Latest Institutional Transactions on Highland Fds I Highland/Iboxx (SNLN)
This table provides information on the latest institutional transactions involving Highland Fds I Highland/Iboxx (SNLN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-11.2KClosed |
$176K - $181K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-473Closed |
$7.44K - $7.63K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-3.8KClosed |
$59.8K - $61.4K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-1.36KClosed |
$21.4K - $22K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-106Closed |
$1.67K - $1.71K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-18.5KClosed |
$281K - $299K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-192Closed |
$2.92K - $3.1K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-3.25KClosed |
$49.4K - $52.5K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2.2KClosed |
$33.5K - $35.6K
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Hartford Financial Management Inc.
|
SELL
|
- |
-1.99KClosed |
$30.3K - $32.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-62.8KClosed |
$888K - $1.11M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.9KClosed |
$26.9K - $33.5K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-200KClosed |
$2.83M - $3.52M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-1.15MClosed |
$16.2M - $20.2M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-18.1KClosed |
$256K - $318K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-87Closed |
$1.23K - $1.53K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Compass Financial Group, Inc.
|
SELL
|
- |
-82.5KClosed |
$1.17M - $1.45M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1+ 0.01% |
$14.1 - $17.6
|
11K
$0
|
|
|
May 05, 2020
Q1 2020
|
Grove Bank & Trust
|
SELL
|
- |
-11.8KClosed |
$167K - $207K
|
0
$0
|
|
|
Apr 15, 2020
Q1 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-306Closed |
$5.28K - $5.37K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-28.1KClosed |
$485K - $493K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-15.2KClosed |
$262K - $267K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-25.7KClosed |
$443K - $451K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-23.7KClosed |
$409K - $416K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-10.7KClosed |
$185K - $188K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-46Closed |
$794 - $808
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Donoghue Forlines LLC
|
SELL
|
- |
-39KClosed |
$673K - $685K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-5.51KClosed |
$95.7K - $97.4K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-220Closed |
$3.82K - $3.89K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-38.9KClosed |
$675K - $687K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Nov 19, 2019
Q2 2019
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1KClosed |
$17.5K - $17.9K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-87Closed |
$1.52K - $1.55K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.49KNew |
$26.1K - $26.6K
|
1.49K
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-15Closed |
$263 - $268
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-106Closed |
$1.86K - $1.89K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-115Closed |
$2.01K - $2.05K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-2.6KClosed |
$45.6K - $46.4K
|
0
$0
|
|
|
Jul 08, 2019
Q2 2019
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-585Closed |
$10.2K - $10.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-364Closed |
$6.24K - $6.45K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-20.5KClosed |
$352K - $364K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Miramar Capital, LLC
|
SELL
|
- |
-12KClosed |
$206K - $213K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Morningstar Investment Management LLC
Chicago, IL |
SELL
|
- |
-230KClosed |
$3.95M - $4.08M
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-364Closed |
$6.24K - $6.45K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.7KClosed |
$201K - $208K
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-11.2KClosed |
$191K - $198K
|
0
$0
|
|
|
Apr 17, 2019
Q1 2019
|
Tompkins Financial Corp
|
BUY
|
- |
69New |
$1.18K - $1.22K
|
69
$0
|
|
|
Apr 08, 2019
Q1 2019
|
Legacy Advisors, LLC
|
BUY
|
- |
70New |
$1.2K - $1.24K
|
70
$0
|
|
| Q4 2018 | |||||||
|
Sep 07, 2021
Q4 2018
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-409Closed |
$6.99K - $7.47K
|
0
$0
|
|
|
May 18, 2021
Q4 2018
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-13.1KClosed |
$223K - $239K
|
0
$0
|
|