Latest Institutional Transactions on Highland Fds I Highland/Iboxx (SNLN)
This table provides information on the latest institutional transactions involving Highland Fds I Highland/Iboxx (SNLN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-406Closed |
$6.94K - $7.42K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.1KClosed |
$224K - $239K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Us Bancorp \De\
|
SELL
|
- |
-144Closed |
$2.46K - $2.63K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Crabel Capital Management, LLC
Milwaukee, WI |
SELL
|
- |
-11.4KClosed |
$194K - $208K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-96.5KClosed |
$1.65M - $1.76M
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Private Advisor Group, LLC
|
SELL
|
- |
-19.3KClosed |
$331K - $353K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Advisor Net Financial, Inc
|
SELL
|
- |
-36Closed |
$616 - $658
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-23.8KClosed |
$408K - $436K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-670KClosed |
$11.5M - $12.2M
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-519Closed |
$8.87K - $9.48K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-565Closed |
$9.66K - $10.3K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-165Closed |
$2.82K - $3.01K
|
0
$0
|
|
| Q3 2018 | |||||||
|
May 07, 2020
Q3 2018
|
Royal Fund Management, LLC
|
SELL
|
- |
-64Closed |
$1.16K - $1.17K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-13KClosed |
$235K - $237K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-115Closed |
$2.08K - $2.1K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-11.5KClosed |
$209K - $211K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-400Closed |
$7.23K - $7.3K
|
0
$0
|
|
|
Oct 26, 2018
Q3 2018
|
Asset Dedication, LLC
|
SELL
|
- |
-3.31KClosed |
$59.7K - $60.3K
|
0
$0
|
|
|
Oct 24, 2018
Q3 2018
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-761Closed |
$13.8K - $13.9K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-596Closed |
$10.8K - $10.9K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-7.89K- 99.99% |
$143K - $145K
|
1
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-418Closed |
$7.56K - $7.66K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-676Closed |
$12.2K - $12.4K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-208Closed |
$3.76K - $3.81K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-21.2KClosed |
$383K - $388K
|
0
$0
|
|
|
Jul 25, 2018
Q2 2018
|
Hedeker Wealth, LLC
|
BUY
|
- |
29.6KNew |
$535K - $543K
|
29.6K
$0
|
|
|
Jul 12, 2018
Q2 2018
|
Webster Bank, N. A.
|
SELL
|
- |
-550Closed |
$9.95K - $10.1K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 02, 2018
Q1 2018
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-298Closed |
$5.43K - $5.48K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-21.5KClosed |
$392K - $396K
|
0
$0
|
|
|
Apr 20, 2018
Q1 2018
|
First Manhattan CO
New York, NY |
SELL
|
- |
-1.13KClosed |
$20.6K - $20.8K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Regions Financial Corp
|
SELL
|
- |
-473Closed |
$8.62K - $8.7K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-2.91KClosed |
$53K - $53.5K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.86KNew |
$88.1K - $89.3K
|
4.86K
$0
|
|
|
May 02, 2018
Q4 2017
|
Creative Financial Designs Inc
|
SELL
|
- |
-486Closed |
$8.81K - $8.94K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 02, 2017
Q3 2017
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-26.7KClosed |
$488K - $489K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
24.7KNew |
N/A
|
24.7K
$0
|
|
| Q4 2016 | |||||||
|
Sep 15, 2017
Q4 2016
|
Assetmark, Inc
|
BUY
|
- |
176New |
N/A
|
176
$0
|
|
| Q3 2016 | |||||||
|
Sep 25, 2019
Q3 2016
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
92.1K+ 1.0% |
N/A
|
9.29M
$0
|
|