James M Oates Stifel Financial Corp (SF) insider trading activity

James M Oates is Director of STIFEL FINANCIAL CORP. Currently has a direct ownership of 4,996 shares of SF, which is worth approximately $444,843. The most recent transaction as insider was on Jun 02, 2021, when has been sold 20,000 shares (Common Stock) at a price of $68.64 per share, resulting in proceeds of $1,372,800. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 5K

0% 3M change

0% 12M change

Total Value Held $444,843

JAMES M OATES Transaction History

Date	Transaction	Value	Shares Traded	Shares Held	Form
Date	Transaction	Value	Shares Traded	Shares Held	Form
Jun 02 2021	SELL Open market or private sale	$1,372,800 $68.64 p/Share	20,000 Reduced 80.01%	4,996 Common Stock
May 26 2021	BUY Exercise of conversion of derivative security	-	22,154 Added 46.99%	24,996 Common Stock
Feb 22 2021	SELL Open market or private sale	$606,300 $60.63 p/Share	10,000 Reduced 77.87%	2,842 Common Stock
Jan 12 2021	BUY Exercise of conversion of derivative security	-	6,004 Added 31.86%	12,842 Common Stock
Nov 09 2020	SELL Open market or private sale	$613,260 $68.14 p/Share	9,000 Reduced 66.85%	4,463 Common Stock
Jun 05 2020	BUY Exercise of conversion of derivative security	-	1,900 Added 12.37%	13,463 Common Stock
Jan 02 2020	BUY Exercise of conversion of derivative security	-	4,076 Added 23.18%	13,511 Common Stock
Dec 20 2019	SELL Open market or private sale	$619,900 $61.99 p/Share	10,000 Reduced 51.45%	9,435 Common Stock
Jun 06 2019	BUY Exercise of conversion of derivative security	-	1,900 Added 8.96%	19,297 Common Stock
May 09 2019	SELL Open market or private sale	$1,172,200 $58.61 p/Share	20,000 Reduced 53.48%	17,397 Common Stock
Jan 02 2019	BUY Exercise of conversion of derivative security	-	4,179 Added 10.16%	36,965 Common Stock
Jun 07 2018	BUY Exercise of conversion of derivative security	-	1,900 Added 5.48%	32,786 Common Stock
Dec 29 2017	BUY Exercise of conversion of derivative security	-	4,246 Added 11.43%	32,886 Common Stock
Nov 10 2017	SELL Open market or private sale	$92,413 $52.27 p/Share	1,768 Reduced 5.81%	28,640 Common Stock

JMO

James M Oates

Director

Elkins, NH

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P - Open market or private purchase×

S - Open market or private sale×

V - Transaction voluntarily reported earlier than required×

A - Grant, award, or other acquisition×

D - Sale (or disposition) back to the issuer×

F - Payment of exercise price or tax liability×

I - Discretionary transaction×

M - Exercise of conversion of derivative security×

C - Conversion of derivative security×

E - Expiration of short derivative position×

H - Expiration (or cancellation) of long derivative position with value received×

O - Exercise of out-of-the-money derivative securities×

X - Exercise of in-the-money or at-the-money derivatives securities×

G - Bona fide gift×

L - Small Acquisition×

W - Acquisition or disposition by will or laws×

Z - Deposit into or withdrawal from voting trust×

J - Other acquisition or disposition×

K - Transaction in equity swap or similar instrument×

U - Disposition due to a tender of shares in a change of control transaction×

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