Latest Institutional Transactions on Ishares Semiconductor ETF (SOXX)
This table provides information on the latest institutional transactions involving Ishares Semiconductor ETF (SOXX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-50Closed |
$10.3K - $12.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 20, 2019
Q3 2019
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-19.1KClosed |
$3.71M - $4.22M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Pentwater Capital Management LP
Naples, FL |
SELL
|
- |
-9KClosed |
$1.74M - $1.98M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-3KClosed |
$581K - $661K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Simmons Bank
|
SELL
|
- |
-4.7KClosed |
$911K - $1.04M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-432Closed |
$83.7K - $95.2K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
London & Capital Asset Management LTD
London, X0 |
SELL
|
- |
-1.28KClosed |
$247K - $281K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-50Closed |
$9.68K - $11K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
Titan Capital Management, LLC
|
SELL
|
- |
-190Closed |
$36.8K - $41.9K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
227New |
$40.1K - $49K
|
227
$48.9K
|
|
|
Aug 14, 2019
Q2 2019
|
Empyrean Capital Partners, LP
Los Angeles, CA |
SELL
|
- |
-30KClosed |
$5.3M - $6.47M
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Calamos Advisors LLC
|
SELL
|
- |
-1.19KClosed |
$210K - $257K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Trinity Point Wealth, LLC
|
SELL
|
- |
-1.44KClosed |
$253K - $310K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
F Dx Advisors, Inc.
|
SELL
|
- |
-1.44KClosed |
$255K - $311K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-3.32KClosed |
$494K - $650K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-26KClosed |
$3.87M - $5.09M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
PUT |
16KNew |
$2.38M - $3.13M
|
16K
$3.45M
|
|
|
May 14, 2019
Q1 2019
|
Bw Gestao De Investimentos Ltda.
|
SELL
|
- |
-45KClosed |
$6.69M - $8.81M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-872Closed |
$130K - $171K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-79KClosed |
$11.7M - $15.5M
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Gibraltar Capital Management, Inc.
|
SELL
|
- |
-2.61KClosed |
$388K - $511K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 11, 2019
Q4 2018
|
Somerset Group LLC
Wayzata, MN |
SELL
|
- |
-3.8KClosed |
$551K - $706K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-46Closed |
$6.67K - $8.55K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-4.94KClosed |
$716K - $917K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-14Closed |
$2.03K - $2.6K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Eagle Capital Management, LLC
|
SELL
|
- |
-46KClosed |
$6.67M - $8.54M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
5.36KNew |
$944K - $1.03M
|
5.36K
$1.16M
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-86Closed |
$15.1K - $16.5K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-4.53KClosed |
$797K - $869K
|
0
$0
|
|
|
Oct 15, 2018
Q3 2018
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-40Closed |
$7.04K - $7.67K
|
0
$0
|
|
|
Oct 03, 2018
Q3 2018
|
Clarus Wealth Advisors
|
SELL
|
- |
-50Closed |
$8.8K - $9.59K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Nan Shan Life Insurance Co., Ltd.
Taipei City, F5 |
SELL
|
- |
-45.5KClosed |
$7.65M - $8.88M
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Birinyi Associates Inc
|
SELL
|
- |
-5.5KClosed |
$926K - $1.07M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 04, 2018
Q1 2018
|
Rossmore Private Capital
Glastonbury, CT |
SELL
|
- |
-38Closed |
$6.28K - $7.46K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-5Closed |
$827 - $982
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-78Closed |
$12.9K - $15.3K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$1.6M - $1.82M
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
- |
-2KClosed |
$319K - $364K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Aug 13, 2018
Q3 2017
|
Pflug Koory, LLC
|
SELL
|
- |
-175Closed |
$26.7K - $27.7K
|
0
$0
|
|
|
Nov 15, 2017
Q3 2017
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-5.51KClosed |
$839K - $873K
|
0
$0
|
|
| Q2 2016 | |||||||
|
May 15, 2019
Q2 2016
|
Occidental Asset Management, LLC
|
SELL
|
- |
-5.73KClosed |
N/A
|
0
$0
|
|
| Q3 2015 | |||||||
|
Apr 29, 2019
Q3 2015
|
Rwc Asset Management LLP
London, X0 |
BUY
|
- |
3.6KNew |
N/A
|
3.6K
$776K
|
|
| Q4 2013 | |||||||
|
Nov 16, 2018
Q4 2013
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-32.2KClosed |
N/A
|
0
$0
|
|