Latest Institutional Transactions on Salient Midstream & Mlp Fund (SMM)
This table provides information on the latest institutional transactions involving Salient Midstream & Mlp Fund (SMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8KClosed |
$66.8K - $83.9K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
10KNew |
$52.1K - $65.4K
|
10K
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-12.5KClosed |
$63K - $79.7K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-47.6KClosed |
$240K - $304K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.6KNew |
$83.7K - $106K
|
16.6K
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
9K+ 52.45% |
$45.5K - $57.5K
|
26.2K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1KClosed |
$5.05K - $6.39K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19.5KClosed |
$84.4K - $102K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-40.3KClosed |
$174K - $211K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-229KClosed |
$989K - $1.2M
|
0
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Regent Investment Management LLC
|
SELL
|
- |
-30K- 65.22% |
$130K - $157K
|
16K
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-27KClosed |
$117K - $141K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.8KClosed |
$85.5K - $117K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-13KClosed |
$44.7K - $61.3K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Merriman Wealth Management, LLC
|
BUY
|
- |
37.6K+ 46.73% |
$130K - $178K
|
118K
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-78.4KClosed |
$267K - $343K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.05KClosed |
$2.75K - $8.44K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-25.9KClosed |
$67.9K - $208K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Powell Investment Advisors, LLC
|
BUY
|
- |
16.3KNew |
$112K - $129K
|
16.3K
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-47.6KClosed |
$327K - $377K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
SELL
|
- |
-10.1KClosed |
$69.4K - $80.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-119KClosed |
$855K - $1.07M
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.1KClosed |
$79.5K - $99.5K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-23.7KClosed |
$170K - $212K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
2.75KNew |
$19.7K - $24.7K
|
2.75K
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26.4KClosed |
$200K - $245K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Brown Advisory Inc
|
SELL
|
- |
-10.3KClosed |
$78.3K - $95.8K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Sentinel Trust CO Lba
Houston, TX |
SELL
|
- |
-37.7KClosed |
$285K - $349K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-35.1KClosed |
$266K - $325K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-10.1KClosed |
$76.4K - $93.5K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
290New |
$2.2K - $2.69K
|
290
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-10KClosed |
$68.9K - $105K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Citizens Financial Group Inc
|
SELL
|
- |
-436Closed |
$3K - $4.57K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
First Command Financial Services, Inc.
|
SELL
|
- |
-1.73KClosed |
$11.9K - $18.2K
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
First Command Bank
|
SELL
|
- |
-1.73KClosed |
$11.9K - $18.2K
|
0
$0
|
|
| Q3 2018 | |||||||
|
May 07, 2020
Q3 2018
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.16KClosed |
$11.4K - $12.5K
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-63.4KClosed |
$626K - $689K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Parisi Gray Wealth Management
|
SELL
|
- |
-200Closed |
$1.97K - $2.17K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-15.4KClosed |
$152K - $167K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-555Closed |
$5.48K - $6.03K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-2KClosed |
$19.7K - $21.7K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-910Closed |
$8.98K - $9.88K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-36.3KClosed |
$322K - $433K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-23.5KClosed |
$208K - $280K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-13KClosed |
$115K - $155K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Advisory Services Network, LLC
|
SELL
|
- |
-523Closed |
$4.63K - $6.23K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Robinson Capital Management, LLC
|
SELL
|
- |
-10KClosed |
$96.9K - $116K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Bienville Capital Management, LLC
New York, NY |
SELL
|
- |
-13KClosed |
$126K - $151K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Estabrook Capital Management
New York, NY |
SELL
|
- |
-1.14KClosed |
$11.1K - $13.3K
|
0
$0
|
|