Purchases and Sales Made in Q1 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2023
Q1 2023
|
E&G Advisors, LP
|
BUY
|
- |
140+ 1.18% |
$5.05K - $5.89K
|
12K
$540K
|
|
|
May 08, 2023
Q1 2023
|
Sunburst Financial Group, LLC
|
BUY
|
- |
134+ 1.1% |
$4.83K - $5.64K
|
12.3K
$552K
|
|
|
Apr 21, 2023
Q1 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
133+ 1.37% |
$4.79K - $5.6K
|
9.84K
$442K
|
|
|
May 12, 2023
Q1 2023
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
122+ 0.79% |
$4.4K - $5.13K
|
15.6K
$700K
|
|
|
Apr 18, 2023
Q1 2023
|
Helen Stephens Group, LLC
|
BUY
|
- |
111+ 1.26% |
$4K - $4.67K
|
8.94K
$401K
|
|
|
May 03, 2023
Q1 2023
|
Old Second National Bank Of Aurora
|
BUY
|
- |
109+ 5.29% |
$3.93K - $4.59K
|
2.17K
$97.4K
|
|
|
Apr 24, 2023
Q1 2023
|
First Personal Financial Services
|
BUY
|
- |
107New |
$3.86K - $4.5K
|
107
$4.8K
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
103+ 3.85% |
$3.71K - $4.33K
|
2.78K
$125K
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
BUY
|
- |
100New |
$3.6K - $4.21K
|
100
$4.49K
|
|
|
May 10, 2023
Q1 2023
|
Cooper Financial Group
|
BUY
|
- |
81+ 0.24% |
$2.92K - $3.41K
|
34.1K
$1.53M
|
|
|
May 15, 2023
Q1 2023
|
Ambassador Advisors, LLC
Lancaster, PA |
BUY
|
- |
76New |
$2.74K - $3.2K
|
76
$3.41K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
70+ 179.49% |
$2.52K - $2.95K
|
109
$4.89K
|
|
|
Apr 18, 2023
Q1 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
68+ 3.02% |
$2.45K - $2.86K
|
2.32K
$104K
|
|
|
Apr 17, 2023
Q1 2023
|
Atticus Wealth Management, LLC
|
BUY
|
- |
65+ 81.25% |
$2.34K - $2.74K
|
145
$6.51K
|
|
|
May 15, 2023
Q1 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
65+ 4.11% |
$2.34K - $2.74K
|
1.65K
$73.9K
|
|
|
Apr 03, 2023
Q1 2023
|
M&R Capital Management Inc
|
BUY
|
- |
65New |
$2.34K - $2.74K
|
65
$2.92K
|
|
|
May 15, 2023
Q1 2023
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
63+ 0.37% |
$2.27K - $2.65K
|
16.9K
$760K
|
|
|
Apr 26, 2024
Q1 2023
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
56New |
$2.02K - $2.36K
|
56
$2.51K
|
|
|
May 02, 2023
Q1 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
49+ 0.33% |
$1.77K - $2.06K
|
14.8K
$664K
|
|
|
May 09, 2023
Q1 2023
|
Russell Investments Group, Ltd.
|
BUY
|
- |
46New |
$1.66K - $1.94K
|
46
$2.06K
|
|
|
May 03, 2023
Q1 2023
|
River Street Advisors LLC
Aurora, IL |
BUY
|
- |
46+ 0.25% |
$1.66K - $1.94K
|
18.3K
$822K
|
|
|
Apr 27, 2023
Q1 2023
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
42+ 0.28% |
$1.51K - $1.77K
|
15K
$675K
|
|
|
May 08, 2023
Q1 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
33+ 12.64% |
$1.19K - $1.39K
|
294
$13.2K
|
|
|
May 15, 2023
Q1 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
33+ 97.06% |
$1.19K - $1.39K
|
67
$3.01K
|
|
|
May 12, 2023
Q1 2023
|
Millington Financial Advisors, LLC
Naperville, IL |
BUY
|
- |
32+ 0.03% |
$1.15K - $1.35K
|
94.5K
$4.24M
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
27New |
$973 - $1.14K
|
27
$1.21K
|
|
|
Apr 10, 2023
Q1 2023
|
Wealth Management Resources, Inc.
|
BUY
|
- |
12+ 0.08% |
$432 - $505
|
16K
$716K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
11+ 4.3% |
$396 - $463
|
267
$12K
|
|
|
May 15, 2023
Q1 2023
|
Abbot Financial Management, Inc.
North Andover, MA |
BUY
|
- |
4+ 0.06% |
$144 - $168
|
6.74K
$302K
|
|
|
Apr 11, 2023
Q1 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
3New |
$108 - $126
|
3
$135
|
|
|
May 02, 2023
Q1 2023
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
2+ 0.41% |
$72.1 - $84.2
|
484
$21.7K
|
|
|
Apr 18, 2023
Q1 2023
|
Flagship Private Wealth, LLC
|
BUY
|
- |
2+ 0.02% |
$72.1 - $84.2
|
13.1K
$588K
|
|
|
Apr 19, 2023
Q1 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
1+ 0.05% |
$36 - $42.1
|
2.15K
$96.3K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
1+ 0.4% |
$36 - $42.1
|
250
$11.2K
|
|
|
May 12, 2023
Q1 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
1+ 0.02% |
$36 - $42.1
|
6.36K
$286K
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
1+ 0.01% |
$36 - $42.1
|
12.2K
$545K
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
1+ 0.01% |
$36 - $42.1
|
11.3K
$508K
|
|
|
May 08, 2023
Q1 2023
|
Phillips Financial Management, LLC
|
BUY
|
- |
1+ 1.04% |
$36 - $42.1
|
97
$4.35K
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1+ 0.02% |
$36 - $42.1
|
4.59K
$206K
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
1+ 0.27% |
$36 - $42.1
|
374
$16.8K
|
|
|
Aug 06, 2024
Q1 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-1- 2.94% |
$36 - $42.1
|
33
$1.48K
|
|
|
May 01, 2023
Q1 2023
|
Iron Horse Wealth Management, LLC
|
SELL
|
- |
-4- 2.58% |
$144 - $168
|
151
$6.78K
|
|
|
Apr 18, 2023
Q1 2023
|
Horan Securities, Inc.
|
SELL
|
- |
-8- 4.52% |
$288 - $337
|
169
$7.59K
|
|
|
Apr 20, 2023
Q1 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-18- 0.15% |
$649 - $757
|
11.8K
$531K
|
|
|
Apr 17, 2023
Q1 2023
|
Crew Capital Management, Ltd.
|
SELL
|
- |
-20- 0.27% |
$721 - $842
|
7.29K
$327K
|
|
|
Apr 17, 2023
Q1 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-35- 0.59% |
$1.26K - $1.47K
|
5.87K
$263K
|
|
|
May 16, 2023
Q1 2023
|
Vertex Planning Partners, LLC
Downers Grove, IL |
SELL
|
- |
-38- 0.59% |
$1.37K - $1.6K
|
6.38K
$286K
|
|
|
Jul 20, 2023
Q1 2023
|
E&G Advisors, LP
|
SELL
|
- |
-40- 0.33% |
$1.44K - $1.68K
|
12K
$538K
|
|
|
Apr 24, 2023
Q1 2023
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-41- 0.7% |
$1.48K - $1.73K
|
5.79K
$260K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-42- 0.89% |
$1.51K - $1.77K
|
4.69K
$211K
|