Latest Institutional Transactions on Ishares Semiconductor ETF (SOXX)
This table provides information on the latest institutional transactions involving Ishares Semiconductor ETF (SOXX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2021
Q1 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-916Closed |
$344K - $402K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
First Pacific Financial
|
SELL
|
- |
-771Closed |
$289K - $339K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Center Star Asset Management, LLC
|
SELL
|
PUT |
-2.4KClosed |
$901K - $1.05M
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Center Star Asset Management, LLC
|
SELL
|
- |
-65Closed |
$24.4K - $28.6K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
2New |
$750 - $879
|
2
$424
|
|
|
Apr 01, 2021
Q1 2021
|
Ferguson Shapiro LLC
|
SELL
|
- |
-6.14KClosed |
$2.3M - $2.7M
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-77Closed |
$23.2K - $29.5K
|
0
$0
|
|
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-120Closed |
$36.2K - $45.9K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Aspire Private Capital, LLC
|
SELL
|
- |
-96Closed |
$29K - $36.7K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Sg3 Management, LLC
Dorado, PR |
BUY
|
PUT |
5KNew |
$1.51M - $1.91M
|
5K
$1.06M
|
|
|
Feb 12, 2021
Q4 2020
|
M&T Bank Corp
|
SELL
|
- |
-725Closed |
$219K - $277K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
18New |
$5.43K - $6.89K
|
18
$3.82K
|
|
|
Feb 02, 2021
Q4 2020
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-284Closed |
$85.7K - $109K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-965Closed |
$291K - $369K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-20Closed |
$6.04K - $7.65K
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-25Closed |
$7.55K - $9.56K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-112Closed |
$29.9K - $36.1K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-216Closed |
$57.8K - $69.6K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
New Square Capital LLC
|
SELL
|
- |
-10Closed |
$2.67K - $3.22K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Whittier Trust CO
|
SELL
|
- |
-65Closed |
$17.4K - $21K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Xr Securities LLC
|
SELL
|
- |
-1.76KClosed |
$469K - $566K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-39Closed |
$10.4K - $12.6K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
25+ 4.34% |
$4.85K - $6.82K
|
601
$127K
|
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-29Closed |
$5.63K - $7.91K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1Closed |
$194 - $273
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-101Closed |
$19.6K - $27.6K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Indie Asset Partners, LLC
Carmel, IN |
SELL
|
- |
-1KClosed |
$195K - $274K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-27- 51.92% |
$5.24K - $7.37K
|
25
$5.3K
|
|
|
Aug 07, 2020
Q2 2020
|
Ariose Capital Management LTD
Central, Hong Kong, K3 |
SELL
|
- |
-32.5KClosed |
$6.3M - $8.87M
|
0
$0
|
|
|
Jul 24, 2020
Q2 2020
|
Private Ocean, LLC
|
SELL
|
- |
-100Closed |
$19.4K - $27.3K
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Leonard Rickey Investment Advisors P.L.L.C.
|
SELL
|
- |
-1.07KClosed |
$207K - $291K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Comerica Securities,Inc.
|
SELL
|
- |
-1.08KClosed |
$209K - $293K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-25Closed |
$4.85K - $6.82K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Ellevest, Inc.
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Omni Star Financial Group, Inc.
|
SELL
|
- |
-54Closed |
$10.5K - $14.7K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Pier 88 Investment Partners LLC
San Francisco, CA |
SELL
|
- |
-2.7KClosed |
$477K - $725K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-314Closed |
$55.5K - $84.4K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-80KClosed |
$14.1M - $21.5M
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Creative Planning
Overland Park, KS |
BUY
|
PUT |
300New |
$53K - $80.6K
|
300
$63.6K
|
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-7Closed |
$1.24K - $1.88K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-103Closed |
$18.2K - $27.7K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Firestone Capital Management
|
SELL
|
- |
-10Closed |
$1.77K - $2.69K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-1.45KClosed |
$297K - $366K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-1.13KClosed |
$231K - $284K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
12.4KNew |
$2.55M - $3.13M
|
12.4K
$2.63M
|
|
|
Feb 13, 2020
Q4 2019
|
Weil Company, Inc.
|
SELL
|
- |
-55Closed |
$11.3K - $13.9K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-20.6KClosed |
$4.24M - $5.22M
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-327Closed |
$67.3K - $82.7K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-50Closed |
$10.3K - $12.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 20, 2019
Q3 2019
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-19.1KClosed |
$3.71M - $4.22M
|
0
$0
|
|