Latest Institutional Transactions on Sprott Physical Platinum & Palladium Trust (SPPP)
This table provides information on the latest institutional transactions involving Sprott Physical Platinum & Palladium Trust (SPPP) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Veracity Capital LLC
|
SELL
|
- |
-5.01K- 30.31% |
$53.3K - $57.3K
|
11.5K
$105K
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
BUY
|
- |
48+ 0.32% |
$510 - $549
|
14.8K
$135K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
663New |
$7.05K - $7.58K
|
663
$6.05K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-700- 41.18% |
$7.44K - $8K
|
1K
$9.13K
|
|
| Q2 2023 | |||||||
|
Sep 21, 2023
Q2 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
100New |
$1.09K - $1.35K
|
100
$913
|
|
|
Aug 14, 2023
Q2 2023
|
Kgh LTD
Nassau, C5 |
BUY
|
- |
70KNew |
$765K - $945K
|
70K
$639K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.7K- 54.13% |
$193K - $239K
|
15K
$137K
|
|
|
Aug 10, 2023
Q2 2023
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
BUY
|
- |
102New |
$1.11K - $1.38K
|
102
$931
|
|
|
Aug 03, 2023
Q2 2023
|
Bank Of Nova Scotia Trust CO
|
BUY
|
- |
20KNew |
$219K - $270K
|
20K
$183K
|
|
|
Jul 26, 2023
Q2 2023
|
Lincoln Capital Corp
|
SELL
|
- |
-400- 0.78% |
$4.37K - $5.4K
|
50.8K
$464K
|
|
| Q1 2023 | |||||||
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
125New |
$1.42K - $1.75K
|
125
$1.14K
|
|
|
May 12, 2023
Q1 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
1.82KNew |
$20.7K - $25.4K
|
1.82K
$16.6K
|
|
|
May 10, 2023
Q1 2023
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
8K+ 53.33% |
$91K - $112K
|
23K
$210K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
177New |
$2.01K - $2.48K
|
177
$1.62K
|
|
|
May 08, 2023
Q1 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-575- 3.06% |
$6.54K - $8.05K
|
18.2K
$166K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-4K- 57.14% |
$45.5K - $56K
|
3K
$27.4K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 10.07% |
$15.1K - $18.6K
|
11.9K
$108K
|
|
| Q4 2022 | |||||||
|
Nov 13, 2023
Q4 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1KNew |
$12.9K - $15.3K
|
1K
$9.13K
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-323K- 88.61% |
$4.18M - $4.93M
|
41.6K
$379K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
265New |
$3.43K - $4.04K
|
265
$2.42K
|
|
|
Jan 09, 2023
Q4 2022
|
Align Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
1KNew |
$12.9K - $15.3K
|
1K
$9.13K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-6.75K- 9.85% |
$85K - $103K
|
61.8K
$564K
|
|
|
Oct 24, 2022
Q3 2022
|
Trust CO Of Vermont
|
BUY
|
- |
500New |
$6.3K - $7.64K
|
500
$4.57K
|
|
|
Oct 21, 2022
Q3 2022
|
Twin Lakes Capital Management, LLC
Redwood Shores, CA |
BUY
|
- |
1KNew |
$12.6K - $15.3K
|
1K
$9.13K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2KNew |
$25.6K - $33.5K
|
2K
$18.3K
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-211Closed |
$2.7K - $3.53K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-200Closed |
$2.56K - $3.35K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
BUY
|
- |
375New |
$4.8K - $6.28K
|
375
$3.42K
|
|
|
Aug 02, 2022
Q2 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
1.1KNew |
$14.1K - $18.4K
|
1.1K
$10K
|
|
|
Jul 27, 2022
Q2 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-10.3KClosed |
$132K - $173K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Baldwin Brothers LLC
|
BUY
|
- |
1KNew |
$12.8K - $16.8K
|
1K
$9.13K
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Assetmark, Inc
|
SELL
|
- |
-1KClosed |
$13.6K - $21K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-15.9KClosed |
$216K - $334K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-52Closed |
$706 - $1.09K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-11K- 14.6% |
$149K - $230K
|
64.1K
$585K
|
|
|
Apr 28, 2022
Q1 2022
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-14.7KClosed |
$200K - $309K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-285Closed |
$3.59K - $4.61K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-25KClosed |
$315K - $404K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Live Oak Private Wealth LLC
|
BUY
|
- |
35KNew |
$441K - $566K
|
35K
$320K
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
1KNew |
$12.6K - $16.2K
|
1K
$9.13K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.43KClosed |
$18K - $23K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-94Closed |
$1.18K - $1.52K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
200New |
$2.82K - $3.88K
|
200
$1.83K
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-200Closed |
$2.82K - $3.88K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-250Closed |
$4.46K - $5.32K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-1KClosed |
$17.9K - $21.3K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-566Closed |
$10.1K - $12.1K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-27.4KClosed |
$489K - $583K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-10.4KClosed |
$177K - $200K
|
0
$0
|
|