Purchases and Sales Made in Q4 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
542+ 0.96% |
$14.4K - $18K
|
57K
$2.04M
|
|
|
Jan 26, 2024
Q4 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
535+ 122.99% |
$14.2K - $17.8K
|
970
$34.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
444+ 0.62% |
$11.8K - $14.8K
|
71.9K
$2.58M
|
|
|
Feb 12, 2024
Q4 2023
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
439+ 27.66% |
$11.6K - $14.6K
|
2.03K
$72.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
422New |
$11.2K - $14K
|
422
$15.1K
|
|
|
Jan 22, 2024
Q4 2023
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
394New |
$10.4K - $13.1K
|
394
$14.1K
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
323+ 1.75% |
$8.55K - $10.7K
|
18.8K
$672K
|
|
|
Jan 25, 2024
Q4 2023
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
300+ 22.76% |
$7.94K - $9.97K
|
1.62K
$58K
|
|
|
Jan 23, 2024
Q4 2023
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
299New |
$7.92K - $9.94K
|
299
$10.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
297+ 2.92% |
$7.86K - $9.87K
|
10.5K
$375K
|
|
|
Feb 15, 2024
Q4 2023
|
Main Street Group, LTD
Glen Allen, VA |
BUY
|
- |
253New |
$6.7K - $8.41K
|
253
$9.06K
|
|
|
Jan 30, 2024
Q4 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
244+ 2.42% |
$6.46K - $8.11K
|
10.3K
$370K
|
|
|
Feb 02, 2024
Q4 2023
|
Investment Partners, Ltd.
|
BUY
|
- |
222+ 1.07% |
$5.88K - $7.38K
|
21K
$751K
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
BUY
|
- |
215New |
$5.69K - $7.14K
|
215
$7.7K
|
|
|
Feb 05, 2024
Q4 2023
|
Pitti Group Wealth Management, LLC
|
BUY
|
- |
103+ 1.32% |
$2.73K - $3.42K
|
7.91K
$283K
|
|
|
Jan 24, 2024
Q4 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
83+ 0.93% |
$2.2K - $2.76K
|
9K
$322K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
41New |
$1.09K - $1.36K
|
41
$1.47K
|
|
|
Mar 07, 2024
Q4 2023
|
Objective Capital Management, LLC
|
BUY
|
- |
36+ 0.31% |
$953 - $1.2K
|
11.6K
$417K
|
|
|
Jan 23, 2024
Q4 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
32+ 10.6% |
$847 - $1.06K
|
334
$12K
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
26+ 0.32% |
$688 - $864
|
8.17K
$293K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
12+ 0.12% |
$318 - $399
|
9.72K
$348K
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
9New |
$238 - $299
|
9
$322
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1New |
$26.5 - $33.2
|
1
$35.8
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-13- 0.11% |
$344 - $432
|
11.5K
$411K
|
|
|
Jan 17, 2024
Q4 2023
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-30- 50.85% |
$794 - $997
|
29
$1.04K
|
|
|
Jun 26, 2024
Q4 2023
|
Old Port Advisors
|
SELL
|
- |
-120- 0.82% |
$3.18K - $3.99K
|
14.5K
$521K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-160- 1.53% |
$4.24K - $5.32K
|
10.3K
$370K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-207- 0.68% |
$5.48K - $6.88K
|
30.3K
$1.08M
|
|
|
Jan 09, 2024
Q4 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-281- 0.57% |
$7.44K - $9.34K
|
49.3K
$1.77M
|
|
|
Feb 08, 2024
Q4 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-337- 0.24% |
$8.92K - $11.2K
|
141K
$5.04M
|
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-459- 4.69% |
$12.2K - $15.3K
|
9.34K
$335K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-547- 0.63% |
$14.5K - $18.2K
|
86K
$3.08M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-682- 7.13% |
$18.1K - $22.7K
|
8.89K
$318K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-742- 13.52% |
$19.6K - $24.7K
|
4.75K
$170K
|
|
|
Feb 08, 2024
Q4 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-746- 5.6% |
$19.8K - $24.8K
|
12.6K
$451K
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-1.08K- 9.52% |
$28.5K - $35.7K
|
10.2K
$366K
|
|
|
Feb 08, 2024
Q4 2023
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-1.26K- 3.3% |
$33.3K - $41.7K
|
36.8K
$1.32M
|
|
|
Jan 09, 2024
Q4 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-1.4K- 11.14% |
$37.1K - $46.5K
|
11.2K
$400K
|
|
|
Feb 12, 2024
Q4 2023
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.88K- 4.03% |
$49.7K - $62.3K
|
44.6K
$1.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-1.92K- 5.21% |
$50.9K - $63.9K
|
35K
$1.25M
|
|
|
Feb 12, 2024
Q4 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-2.1K- 22.16% |
$55.6K - $69.8K
|
7.38K
$264K
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-2.31K- 9.43% |
$61.1K - $76.7K
|
22.2K
$794K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-2.33K- 11.97% |
$61.6K - $77.4K
|
17.1K
$613K
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-2.38K- 9.78% |
$63.1K - $79.2K
|
22K
$788K
|
|
|
Feb 08, 2024
Q4 2023
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-2.39K- 1.68% |
$63.2K - $79.4K
|
140K
$5.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-2.45K- 99.27% |
$65K - $81.5K
|
18
$645
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.51K- 4.66% |
$66.5K - $83.4K
|
51.4K
$1.84M
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-2.58K- 9.35% |
$68.2K - $85.6K
|
25K
$894K
|
|
|
Feb 05, 2024
Q4 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-3.19K- 4.87% |
$84.6K - $106K
|
62.4K
$2.24M
|
|
|
Feb 12, 2024
Q4 2023
|
Harvest Investment Services, LLC
|
SELL
|
- |
-3.3K- 6.32% |
$87.4K - $110K
|
48.9K
$1.75M
|