Purchases and Sales Made in Q4 2023 in Global X Fds Global X Social M (SOCL)
This table provides information about the institutional ownership of Global X Fds Global X Social M (SOCL) during Q4 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS GLOBAL X SOCIAL M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2024
Q4 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
100K+ 13.99% |
$3.36M - $4.09M
|
815K
$36.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.3K+ 6.87% |
$413K - $502K
|
191K
$8.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
11.5KNew |
$386K - $470K
|
11.5K
$511K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.4K+ 34.38% |
$382K - $465K
|
44.5K
$1.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.59KNew |
$322K - $392K
|
9.59K
$427K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
9.44K+ 23.1% |
$317K - $386K
|
50.3K
$2.24M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.13K+ 15.23% |
$273K - $333K
|
61.5K
$2.74M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.45KNew |
$217K - $264K
|
6.45K
$287K
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
BUY
|
- |
2.81K+ 102.03% |
$94.4K - $115K
|
5.56K
$248K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.97K+ 17.54% |
$66.3K - $80.7K
|
13.2K
$589K
|
|
|
Feb 14, 2024
Q4 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
841New |
$28.3K - $34.4K
|
841
$37.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
550+ 2.44% |
$18.5K - $22.5K
|
23.1K
$1.03M
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
295+ 1966.67% |
$9.91K - $12.1K
|
310
$13.8K
|
|
|
Feb 09, 2024
Q4 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
200New |
$6.72K - $8.18K
|
200
$8.91K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
149New |
$5.01K - $6.09K
|
149
$6.64K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
144New |
$4.84K - $5.89K
|
144
$6.42K
|
|
|
Feb 06, 2024
Q4 2023
|
Pacific Capital Wealth Advisors, Inc
|
BUY
|
- |
100New |
$3.36K - $4.09K
|
100
$4.46K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1New |
$33.6 - $40.9
|
1
$44.6
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1- 0.05% |
$33.6 - $40.9
|
2.18K
$97.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-20- 0.23% |
$672 - $818
|
8.53K
$380K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-35- 4.01% |
$1.18K - $1.43K
|
837
$37.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-70- 0.58% |
$2.35K - $2.86K
|
12.1K
$537K
|
|
|
Jan 16, 2024
Q4 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-156- 8.72% |
$5.24K - $6.38K
|
1.63K
$72.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-275- 6.53% |
$9.24K - $11.2K
|
3.93K
$175K
|
|
|
Jan 29, 2024
Q4 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-290- 1.14% |
$9.75K - $11.9K
|
25.2K
$1.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-300- 1.8% |
$10.1K - $12.3K
|
16.4K
$729K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-443- 0.65% |
$14.9K - $18.1K
|
67.5K
$3.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-529- 8.55% |
$17.8K - $21.6K
|
5.66K
$252K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-640- 76.1% |
$21.5K - $26.2K
|
201
$8.95K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.13K- 13.91% |
$38K - $46.2K
|
6.99K
$311K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.01K- 10.23% |
$235K - $287K
|
61.5K
$2.74M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.16K- 66.92% |
$274K - $334K
|
4.04K
$180K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-24.4K- 4.02% |
$821K - $999K
|
583K
$26M
|