Purchases and Sales Made in Q1 2022 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q1 2022. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
985K+ 35.99% |
$6.6M - $8.12M
|
3.72M
$0
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
479K+ 294.02% |
$3.21M - $3.94M
|
641K
$0
|
|
|
May 13, 2022
Q1 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
439KNew |
$2.94M - $3.62M
|
439K
$0
|
|
|
May 16, 2022
Q1 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
123KNew |
$822K - $1.01M
|
123K
$0
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
110K+ 20.74% |
$739K - $909K
|
642K
$0
|
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
50.4KNew |
$337K - $415K
|
50.4K
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.7K+ 7.66% |
$306K - $377K
|
642K
$0
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
37.8K+ 39.77% |
$253K - $311K
|
133K
$0
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
28.7K+ 27.94% |
$192K - $236K
|
131K
$0
|
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
28.6KNew |
$192K - $236K
|
28.6K
$0
|
|
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
26.5KNew |
$177K - $218K
|
26.5K
$0
|
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
23.7KNew |
$159K - $196K
|
23.7K
$0
|
|
|
May 16, 2022
Q1 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
22.9KNew |
$153K - $189K
|
22.9K
$0
|
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
16.1KNew |
$108K - $132K
|
16.1K
$0
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.87K+ 9.27% |
$12.5K - $15.4K
|
22K
$0
|
|
|
May 13, 2022
Q1 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
700+ 4.73% |
$4.69K - $5.77K
|
15.5K
$0
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
104+ 0.49% |
$697 - $857
|
21.2K
$0
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-11- 91.67% |
$73.7 - $90.6
|
1
$0
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-77- 0.1% |
$516 - $634
|
75.5K
$0
|
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-323- 46.47% |
$2.16K - $2.66K
|
372
$0
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-487- 47.1% |
$3.26K - $4.01K
|
547
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-1.77K- 30.23% |
$11.8K - $14.6K
|
4.08K
$0
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.75K- 3.87% |
$31.8K - $39.1K
|
118K
$0
|
|
|
May 16, 2022
Q1 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-8.28K- 13.51% |
$55.5K - $68.2K
|
53K
$0
|
|
|
May 11, 2022
Q1 2022
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-13.3K- 27.05% |
$89.2K - $110K
|
35.9K
$0
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-15.2KClosed |
$102K - $125K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-18K- 7.4% |
$121K - $148K
|
225K
$0
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-26.8K- 13.42% |
$179K - $220K
|
173K
$0
|
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-28.6K- 39.55% |
$191K - $235K
|
43.7K
$0
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-35.2K- 13.81% |
$236K - $290K
|
219K
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-53.6KClosed |
$359K - $442K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-65.2K- 37.87% |
$437K - $537K
|
107K
$0
|
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-78.9K- 48.7% |
$528K - $650K
|
83.1K
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-79.7K- 57.94% |
$534K - $657K
|
57.9K
$0
|