Purchases and Sales Made in Q4 2021 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q4 2021. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.37M+ 100.52% |
$8.45M - $9.99M
|
2.74M
$0
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
192K+ 56.31% |
$1.18M - $1.39M
|
532K
$0
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
159K+ 3968.58% |
$978K - $1.16M
|
163K
$0
|
|
Feb 09, 2022
Q4 2021
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
138KNew |
$847K - $1M
|
138K
$0
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
72.2KNew |
$445K - $526K
|
72.2K
$0
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
65.1K+ 48.44% |
$401K - $474K
|
199K
$0
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
21.5K+ 29.24% |
$132K - $157K
|
95K
$0
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
20.2KNew |
$124K - $147K
|
20.2K
$0
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
15.2KNew |
$93.8K - $111K
|
15.2K
$0
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.79K+ 9.26% |
$11K - $13K
|
21.1K
$0
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
695New |
$4.28K - $5.06K
|
695
$0
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
133+ 0.08% |
$819 - $968
|
172K
$0
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12New |
$73.9 - $87.4
|
12
$0
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
11+ 1.08% |
$67.8 - $80.1
|
1.03K
$0
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-465- 0.45% |
$2.86K - $3.39K
|
103K
$0
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-817- 12.26% |
$5.03K - $5.95K
|
5.85K
$0
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.2K- 9.84% |
$7.39K - $8.74K
|
11K
$0
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.03K- 10.34% |
$12.5K - $14.8K
|
17.6K
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$30.8K - $36.4K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-9.54K- 11.21% |
$58.7K - $69.4K
|
75.5K
$0
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-12K- 8.9% |
$73.9K - $87.4K
|
123K
$0
|
|
Feb 14, 2022
Q4 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-16KClosed |
$98.6K - $116K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-19.5K- 10.75% |
$120K - $142K
|
162K
$0
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-28.3K- 63.38% |
$174K - $206K
|
16.3K
$0
|
|
Feb 15, 2022
Q4 2021
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-32KClosed |
$197K - $233K
|
0
$0
|
|
Mar 10, 2022
Q4 2021
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-35.7K- 42.02% |
$220K - $260K
|
49.2K
$0
|
|
Jan 18, 2022
Q4 2021
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-36.7KClosed |
$226K - $267K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-63.5K- 19.96% |
$391K - $462K
|
255K
$0
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-68.3K- 55.99% |
$420K - $497K
|
53.6K
$0
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-511KClosed |
$3.15M - $3.72M
|
0
$0
|