Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
BUY
|
- |
34.5K+ 31.23% |
$1.43M - $1.56M
|
145K
$5.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
32.1K+ 175.38% |
$1.33M - $1.45M
|
50.3K
$2.01M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
32K+ 4.95% |
$1.33M - $1.45M
|
678K
$27.1M
|
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
30.2K+ 13.84% |
$1.25M - $1.37M
|
249K
$9.93M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
30.1K+ 177.29% |
$1.25M - $1.36M
|
47.1K
$1.88M
|
|
|
Oct 27, 2021
Q3 2021
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
29.6K+ 10.71% |
$1.23M - $1.34M
|
306K
$12.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Strategies Group, Inc.
|
BUY
|
- |
27.3K+ 8.59% |
$1.13M - $1.24M
|
345K
$13.8M
|
|
|
Oct 19, 2021
Q3 2021
|
Waller Financial Planning Group, Inc
|
BUY
|
- |
27.1K+ 9.51% |
$1.12M - $1.23M
|
313K
$12.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
26.5K+ 10.29% |
$1.1M - $1.2M
|
284K
$11.4M
|
|
|
Nov 05, 2021
Q3 2021
|
Pecaut & Co.
|
BUY
|
- |
24.5K+ 298.59% |
$1.02M - $1.11M
|
32.7K
$1.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
22.8K+ 11.85% |
$945K - $1.03M
|
215K
$8.59M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
21.2K+ 30.82% |
$880K - $961K
|
90.1K
$3.6M
|
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
21K+ 8.08% |
$869K - $949K
|
281K
$11.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
21K+ 23.22% |
$868K - $948K
|
111K
$4.44M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
20.4KNew |
$847K - $925K
|
20.4K
$816K
|
|
|
Nov 10, 2021
Q3 2021
|
Truefg, LLC
Cedar Park, TX |
BUY
|
- |
20.3K+ 13.04% |
$843K - $921K
|
176K
$7.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
20.3K+ 10.59% |
$842K - $920K
|
212K
$8.47M
|
|
|
Oct 15, 2021
Q3 2021
|
Cutler Investment Counsel LLC
|
BUY
|
- |
20.2K+ 3.94% |
$837K - $915K
|
533K
$21.3M
|
|
|
Oct 29, 2021
Q3 2021
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
19.9K+ 11.59% |
$823K - $899K
|
191K
$7.63M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
18.7KNew |
$773K - $845K
|
18.7K
$745K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
18.6K+ 11.88% |
$772K - $843K
|
175K
$7M
|
|
|
Nov 01, 2021
Q3 2021
|
Barber Financial Group, Inc.
|
BUY
|
- |
18.6K+ 13.52% |
$770K - $842K
|
156K
$6.24M
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
BUY
|
- |
16.5K+ 8.67% |
$684K - $747K
|
207K
$8.26M
|
|
|
Nov 10, 2021
Q3 2021
|
Rodgers & Associates, LTD
|
BUY
|
- |
16.4K+ 4.28% |
$681K - $743K
|
400K
$16M
|
|
|
Nov 04, 2021
Q3 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
16.4KNew |
$678K - $741K
|
16.4K
$654K
|
|
|
Oct 20, 2021
Q3 2021
|
Detalus Advisors, LLC
|
BUY
|
- |
16.1K+ 12.07% |
$669K - $731K
|
150K
$5.99M
|
|
|
Oct 08, 2021
Q3 2021
|
Tpg Financial Advisors, LLC
|
BUY
|
- |
15.9K+ 14.83% |
$660K - $720K
|
123K
$4.92M
|
|
|
Nov 12, 2021
Q3 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
15.6K+ 9.25% |
$644K - $704K
|
184K
$7.34M
|
|
|
Oct 06, 2021
Q3 2021
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
15.4K+ 10.99% |
$637K - $696K
|
155K
$6.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
15.4K+ 72.74% |
$637K - $696K
|
36.5K
$1.46M
|
|
|
Nov 16, 2021
Q3 2021
|
E Rn Financial, LLC
|
BUY
|
- |
15.2K+ 5.41% |
$628K - $686K
|
295K
$11.8M
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
14.6K+ 13.03% |
$605K - $661K
|
127K
$5.06M
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
14.5K+ 12.35% |
$599K - $655K
|
132K
$5.26M
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
13.9K+ 20.37% |
$577K - $630K
|
82.3K
$3.29M
|
|
|
Oct 13, 2021
Q3 2021
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
13.9K+ 4.53% |
$575K - $628K
|
320K
$12.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
BUY
|
- |
13.6K+ 19.77% |
$564K - $616K
|
82.5K
$3.3M
|
|
|
Feb 15, 2022
Q3 2021
|
Awm Capital, LLC
|
BUY
|
- |
12.4KNew |
$515K - $562K
|
12.4K
$496K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
12.1K+ 25.27% |
$501K - $547K
|
59.9K
$2.39M
|
|
|
Nov 01, 2021
Q3 2021
|
High Mark Wealth Management LLC
|
BUY
|
- |
11.6K+ 4.17% |
$482K - $526K
|
291K
$11.6M
|
|
|
Nov 01, 2021
Q3 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
11.1K+ 6.12% |
$461K - $504K
|
193K
$7.71M
|
|
|
Oct 29, 2021
Q3 2021
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
11.1K+ 17.17% |
$461K - $504K
|
75.9K
$3.03M
|
|
|
Oct 21, 2021
Q3 2021
|
Peterson Wealth Advisors, LLC
|
BUY
|
- |
11.1K+ 43.49% |
$459K - $502K
|
36.6K
$1.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
10.4KNew |
$431K - $471K
|
10.4K
$416K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
9.82KNew |
$407K - $444K
|
9.82K
$392K
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
9.82K+ 7.29% |
$407K - $444K
|
145K
$5.77M
|
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
9.49K+ 30.59% |
$393K - $429K
|
40.5K
$1.62M
|
|
|
Nov 16, 2021
Q3 2021
|
Triumph Capital Management
|
BUY
|
- |
9.29KNew |
$385K - $421K
|
9.29K
$371K
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
8.89K+ 12.88% |
$368K - $402K
|
77.9K
$3.11M
|
|
|
Oct 28, 2021
Q3 2021
|
Better Money Decisions, LLC
|
BUY
|
- |
8.76K+ 9.61% |
$363K - $396K
|
99.9K
$3.99M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.69K+ 17.27% |
$360K - $393K
|
59K
$2.36M
|