Purchases and Sales Made in Q3 2019 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q3 2019. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
940K+ 6810.26% |
$6.73M - $8.43M
|
954K
$0
|
|
|
Nov 04, 2019
Q3 2019
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
323K+ 255.98% |
$2.31M - $2.9M
|
450K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Wolverine Asset Management LLC
|
BUY
|
- |
80.5K+ 58.91% |
$577K - $722K
|
217K
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Matisse Capital
|
BUY
|
- |
36.7K+ 17.25% |
$263K - $329K
|
249K
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Round Table Services, LLC
|
BUY
|
- |
30.1KNew |
$216K - $270K
|
30.1K
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.3KNew |
$74.1K - $92.7K
|
10.3K
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.54K+ 10.55% |
$32.5K - $40.7K
|
47.6K
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
4KNew |
$28.6K - $35.8K
|
4K
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
2.75KNew |
$19.7K - $24.7K
|
2.75K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Css LLC
Chicago, IL |
BUY
|
- |
489+ 2.24% |
$3.5K - $4.38K
|
22.3K
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.11KClosed |
$7.98K - $9.98K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.1KClosed |
$79.5K - $99.5K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-12.1K- 10.31% |
$86.8K - $109K
|
105K
$0
|
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-23.7KClosed |
$170K - $212K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-28.3KClosed |
$202K - $253K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-34.3K- 12.67% |
$246K - $307K
|
236K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-39.6K- 40.17% |
$283K - $354K
|
58.9K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Ubs Group Ag
|
SELL
|
- |
-41.7K- 18.85% |
$299K - $374K
|
180K
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-53.7K- 35.16% |
$384K - $481K
|
98.9K
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-119KClosed |
$855K - $1.07M
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-154KClosed |
$1.1M - $1.38M
|
0
$0
|