Purchases and Sales Made in Q3 2023 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q3 2023. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-232- 86.25% |
$1.99K - $2.4K
|
37
$521
|
|
|
Nov 13, 2023
Q3 2023
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-251- 1.01% |
$2.15K - $2.6K
|
24.6K
$345K
|
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-265- 35.81% |
$2.27K - $2.74K
|
475
$6.68K
|
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-310- 5.93% |
$2.65K - $3.21K
|
4.92K
$69.2K
|
|
|
Oct 13, 2023
Q3 2023
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-360- 30.69% |
$3.08K - $3.73K
|
813
$11.4K
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-387- 3.38% |
$3.31K - $4.01K
|
11K
$155K
|
|
|
Dec 27, 2023
Q3 2023
|
Rnc Capital Management LLC
|
SELL
|
- |
-440- 1.14% |
$3.77K - $4.55K
|
38.1K
$536K
|
|
|
Nov 09, 2023
Q3 2023
|
Richard Pzena
Pzena Investment Management LLC
|
SELL
|
- |
-500- 2.11% |
$4.28K - $5.18K
|
23.2K
$326K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-552- 1.84% |
$4.73K - $5.71K
|
29.5K
$415K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-628- 0.32% |
$5.38K - $6.5K
|
198K
$2.78M
|
|
|
Nov 09, 2023
Q3 2023
|
Prudent Man Advisors, LLC
|
SELL
|
- |
-643- 3.29% |
$5.5K - $6.66K
|
18.9K
$266K
|
|
|
Oct 26, 2023
Q3 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-720- 6.25% |
$6.16K - $7.45K
|
10.8K
$152K
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-841- 6.23% |
$7.2K - $8.7K
|
12.7K
$178K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-861- 0.42% |
$7.37K - $8.91K
|
203K
$2.86M
|
|
|
Aug 16, 2024
Q3 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-898- 22.07% |
$7.69K - $9.29K
|
3.17K
$44.6K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-924- 29.57% |
$7.91K - $9.56K
|
2.2K
$31K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-936- 8.1% |
$8.01K - $9.69K
|
10.6K
$149K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.04K- 2.05% |
$8.87K - $10.7K
|
49.6K
$697K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-1.07K- 6.13% |
$9.18K - $11.1K
|
16.4K
$231K
|
|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
SELL
|
- |
-1.11K- 1.67% |
$9.46K - $11.4K
|
65.1K
$917K
|
|
|
Oct 19, 2023
Q3 2023
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.42K- 7.68% |
$12.2K - $14.7K
|
17.1K
$241K
|
|
|
Oct 27, 2023
Q3 2023
|
Alpha Q Advisors LLC
Orlando, FL |
SELL
|
- |
-1.8K- 8.31% |
$15.4K - $18.6K
|
19.9K
$279K
|
|
|
Nov 13, 2023
Q3 2023
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-2.17K- 2.68% |
$18.6K - $22.5K
|
78.9K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
New Republic Capital, LLC
Charlotte, NC |
SELL
|
- |
-2.31K- 11.62% |
$19.8K - $23.9K
|
17.6K
$247K
|
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-2.32K- 7.19% |
$19.9K - $24K
|
30K
$422K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-2.37K- 0.48% |
$20.2K - $24.5K
|
495K
$6.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-2.37K- 0.48% |
$20.2K - $24.5K
|
495K
$6.96M
|
|
|
Nov 01, 2023
Q3 2023
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-2.62K- 4.95% |
$22.4K - $27.1K
|
50.2K
$707K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-2.75K- 92.37% |
$23.5K - $28.5K
|
227
$3.19K
|
|
|
Nov 02, 2023
Q3 2023
|
F Dx Advisors, Inc.
|
SELL
|
- |
-3.4K- 23.77% |
$29.1K - $35.2K
|
10.9K
$153K
|
|
|
Nov 13, 2023
Q3 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-4.23K- 11.03% |
$36.2K - $43.8K
|
34.1K
$480K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.47K- 6.48% |
$38.3K - $46.3K
|
64.5K
$908K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.65K- 5.83% |
$39.8K - $48.2K
|
75.2K
$1.06M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-4.79K- 1.43% |
$41K - $49.5K
|
329K
$4.63M
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-5.35K- 89.96% |
$45.8K - $55.4K
|
597
$8.4K
|
|
|
Feb 21, 2024
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-5.43K- 6.46% |
$46.5K - $56.2K
|
78.6K
$1.11M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-5.45K- 2.06% |
$46.7K - $56.4K
|
259K
$3.64M
|
|
|
Oct 30, 2023
Q3 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-5.67K- 4.89% |
$48.5K - $58.7K
|
110K
$1.55M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-5.7K- 3.63% |
$48.8K - $59K
|
151K
$2.13M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-6.87K- 0.85% |
$58.8K - $71.1K
|
802K
$11.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Systm Wealth Solutions LLC
Chicago, IL |
SELL
|
- |
-6.88K- 22.73% |
$58.9K - $71.2K
|
23.4K
$329K
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-6.99K- 15.07% |
$59.9K - $72.4K
|
39.4K
$554K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.77K- 2.21% |
$66.5K - $80.4K
|
344K
$4.85M
|
|
|
Nov 08, 2023
Q3 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-8.89K- 2.05% |
$76.1K - $92K
|
425K
$5.99M
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
SELL
|
- |
-9.6K- 4.71% |
$82.2K - $99.4K
|
194K
$2.73M
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-11.6K- 1.9% |
$99.7K - $121K
|
602K
$8.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-12.1K- 5.79% |
$103K - $125K
|
197K
$2.77M
|
|
|
Oct 31, 2023
Q3 2023
|
Vise Technologies, Inc.
New York, NY |
SELL
|
- |
-12.8K- 17.4% |
$110K - $133K
|
60.9K
$857K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.8K- 5.38% |
$110K - $133K
|
226K
$3.17M
|
|
|
Oct 13, 2023
Q3 2023
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-13.9K- 3.03% |
$119K - $144K
|
444K
$6.24M
|