Latest Institutional Sells of Salient Midstream & Mlp Fund (SMM)
This list provides information on the latest institutional transactions involving Salient Midstream & Mlp Fund (SMM) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-102K- 95.32% |
$696K - $908K
|
5K
$0
|
|
Jul 19, 2022
Q2 2022
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-57.9KClosed |
$395K - $515K
|
0
$0
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-45.7K- 7.12% |
$312K - $407K
|
596K
$0
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-39.9K- 48.04% |
$273K - $356K
|
43.2K
$0
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-38.3K- 17.48% |
$262K - $342K
|
181K
$0
|
|
Aug 12, 2022
Q2 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-36.5K- 60.45% |
$249K - $325K
|
23.9K
$0
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-23.7KClosed |
$162K - $212K
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-16K- 7.1% |
$109K - $142K
|
209K
$0
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.7K- 6.19% |
$73K - $95.3K
|
162K
$0
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.85K- 8.34% |
$67.3K - $87.8K
|
108K
$0
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-8.94K- 11.85% |
$61.1K - $79.7K
|
66.5K
$0
|
|
Aug 11, 2022
Q2 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-5.7K- 24.88% |
$38.9K - $50.8K
|
17.2K
$0
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.89K- 46.94% |
$26.6K - $34.7K
|
4.4K
$0
|
|
Aug 12, 2022
Q2 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-412- 10.1% |
$2.81K - $3.67K
|
3.67K
$0
|
|
Aug 15, 2022
Q2 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-400- 0.79% |
$2.73K - $3.56K
|
50K
$0
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-372Closed |
$2.54K - $3.31K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1Closed |
$6.83 - $8.91
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-53.6KClosed |
$359K - $442K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-15.2KClosed |
$102K - $125K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-13.3K- 27.05% |
$89.2K - $110K
|
35.9K
$0
|
|
Q4 2021 | |||||||
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-511KClosed |
$3.15M - $3.72M
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-32KClosed |
$197K - $233K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-28.3K- 63.38% |
$174K - $206K
|
16.3K
$0
|
|
Feb 14, 2022
Q4 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-16KClosed |
$98.6K - $116K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$30.8K - $36.4K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.2K- 9.84% |
$7.39K - $8.74K
|
11K
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-99.1KClosed |
$516K - $648K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-39.1KClosed |
$204K - $256K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8KClosed |
$66.8K - $83.9K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-47.6KClosed |
$240K - $304K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-12.5KClosed |
$63K - $79.7K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1KClosed |
$5.05K - $6.39K
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-229KClosed |
$989K - $1.2M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-40.3KClosed |
$174K - $211K
|
0
$0
|
|
Apr 20, 2021
Q1 2021
|
Regent Investment Management LLC
|
SELL
|
- |
-30K- 65.22% |
$130K - $157K
|
16K
$0
|
|
Apr 12, 2021
Q1 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-27KClosed |
$117K - $141K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19.5KClosed |
$84.4K - $102K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.8KClosed |
$85.5K - $117K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-13KClosed |
$44.7K - $61.3K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-78.4KClosed |
$267K - $343K
|
0
$0
|
|
Q1 2020 | |||||||
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-25.9KClosed |
$67.9K - $208K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.05KClosed |
$2.75K - $8.44K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 07, 2020
Q4 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-47.6KClosed |
$327K - $377K
|
0
$0
|
|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
SELL
|
- |
-10.1KClosed |
$69.4K - $80.1K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 12, 2019
Q3 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-119KClosed |
$855K - $1.07M
|
0
$0
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-23.7KClosed |
$170K - $212K
|
0
$0
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.1KClosed |
$79.5K - $99.5K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Sentinel Trust CO Lba
Houston, TX |
SELL
|
- |
-37.7KClosed |
$285K - $349K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-35.1KClosed |
$266K - $325K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26.4KClosed |
$200K - $245K
|
0
$0
|