Purchases and Sales Made in Q3 2020 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q3 2020. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 17, 2020
Q3 2020
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
142K+ 299.31% |
$484K - $620K
|
189K
$0
|
|
|
Oct 26, 2020
Q3 2020
|
Merriman Wealth Management, LLC
|
BUY
|
- |
80.5KNew |
$275K - $352K
|
80.5K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
BUY
|
- |
76.2K+ 72.74% |
$260K - $333K
|
181K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
52.4K+ 35.44% |
$179K - $229K
|
200K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
24.8KNew |
$84.4K - $108K
|
24.8K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
20.2KNew |
$68.9K - $88.3K
|
20.2K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.9K+ 41.96% |
$43.9K - $56.2K
|
43.5K
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Regent Investment Management LLC
|
BUY
|
- |
10K+ 27.78% |
$34.1K - $43.7K
|
46K
$0
|
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
9.82K+ 87.39% |
$33.5K - $42.9K
|
21.1K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
8.88KNew |
$30.3K - $38.8K
|
8.88K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.02K+ 24.54% |
$13.7K - $17.6K
|
20.4K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
4KNew |
$13.6K - $17.5K
|
4K
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
566+ 0.51% |
$1.93K - $2.47K
|
112K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Css LLC
Chicago, IL |
BUY
|
- |
401+ 1.42% |
$1.37K - $1.75K
|
28.7K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Brown Advisory Securities, LLC
|
BUY
|
- |
15+ 0.11% |
$51.2 - $65.6
|
13.2K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.13K- 9.88% |
$7.25K - $9.29K
|
19.4K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-4.5K- 25.77% |
$15.3K - $19.7K
|
13K
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Venture Visionary Partners LLC
|
SELL
|
- |
-4.85K- 32.66% |
$16.6K - $21.2K
|
10K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-10.3K- 13.89% |
$35.1K - $45K
|
63.9K
$0
|
|
|
Feb 02, 2021
Q3 2020
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-11K- 8.1% |
$37.4K - $48K
|
125K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.4K- 33.37% |
$42.3K - $54.3K
|
24.8K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-17.8KClosed |
$60.8K - $77.9K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Matisse Capital
|
SELL
|
- |
-22.1K- 50.34% |
$75.4K - $96.6K
|
21.8K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-48.2K- 14.46% |
$165K - $211K
|
285K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-78.4KClosed |
$267K - $343K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-172K- 43.83% |
$585K - $750K
|
220K
$0
|