Purchases and Sales Made in Q2 2021 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q2 2021. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
294KNew |
$1.49M - $1.88M
|
294K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
103KNew |
$522K - $660K
|
103K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
74.9K+ 26.83% |
$378K - $479K
|
354K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
55.8K+ 128.74% |
$282K - $356K
|
99.1K
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
37K+ 66.67% |
$187K - $236K
|
92.5K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.6KNew |
$83.7K - $106K
|
16.6K
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
9K+ 52.45% |
$45.5K - $57.5K
|
26.2K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
4.36K+ 77.37% |
$22K - $27.9K
|
10K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.4K+ 1.02% |
$7.07K - $8.95K
|
139K
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.12K+ 2.94% |
$5.64K - $7.13K
|
39.1K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
629+ 1.04% |
$3.18K - $4.02K
|
61.3K
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
200+ 1.35% |
$1.01K - $1.28K
|
15K
$0
|
|
|
Jan 08, 2024
Q2 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
15+ 0.07% |
$75.8 - $95.9
|
21.3K
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10+ 1.0% |
$50.5 - $63.9
|
1.01K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
7+ 0.0% |
$35.4 - $44.7
|
172K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-225- 0.27% |
$1.14K - $1.44K
|
83.2K
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-799- 8.39% |
$4.03K - $5.11K
|
8.73K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1KClosed |
$5.05K - $6.39K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.42K- 6.39% |
$7.15K - $9.04K
|
20.7K
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.92K- 2.02% |
$9.71K - $12.3K
|
93.5K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Matisse Capital
|
SELL
|
- |
-2.6K- 0.48% |
$13.1K - $16.6K
|
541K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.75K- 2.66% |
$18.9K - $24K
|
137K
$0
|
|
|
Nov 12, 2021
Q2 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-4.92K- 24.51% |
$24.9K - $31.5K
|
15.2K
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-10KClosed |
$50.5K - $63.9K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-10.9K- 11.18% |
$55.2K - $69.9K
|
86.9K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-12.5KClosed |
$63K - $79.7K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-39.5K- 19.61% |
$200K - $253K
|
162K
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-45.2K- 77.91% |
$228K - $289K
|
12.8K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-47.6KClosed |
$240K - $304K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-113K- 60.63% |
$572K - $724K
|
73.5K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-134K- 35.5% |
$676K - $855K
|
243K
$0
|