Purchases and Sales Made in Q3 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
17.9KNew |
$496K - $544K
|
17.9K
$642K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
16.5KNew |
$458K - $503K
|
16.5K
$593K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
16.5K+ 8.52% |
$456K - $500K
|
210K
$7.52M
|
|
|
Oct 19, 2023
Q3 2023
|
Sfg Wealth Management, Llc.
|
BUY
|
- |
16.3KNew |
$451K - $494K
|
16.3K
$583K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
16.2K+ 53.0% |
$450K - $493K
|
46.9K
$1.68M
|
|
|
Oct 10, 2023
Q3 2023
|
Aprio Wealth Management, LLC
|
BUY
|
- |
15.6K+ 12.06% |
$433K - $475K
|
145K
$5.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
15.3KNew |
$424K - $465K
|
15.3K
$548K
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
15.1KNew |
$419K - $460K
|
15.1K
$543K
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
14.8K+ 90.11% |
$410K - $449K
|
31.2K
$1.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
14.5K+ 34.41% |
$400K - $439K
|
56.5K
$2.02M
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
13.3KNew |
$369K - $405K
|
13.3K
$477K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
13.3K+ 17.84% |
$369K - $405K
|
88K
$3.15M
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
12.4K+ 28.09% |
$345K - $378K
|
56.7K
$2.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
10.2KNew |
$282K - $309K
|
10.2K
$364K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
8.35K+ 28.2% |
$231K - $254K
|
37.9K
$1.36M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
BUY
|
- |
7.88K+ 8.72% |
$218K - $239K
|
98.2K
$3.52M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.29K+ 0.62% |
$202K - $222K
|
1.18M
$42.2M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
6.91K+ 10.16% |
$191K - $210K
|
75K
$2.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
6.42K+ 256.96% |
$178K - $195K
|
8.92K
$320K
|
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
6.09K+ 12.4% |
$169K - $185K
|
55.2K
$1.98M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.77K+ 13.52% |
$160K - $175K
|
48.5K
$1.74M
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
5.65K+ 2.72% |
$156K - $172K
|
213K
$7.63M
|
|
|
Oct 30, 2023
Q3 2023
|
Ergawealth Advisors, Inc.
Oak Brook, IL |
BUY
|
- |
5.57K+ 2.19% |
$154K - $169K
|
260K
$9.31M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.56K+ 2.62% |
$154K - $169K
|
218K
$7.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.46K+ 20.78% |
$151K - $166K
|
31.7K
$1.14M
|
|
|
Oct 10, 2023
Q3 2023
|
Summit Investment Advisory Services, LLC
Roseville, MN |
BUY
|
- |
5.4K+ 11.43% |
$149K - $164K
|
52.6K
$1.88M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.13K+ 2.43% |
$142K - $156K
|
216K
$7.74M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.6K+ 30.96% |
$127K - $140K
|
19.5K
$697K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
4.53K+ 22.85% |
$126K - $138K
|
24.4K
$873K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
4.15K+ 15.74% |
$115K - $126K
|
30.5K
$1.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.12K+ 45.41% |
$114K - $125K
|
13.2K
$473K
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
3.99K+ 41.96% |
$110K - $121K
|
13.5K
$483K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.94K+ 6.92% |
$109K - $120K
|
60.9K
$2.18M
|
|
|
Nov 15, 2023
Q3 2023
|
Owen La Rue, LLC
Elizabethtown, KY |
BUY
|
- |
3.72K+ 4.4% |
$103K - $113K
|
88.2K
$3.16M
|
|
|
Oct 17, 2023
Q3 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
3.52K+ 30.74% |
$97.4K - $107K
|
15K
$536K
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
3.33K+ 24.78% |
$92.3K - $101K
|
16.8K
$601K
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
3.33K+ 2.34% |
$92.2K - $101K
|
146K
$5.23M
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.73K+ 16.2% |
$75.7K - $83K
|
19.6K
$703K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
2.72KNew |
$75.3K - $82.6K
|
2.72K
$97.4K
|
|
|
Oct 13, 2023
Q3 2023
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
2.7K+ 5.82% |
$74.7K - $81.9K
|
49K
$1.76M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
2.62K+ 26.4% |
$72.4K - $79.4K
|
12.5K
$449K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
2.45K+ 13627.78% |
$67.9K - $74.5K
|
2.47K
$88.5K
|
|
|
Nov 08, 2023
Q3 2023
|
Tru Independence LLC
|
BUY
|
- |
2.03K+ 16.93% |
$56.3K - $61.7K
|
14K
$503K
|
|
|
Nov 06, 2023
Q3 2023
|
Cottage Street Advisors LLC
|
BUY
|
- |
1.93K+ 18.81% |
$53.5K - $58.7K
|
12.2K
$437K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.75K+ 2.91% |
$48.4K - $53.1K
|
61.8K
$2.21M
|
|
|
Nov 09, 2023
Q3 2023
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
1.59KNew |
$44K - $48.2K
|
1.59K
$56.9K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.56K+ 1.84% |
$43.3K - $47.5K
|
86.6K
$3.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
1.49K+ 12.59% |
$41.2K - $45.1K
|
13.3K
$476K
|
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
1.29K+ 2.01% |
$35.7K - $39.2K
|
65.6K
$2.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1.19K+ 13.81% |
$32.9K - $36.1K
|
9.8K
$351K
|