Purchases and Sales Made in Q3 2023 in Sprott Physical Platinum & Palladium Trust (SPPP)
This table provides information about the institutional ownership of Sprott Physical Platinum & Palladium Trust (SPPP) during Q3 2023. The information is specifically focused on institutions that hold shares of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
182K+ 300.65% |
$1.94M - $2.08M
|
243K
$2.25M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
35.1K+ 20.56% |
$373K - $401K
|
206K
$1.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.6K+ 29.44% |
$261K - $281K
|
108K
$1M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.4K+ 31.71% |
$122K - $131K
|
47.6K
$440K
|
|
|
Oct 19, 2023
Q3 2023
|
Cobblestone Asset Management LLC
Richmond, VA |
BUY
|
- |
11KNew |
$117K - $126K
|
11K
$102K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
8.89K+ 28.36% |
$94.5K - $102K
|
40.2K
$373K
|
|
|
Nov 02, 2023
Q3 2023
|
Islay Capital Management, LLC
Lubbock, TX |
BUY
|
- |
5KNew |
$53.2K - $57.2K
|
5K
$46.3K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.66K+ 2.09% |
$17.6K - $19K
|
81.1K
$751K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
663New |
$7.05K - $7.58K
|
663
$6.14K
|
|
|
Nov 14, 2023
Q3 2023
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
500+ 0.77% |
$5.32K - $5.72K
|
65.4K
$606K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
360+ 0.36% |
$3.83K - $4.11K
|
99.5K
$922K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
206+ 0.89% |
$2.19K - $2.35K
|
23.2K
$215K
|
|
|
Nov 01, 2023
Q3 2023
|
Lgt Financial Advisors LLC
Dallas, TX |
BUY
|
- |
150New |
$1.59K - $1.71K
|
150
$1.39K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
104New |
$1.11K - $1.19K
|
104
$963
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
BUY
|
- |
48+ 0.32% |
$510 - $549
|
14.8K
$137K
|
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
46+ 2.27% |
$489 - $526
|
2.07K
$19.2K
|
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
46+ 2.27% |
$489 - $526
|
2.07K
$19.2K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7- 0.02% |
$74.4 - $80
|
37.1K
$344K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-350- 1.36% |
$3.72K - $4K
|
25.3K
$235K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-700- 41.18% |
$7.44K - $8K
|
1K
$9.26K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.68K- 2.01% |
$17.8K - $19.2K
|
81.7K
$757K
|
|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-1.8K- 14.63% |
$19.1K - $20.6K
|
10.5K
$97.2K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.63K- 10.38% |
$27.9K - $30K
|
22.7K
$210K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.64K- 2.56% |
$28K - $30.1K
|
100K
$930K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-3.5K- 60.96% |
$37.2K - $40K
|
2.24K
$20.8K
|
|
|
Oct 25, 2023
Q3 2023
|
Veracity Capital LLC
|
SELL
|
- |
-5.01K- 30.31% |
$53.3K - $57.3K
|
11.5K
$107K
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-6.2K- 2.73% |
$65.9K - $70.9K
|
221K
$2.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.43K- 62.42% |
$89.7K - $96.4K
|
5.08K
$47K
|