Purchases and Sales Made in Q3 2021 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q3 2021. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.37MNew |
$7.11M - $8.93M
|
1.37M
$0
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
340KNew |
$1.77M - $2.22M
|
340K
$0
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
94.6K+ 108.89% |
$493K - $619K
|
181K
$0
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
60.3KNew |
$314K - $394K
|
60.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
32KNew |
$167K - $209K
|
32K
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
23.9K+ 8.14% |
$125K - $156K
|
318K
$0
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
21.3KNew |
$111K - $139K
|
21.3K
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11KNew |
$57.3K - $71.9K
|
11K
$0
|
|
Oct 19, 2021
Q3 2021
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
10KNew |
$52.1K - $65.4K
|
10K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.9K+ 2.29% |
$9.91K - $12.4K
|
85.1K
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
13+ 1.29% |
$67.7 - $85
|
1.02K
$0
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
7+ 0.0% |
$36.5 - $45.8
|
172K
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4+ 0.03% |
$20.8 - $26.2
|
15K
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-138- 0.13% |
$719 - $903
|
103K
$0
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-204- 1.36% |
$1.06K - $1.33K
|
14.8K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-437- 5.01% |
$2.28K - $2.86K
|
8.29K
$0
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.04K- 7.87% |
$5.43K - $6.81K
|
12.2K
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.4K- 6.75% |
$7.29K - $9.15K
|
19.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.79K- 2.03% |
$14.5K - $18.2K
|
134K
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.75K- 2.71% |
$19.5K - $24.5K
|
135K
$0
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5K- 50.0% |
$26.1K - $32.7K
|
5K
$0
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-8.5K- 56.05% |
$44.3K - $55.6K
|
6.66K
$0
|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8KClosed |
$66.8K - $83.9K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-16.2K- 16.0% |
$84.3K - $106K
|
84.9K
$0
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-30K- 5.55% |
$156K - $196K
|
511K
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-39.1KClosed |
$204K - $256K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-40.1K- 24.77% |
$209K - $262K
|
122K
$0
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-48.9K- 52.3% |
$255K - $320K
|
44.6K
$0
|
|
Oct 21, 2021
Q3 2021
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-55.8K- 60.32% |
$291K - $365K
|
36.7K
$0
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-99.1KClosed |
$516K - $648K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-354KClosed |
$1.84M - $2.32M
|
0
$0
|