Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2021
Q3 2021
|
Allen Capital Group, LLC
|
BUY
|
- |
3.47K+ 1.76% |
$144K - $157K
|
201K
$8.01M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
3.47KNew |
$144K - $157K
|
3.47K
$139K
|
|
|
Nov 03, 2021
Q3 2021
|
Meitav Dash Investments LTD
|
BUY
|
- |
3.42K+ 7.59% |
$142K - $155K
|
48.5K
$1.94M
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
3.37K+ 13.87% |
$140K - $153K
|
27.7K
$1.11M
|
|
|
Nov 02, 2021
Q3 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
3.22K+ 3.03% |
$133K - $146K
|
109K
$4.37M
|
|
|
Dec 13, 2023
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
3.07K+ 4.13% |
$127K - $139K
|
77.4K
$3.09M
|
|
|
Nov 08, 2021
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
3.07K+ 4.13% |
$127K - $139K
|
77.4K
$3.09M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.03K+ 15.22% |
$126K - $137K
|
23K
$918K
|
|
|
Oct 28, 2021
Q3 2021
|
Pinnacle Wealth Management Group, Inc.
|
BUY
|
- |
3K+ 6.47% |
$124K - $136K
|
49.3K
$1.97M
|
|
|
Nov 15, 2021
Q3 2021
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
2.97K+ 4.02% |
$123K - $134K
|
76.9K
$3.07M
|
|
|
Oct 21, 2021
Q3 2021
|
Red Wave Investments LLC
Dillsburg, PA |
BUY
|
- |
2.96K+ 1.48% |
$123K - $134K
|
203K
$8.09M
|
|
|
Nov 16, 2021
Q3 2021
|
Mba Advisors LLC
Hermitage, PA |
BUY
|
- |
2.84K+ 5.28% |
$118K - $129K
|
56.6K
$2.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
2.75K+ 6.27% |
$114K - $124K
|
46.6K
$1.86M
|
|
|
Oct 14, 2021
Q3 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
2.73K+ 15.36% |
$113K - $124K
|
20.5K
$820K
|
|
|
Oct 18, 2021
Q3 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
BUY
|
- |
2.73K+ 1.46% |
$113K - $124K
|
190K
$7.6M
|
|
|
Oct 13, 2021
Q3 2021
|
Financial Planning & Information Services, Inc.
|
BUY
|
- |
2.68K+ 7.2% |
$111K - $121K
|
39.9K
$1.59M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.62K+ 7.53% |
$108K - $118K
|
37.4K
$1.49M
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
2.49K+ 8.78% |
$103K - $113K
|
30.8K
$1.23M
|
|
|
Oct 25, 2021
Q3 2021
|
Wfa Of San Diego, LLC
|
BUY
|
- |
2.45KNew |
$101K - $111K
|
2.45K
$97.8K
|
|
|
Oct 07, 2021
Q3 2021
|
Pure Financial Advisors, LLC
|
BUY
|
- |
2.39K+ 4.14% |
$99.2K - $108K
|
60.2K
$2.4M
|
|
|
Oct 21, 2021
Q3 2021
|
Defined Wealth Management, LLC
|
BUY
|
- |
2.36K+ 4.33% |
$98K - $107K
|
57K
$2.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
2.31K+ 34.26% |
$95.9K - $105K
|
9.07K
$362K
|
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
2.29K+ 5.69% |
$94.7K - $103K
|
42.4K
$1.7M
|
|
|
Oct 12, 2021
Q3 2021
|
Marquette Asset Management, LLC
|
BUY
|
- |
2.25K+ 1.39% |
$93.2K - $102K
|
164K
$6.54M
|
|
|
Nov 12, 2021
Q3 2021
|
Gainplan LLC
Bloomfield Hills, MI |
BUY
|
- |
2.13K+ 9.16% |
$88.1K - $96.3K
|
25.4K
$1.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
2.07K+ 43.07% |
$85.7K - $93.6K
|
6.87K
$274K
|
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
2.03K+ 2.55% |
$83.9K - $91.7K
|
81.3K
$3.25M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.02K+ 25.81% |
$83.8K - $91.5K
|
9.86K
$394K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
2.02KNew |
$83.7K - $91.4K
|
2.02K
$80.7K
|
|
|
Nov 08, 2021
Q3 2021
|
Provident Wealth Management, LLC
|
BUY
|
- |
1.77K+ 2.87% |
$73.5K - $80.3K
|
63.7K
$2.54M
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
1.75K+ 79.11% |
$72.5K - $79.2K
|
3.96K
$158K
|
|
|
Nov 10, 2021
Q3 2021
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
1.74K+ 2.41% |
$72.1K - $78.7K
|
73.9K
$2.95M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
1.73K+ 8.51% |
$71.6K - $78.3K
|
22K
$881K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.66K+ 662.8% |
$68.7K - $75K
|
1.91K
$76.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.64K+ 5.84% |
$67.9K - $74.2K
|
29.7K
$1.19M
|
|
|
Oct 26, 2021
Q3 2021
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
1.59K+ 19.11% |
$65.9K - $72K
|
9.91K
$396K
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
1.58K+ 0.93% |
$65.5K - $71.5K
|
172K
$6.86M
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
1.58K+ 1.43% |
$65.4K - $71.5K
|
112K
$4.48M
|
|
|
Feb 13, 2025
Q3 2021
|
Nfp Retirement, Inc.
Aliso Viejo, CA |
BUY
|
- |
1.58K+ 11.64% |
$65.4K - $71.4K
|
15.1K
$605K
|
|
|
Nov 16, 2021
Q3 2021
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
1.56K+ 0.99% |
$64.8K - $70.8K
|
159K
$6.35M
|
|
|
Nov 05, 2021
Q3 2021
|
Forbes J M & CO LLP
|
BUY
|
- |
1.53K+ 0.39% |
$63.2K - $69.1K
|
391K
$15.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.5K+ 9.91% |
$62.2K - $67.9K
|
16.6K
$665K
|
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
1.5K+ 3.2% |
$62K - $67.8K
|
48.3K
$1.93M
|
|
|
Nov 04, 2021
Q3 2021
|
Intrust Bank Na
Wichita, KS |
BUY
|
- |
1.47K+ 2.78% |
$60.9K - $66.5K
|
54.3K
$2.17M
|
|
|
Oct 20, 2021
Q3 2021
|
Brown Financial Advisory
|
BUY
|
- |
1.47K+ 0.64% |
$60.9K - $66.5K
|
230K
$9.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Tobias Financial Advisors, Inc.
Plantation, FL |
BUY
|
- |
1.44K+ 3.26% |
$59.5K - $65.1K
|
45.5K
$1.82M
|
|
|
Nov 12, 2021
Q3 2021
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
1.41K+ 4.45% |
$58.3K - $63.7K
|
33K
$1.32M
|
|
|
Nov 10, 2021
Q3 2021
|
Clarkston Capital Partners, LLC
Bloomfield Hills, MI |
BUY
|
- |
1.4KNew |
$58.2K - $63.6K
|
1.4K
$56.1K
|
|
|
Oct 07, 2021
Q3 2021
|
John W. Brooker & Co., Cp As
|
BUY
|
- |
1.4KNew |
$58K - $63.4K
|
1.4K
$55.9K
|
|
|
Oct 19, 2021
Q3 2021
|
Bristlecone Advisors, LLC
|
BUY
|
- |
1.39K+ 3.24% |
$57.5K - $62.8K
|
44.2K
$1.77M
|