Purchases and Sales Made in Q3 2022 in Pimco ETF Tr Sht Term Mun Bd A (SMMU)
This table provides information about the institutional ownership of Pimco ETF Tr Sht Term Mun Bd A (SMMU) during Q3 2022. The information is specifically focused on institutions that hold shares of PIMCO ETF TR SHT TERM MUN BD A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2022
Q3 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
500+ 7.35% |
$24.4K - $25K
|
7.3K
$366K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
287+ 1.52% |
$14K - $14.4K
|
19.1K
$959K
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
199New |
$9.71K - $9.95K
|
199
$9.97K
|
|
|
Oct 26, 2022
Q3 2022
|
Websterrogers Financial Advisors, LLC
|
BUY
|
- |
183+ 0.14% |
$8.93K - $9.15K
|
130K
$6.53M
|
|
|
Nov 02, 2022
Q3 2022
|
St. James Investment Advisors, LLC
Port Jefferson, NY |
BUY
|
- |
150+ 54.55% |
$7.32K - $7.5K
|
425
$21.3K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
101New |
$4.93K - $5.05K
|
101
$5.06K
|
|
|
Nov 01, 2022
Q3 2022
|
Kingfisher Capital LLC
|
BUY
|
- |
33+ 0.27% |
$1.61K - $1.65K
|
12.1K
$605K
|
|
|
Oct 28, 2022
Q3 2022
|
Levy Wealth Management Group, LLC
|
BUY
|
- |
9+ 0.02% |
$439 - $450
|
44K
$2.21M
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-15- 6.55% |
$732 - $750
|
214
$10.7K
|
|
|
Oct 17, 2022
Q3 2022
|
Boyd Wealth Management, LLC
|
SELL
|
- |
-77- 0.55% |
$3.76K - $3.85K
|
13.9K
$697K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-200- 2.93% |
$9.76K - $10K
|
6.63K
$332K
|
|
|
Oct 18, 2022
Q3 2022
|
Bond & Devick Financial Network, Inc.
|
SELL
|
- |
-442- 3.77% |
$21.6K - $22.1K
|
11.3K
$566K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-500- 2.53% |
$24.4K - $25K
|
19.3K
$965K
|
|
|
Oct 18, 2022
Q3 2022
|
Wbh Advisory Inc
|
SELL
|
- |
-547- 7.1% |
$26.7K - $27.4K
|
7.15K
$358K
|
|
|
Oct 24, 2022
Q3 2022
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-610- 6.91% |
$29.8K - $30.5K
|
8.21K
$411K
|
|
|
Oct 24, 2022
Q3 2022
|
Madison Wealth Partners, Inc
|
SELL
|
- |
-1.02K- 6.69% |
$49.6K - $50.9K
|
14.2K
$710K
|
|
|
Oct 27, 2022
Q3 2022
|
Hollencrest Capital Management
|
SELL
|
- |
-1.02K- 6.81% |
$49.8K - $51K
|
14K
$699K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.22K- 11.53% |
$59.4K - $60.9K
|
9.34K
$468K
|
|
|
Nov 09, 2022
Q3 2022
|
Hallmark Capital Management Inc
|
SELL
|
- |
-1.79K- 31.5% |
$87.1K - $89.3K
|
3.88K
$194K
|
|
|
Nov 14, 2022
Q3 2022
|
Sittner & Nelson, LLC
Eugene, OR |
SELL
|
- |
-2.49K- 5.52% |
$122K - $125K
|
42.6K
$2.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.85K- 3.17% |
$139K - $142K
|
87K
$4.36M
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-3.06K- 33.79% |
$149K - $153K
|
6K
$301K
|
|
|
Oct 24, 2022
Q3 2022
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-4.06K- 33.24% |
$198K - $203K
|
8.15K
$408K
|
|
|
Nov 03, 2022
Q3 2022
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-4.6K- 15.47% |
$224K - $230K
|
25.1K
$1.26M
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-5.65K- 87.73% |
$276K - $283K
|
790
$39.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-6.65K- 1.85% |
$324K - $332K
|
353K
$17.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-8.51K- 39.05% |
$415K - $425K
|
13.3K
$665K
|
|
|
Nov 08, 2022
Q3 2022
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-18.7K- 13.65% |
$913K - $935K
|
118K
$5.93M
|
|
|
Nov 09, 2022
Q3 2022
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-21.5K- 62.46% |
$1.05M - $1.08M
|
12.9K
$647K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-23K- 22.52% |
$1.12M - $1.15M
|
79.1K
$3.97M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-24.2K- 32.67% |
$1.18M - $1.21M
|
49.8K
$2.49M
|
|
|
Nov 14, 2022
Q3 2022
|
Swmg, LLC
Fort Worth, TX |
SELL
|
- |
-33.3K- 59.66% |
$1.62M - $1.67M
|
22.5K
$1.13M
|
|
|
Nov 08, 2022
Q3 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-46.5K- 9.67% |
$2.27M - $2.33M
|
434K
$21.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-46.7K- 7.13% |
$2.28M - $2.34M
|
608K
$30.5M
|
|
|
Jan 12, 2023
Q3 2022
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-62.5K- 51.38% |
$3.05M - $3.13M
|
59.2K
$2.96M
|
|
|
Nov 01, 2022
Q3 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-138K- 71.43% |
$6.72M - $6.89M
|
55.1K
$2.76M
|
|
|
Nov 09, 2022
Q3 2022
|
Syverson Strege & CO
West Des Moines, IA |
SELL
|
- |
-256K- 97.73% |
$12.5M - $12.8M
|
5.94K
$298K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-312K- 12.72% |
$15.2M - $15.6M
|
2.14M
$107M
|