Purchases and Sales Made in Q3 2021 in Spdr Ssga Us Small Cap Low Vol (SMLV)
This table provides information about the institutional ownership of Spdr Ssga Us Small Cap Low Vol (SMLV) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SSGA US SMALL CAP LOW VOL.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.06KNew |
$874K - $935K
|
8.06K
$1.09M
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
7.7KNew |
$836K - $893K
|
7.7K
$1.04M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
7.66KNew |
$831K - $888K
|
7.66K
$1.04M
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
7.45K+ 66.44% |
$808K - $864K
|
18.7K
$2.53M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.99K+ 166.98% |
$541K - $579K
|
7.98K
$1.08M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.71K+ 18.01% |
$403K - $430K
|
24.3K
$3.29M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.22KNew |
$241K - $257K
|
2.22K
$300K
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
1.82KNew |
$198K - $211K
|
1.82K
$247K
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.66KNew |
$180K - $193K
|
1.66K
$225K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.45K+ 24.6% |
$157K - $168K
|
7.32K
$991K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.28K+ 47.89% |
$139K - $149K
|
3.96K
$535K
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
850+ 3.8% |
$92.2K - $98.6K
|
23.2K
$3.14M
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
770+ 3.81% |
$83.5K - $89.3K
|
21K
$2.84M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
643+ 4.7% |
$69.8K - $74.6K
|
14.3K
$1.94M
|
|
Nov 04, 2021
Q3 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
547+ 1.62% |
$59.3K - $63.4K
|
34.4K
$4.66M
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
470+ 9.86% |
$51K - $54.5K
|
5.24K
$709K
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
463+ 5.61% |
$50.2K - $53.7K
|
8.71K
$1.18M
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
386+ 5.26% |
$41.9K - $44.8K
|
7.73K
$1.05M
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
360+ 9.89% |
$39.1K - $41.8K
|
4K
$542K
|
|
Oct 28, 2021
Q3 2021
|
Marshall Financial Group LLC
|
BUY
|
- |
309+ 4.33% |
$33.5K - $35.8K
|
7.44K
$1.01M
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
305+ 0.58% |
$33.1K - $35.4K
|
53K
$7.18M
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
204+ 1.67% |
$22.1K - $23.7K
|
12.4K
$1.68M
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
166+ 10.85% |
$18K - $19.3K
|
1.7K
$230K
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
161+ 4.36% |
$17.5K - $18.7K
|
3.85K
$522K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
151+ 4.05% |
$16.4K - $17.5K
|
3.88K
$524K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
107+ 4.2% |
$11.6K - $12.4K
|
2.66K
$359K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
98+ 0.23% |
$10.6K - $11.4K
|
43.1K
$5.83M
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
87+ 0.53% |
$9.44K - $10.1K
|
16.6K
$2.25M
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
87New |
$9.44K - $10.1K
|
87
$11.8K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
50New |
$5.42K - $5.8K
|
50
$6.77K
|
|
Nov 15, 2021
Q3 2021
|
Roffman Miller Associates Inc
Philadelphia, PA |
BUY
|
- |
25+ 0.34% |
$2.71K - $2.9K
|
7.46K
$1.01M
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
24+ 0.53% |
$2.6K - $2.78K
|
4.52K
$612K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
23New |
$2.5K - $2.67K
|
23
$3.11K
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
10New |
$1.08K - $1.16K
|
10
$1.35K
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
8New |
$868 - $928
|
8
$1.08K
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
2+ 1.0% |
$217 - $232
|
203
$27.5K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1+ 0.43% |
$108 - $116
|
233
$31.5K
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1+ 0.42% |
$108 - $116
|
238
$32.2K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
1+ 0.3% |
$108 - $116
|
335
$45.3K
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-10- 0.37% |
$1.08K - $1.16K
|
2.68K
$362K
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-12- 7.5% |
$1.3K - $1.39K
|
148
$20K
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-12- 0.25% |
$1.3K - $1.39K
|
4.86K
$657K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-22- 0.65% |
$2.39K - $2.55K
|
3.36K
$455K
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-25- 20.0% |
$2.71K - $2.9K
|
100
$13.5K
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-40Closed |
$4.34K - $4.64K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
SELL
|
- |
-56- 11.67% |
$6.07K - $6.49K
|
424
$57.4K
|
|
Oct 12, 2021
Q3 2021
|
Affiance Financial, LLC
|
SELL
|
- |
-108- 5.37% |
$11.7K - $12.5K
|
1.91K
$258K
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-136- 2.07% |
$14.8K - $15.8K
|
6.44K
$871K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-149- 4.86% |
$16.2K - $17.3K
|
2.92K
$395K
|