Purchases and Sales Made in Q1 2020 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q1 2020. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
484KNew |
$1.27M - $3.89M
|
484K
$0
|
|
|
May 07, 2020
Q1 2020
|
Matisse Capital
|
BUY
|
- |
321K+ 126.4% |
$842K - $2.58M
|
576K
$0
|
|
|
May 15, 2020
Q1 2020
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
150KNew |
$394K - $1.21M
|
150K
$0
|
|
|
May 13, 2020
Q1 2020
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
139K+ 79.08% |
$365K - $1.12M
|
316K
$0
|
|
|
May 11, 2020
Q1 2020
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
47.2K+ 47.57% |
$124K - $379K
|
146K
$0
|
|
|
Jun 02, 2020
Q1 2020
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
30.3K+ 11.24% |
$79.3K - $243K
|
299K
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
30K+ 128.12% |
$78.6K - $241K
|
53.4K
$0
|
|
|
May 11, 2020
Q1 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
29.5KNew |
$77.2K - $237K
|
29.5K
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15KNew |
$39.2K - $120K
|
15K
$0
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.1KNew |
$31.6K - $96.9K
|
12.1K
$0
|
|
|
May 15, 2020
Q1 2020
|
Css LLC
Chicago, IL |
BUY
|
- |
8K+ 35.05% |
$21K - $64.3K
|
30.8K
$0
|
|
|
May 15, 2020
Q1 2020
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
5.41K+ 25.13% |
$14.2K - $43.5K
|
26.9K
$0
|
|
|
May 12, 2020
Q1 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
4.4K+ 4.68% |
$11.5K - $35.4K
|
98.4K
$0
|
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Venture Visionary Partners LLC
|
SELL
|
- |
-298- 1.75% |
$781 - $2.4K
|
16.8K
$0
|
|
|
May 14, 2020
Q1 2020
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-500- 3.65% |
$1.31K - $4.02K
|
13.2K
$0
|
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.05KClosed |
$2.75K - $8.44K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.23K- 3.4% |
$3.22K - $9.89K
|
35K
$0
|
|
|
May 14, 2020
Q1 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-3.22K- 3.23% |
$8.43K - $25.9K
|
96.4K
$0
|
|
|
May 13, 2020
Q1 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-4KClosed |
$10.5K - $32.2K
|
0
$0
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-16.1KClosed |
$42.1K - $129K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-25.9KClosed |
$67.9K - $208K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
SELL
|
- |
-71.9K- 32.59% |
$188K - $578K
|
149K
$0
|
|
|
May 13, 2020
Q1 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-87.5K- 38.02% |
$229K - $703K
|
143K
$0
|
|
|
May 11, 2020
Q1 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-114KClosed |
$298K - $916K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-124K- 23.58% |
$324K - $995K
|
401K
$0
|
|
|
May 13, 2020
Q1 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-200K- 66.64% |
$523K - $1.6M
|
99.9K
$0
|
|
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.01M- 98.9% |
$2.65M - $8.14M
|
11.2K
$0
|