
$6.27K
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
139+ 1.45% |
$3.85K - $4.22K
|
9.71K
$348K
|
|
|
Oct 17, 2023
Q3 2023
|
Purus Wealth Management, LLC
|
BUY
|
- |
120+ 0.24% |
$3.32K - $3.65K
|
49.5K
$1.78M
|
|
|
Nov 01, 2023
Q3 2023
|
Pitti Group Wealth Management, LLC
|
BUY
|
- |
91+ 1.18% |
$2.52K - $2.76K
|
7.8K
$280K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
74+ 1480.0% |
$2.05K - $2.25K
|
79
$2.83K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
51+ 0.29% |
$1.41K - $1.55K
|
17.6K
$630K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
17+ 5.96% |
$471 - $516
|
302
$10.8K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
15+ 0.18% |
$416 - $456
|
8.15K
$292K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
5+ 0.05% |
$139 - $152
|
9.84K
$352K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-35- 0.31% |
$970 - $1.06K
|
11.3K
$405K
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-60- 0.35% |
$1.66K - $1.82K
|
17.1K
$613K
|
|
|
Nov 14, 2023
Q3 2023
|
Old Port Advisors
|
SELL
|
- |
-60- 0.41% |
$1.66K - $1.82K
|
14.7K
$525K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-157- 0.4% |
$4.35K - $4.77K
|
38.9K
$1.39M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-159- 2.82% |
$4.4K - $4.83K
|
5.49K
$197K
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-301- 0.57% |
$8.34K - $9.14K
|
52.3K
$1.87M
|
|
|
Oct 04, 2023
Q3 2023
|
Global Assets Advisory, LLC
Orlando, FL |
SELL
|
- |
-433- 2.65% |
$12K - $13.2K
|
15.9K
$569K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-482- 1.26% |
$13.4K - $14.6K
|
37.7K
$1.35M
|
|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-551- 5.05% |
$15.3K - $16.7K
|
10.4K
$371K
|
|
|
Nov 13, 2023
Q3 2023
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-680- 2.58% |
$18.8K - $20.7K
|
25.7K
$921K
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-889- 1.62% |
$24.6K - $27K
|
53.9K
$1.93M
|
|
|
Nov 02, 2023
Q3 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-1.01K- 9.12% |
$28K - $30.7K
|
10.1K
$361K
|
|
|
Nov 07, 2023
Q3 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-1.05K- 0.35% |
$28.9K - $31.7K
|
299K
$10.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.13K- 0.64% |
$31.4K - $34.4K
|
176K
$6.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.28K- 2.4% |
$35.5K - $39K
|
52.2K
$1.87M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.29K- 1.13% |
$35.6K - $39.1K
|
113K
$4.03M
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.65K- 4.04% |
$45.8K - $50.2K
|
39.2K
$1.41M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.68K- 1.9% |
$46.6K - $51.2K
|
87.1K
$3.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-1.7K- 11.92% |
$47.1K - $51.6K
|
12.6K
$450K
|
|
|
Nov 14, 2023
Q3 2023
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.85K- 3.83% |
$51.2K - $56.2K
|
46.5K
$1.67M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.95K- 24.1% |
$54.1K - $59.3K
|
6.15K
$220K
|
|
|
Nov 13, 2023
Q3 2023
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-2.25K- 16.78% |
$62.4K - $68.5K
|
11.2K
$401K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-2.94K- 3.16% |
$81.3K - $89.2K
|
90.1K
$3.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Kolinsky Wealth Management, LLC
Ramsey, NJ |
SELL
|
- |
-4.17K- 3.29% |
$115K - $127K
|
123K
$4.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-5K- 7.01% |
$139K - $152K
|
66.3K
$2.38M
|
|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-7.22K- 36.33% |
$200K - $219K
|
12.7K
$454K
|
|
|
Nov 14, 2023
Q3 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-7.31K- 3.56% |
$203K - $222K
|
198K
$7.09M
|
|
|
Dec 05, 2023
Q3 2023
|
Tap Consulting, LLC
|
SELL
|
- |
-7.56K- 4.35% |
$209K - $230K
|
166K
$5.95M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-13K- 26.19% |
$361K - $396K
|
36.7K
$1.32M
|
|
|
Oct 17, 2023
Q3 2023
|
Cx Institutional
|
SELL
|
- |
-20.9K- 15.86% |
$579K - $635K
|
111K
$3.97M
|