Purchases and Sales Made in Q4 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Portside Wealth Group, LLC
Provo, UT |
BUY
|
- |
4.3K+ 22.74% |
$147K - $184K
|
23.2K
$1.04M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
4.09K+ 4.36% |
$140K - $175K
|
98K
$4.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
BUY
|
- |
3.96K+ 39.45% |
$136K - $170K
|
14K
$628K
|
|
|
Jan 08, 2024
Q4 2023
|
Catalyst Private Wealth, LLC
|
BUY
|
- |
3.95K+ 11.56% |
$136K - $169K
|
38.1K
$1.71M
|
|
|
Mar 19, 2024
Q4 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
3.84K+ 3.91% |
$132K - $164K
|
102K
$4.59M
|
|
|
Jan 26, 2024
Q4 2023
|
Sterling Manor Financial, LLC
|
BUY
|
- |
3.83K+ 2.06% |
$131K - $164K
|
190K
$8.51M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
3.81K+ 3.73% |
$131K - $163K
|
106K
$4.75M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.71K+ 25.43% |
$127K - $159K
|
18.3K
$820K
|
|
|
Feb 09, 2024
Q4 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
3.5K+ 25.97% |
$120K - $150K
|
17K
$761K
|
|
|
Feb 09, 2024
Q4 2023
|
Sachetta, LLC
Lynnfield, MA |
BUY
|
- |
3.49KNew |
$120K - $149K
|
3.49K
$157K
|
|
|
Feb 14, 2024
Q4 2023
|
Amundi
Paris, I0 |
BUY
|
- |
3.4KNew |
$117K - $146K
|
3.4K
$153K
|
|
|
Jan 31, 2024
Q4 2023
|
Naples Money Management LLC
Naples, FL |
BUY
|
- |
3.33KNew |
$114K - $143K
|
3.33K
$150K
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
3.28K+ 2.73% |
$113K - $141K
|
124K
$5.54M
|
|
|
Nov 19, 2024
Q4 2023
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
3.23K+ 47.14% |
$111K - $138K
|
10.1K
$452K
|
|
|
Feb 08, 2024
Q4 2023
|
Towercrest Capital Management
Newtown, PA |
BUY
|
- |
3.22K+ 5.74% |
$110K - $138K
|
59.3K
$2.66M
|
|
|
Jan 12, 2024
Q4 2023
|
Sky Oak Wealth, LLC
|
BUY
|
- |
3.11K+ 5.68% |
$107K - $133K
|
57.8K
$2.6M
|
|
|
Jan 11, 2024
Q4 2023
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
3.03K+ 10.56% |
$104K - $130K
|
31.7K
$1.42M
|
|
|
Feb 12, 2024
Q4 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
2.89K+ 31.49% |
$99.1K - $124K
|
12.1K
$541K
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
2.82K+ 1294.5% |
$96.8K - $121K
|
3.04K
$136K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
2.68K+ 5.81% |
$91.9K - $115K
|
48.8K
$2.19M
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
2.65K+ 7.82% |
$90.9K - $113K
|
36.5K
$1.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Van Den Berg Management I, Inc
Austin, TX |
BUY
|
- |
2.58K+ 31.06% |
$88.6K - $111K
|
10.9K
$489K
|
|
|
Jan 25, 2024
Q4 2023
|
Phillips Financial Management, LLC
|
BUY
|
- |
2.48K+ 2557.73% |
$85.1K - $106K
|
2.58K
$116K
|
|
|
Feb 02, 2024
Q4 2023
|
White Pine Capital LLC
Golden Valley, MN |
BUY
|
- |
2.43K+ 18.29% |
$83.4K - $104K
|
15.7K
$706K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.43K+ 13.62% |
$83.3K - $104K
|
20.3K
$909K
|
|
|
Mar 12, 2024
Q4 2023
|
Spartan Planning & Wealth Management
Greensboro, NC |
BUY
|
- |
2.39K+ 220.65% |
$82.1K - $103K
|
3.48K
$156K
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.38K+ 7.22% |
$81.6K - $102K
|
35.3K
$1.58M
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
2.38K+ 23.99% |
$81.6K - $102K
|
12.3K
$552K
|
|
|
Jan 19, 2024
Q4 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
2.36K+ 7.81% |
$80.9K - $101K
|
32.6K
$1.46M
|
|
|
Feb 01, 2024
Q4 2023
|
Nikulski Financial, Inc.
|
BUY
|
- |
2.31K+ 7.67% |
$79.1K - $98.7K
|
32.3K
$1.45M
|
|
|
Feb 06, 2024
Q4 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
2.24K+ 14.0% |
$76.7K - $95.7K
|
18.2K
$817K
|
|
|
Jan 12, 2024
Q4 2023
|
Sterling Group Wealth Management, LLC
Pasadena, CA |
BUY
|
- |
2.23K+ 2.05% |
$76.6K - $95.6K
|
111K
$5M
|
|
|
Jan 26, 2024
Q4 2023
|
Financial Counselors Inc
|
BUY
|
- |
2.23K+ 1.99% |
$76.5K - $95.5K
|
114K
$5.12M
|
|
|
Jan 19, 2024
Q4 2023
|
Life Planning Partners, Inc
|
BUY
|
- |
2.22KNew |
$76K - $94.9K
|
2.22K
$99.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Mai Capital Management
|
BUY
|
- |
2.2K+ 10.95% |
$75.5K - $94.2K
|
22.3K
$1M
|
|
|
Feb 08, 2024
Q4 2023
|
Meridian Wealth Management, LLC
|
BUY
|
- |
2.04K+ 13.16% |
$69.9K - $87.3K
|
17.5K
$787K
|
|
|
Jan 18, 2024
Q4 2023
|
Trinity Wealth Management, LLC
|
BUY
|
- |
2.03K+ 14.17% |
$69.8K - $87.1K
|
16.4K
$736K
|
|
|
Jan 19, 2024
Q4 2023
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.92K+ 13.87% |
$65.8K - $82.1K
|
15.7K
$707K
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
1.9K+ 22.91% |
$65.1K - $81.3K
|
10.2K
$457K
|
|
|
Feb 08, 2024
Q4 2023
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
1.84K+ 2.46% |
$63.2K - $78.9K
|
76.8K
$3.45M
|
|
|
Jan 19, 2024
Q4 2023
|
Worth Financial Advisory Group, LLC
Charlotte, NC |
BUY
|
- |
1.83K+ 16.39% |
$62.7K - $78.3K
|
13K
$582K
|
|
|
Jan 29, 2024
Q4 2023
|
Emc Capital Management
Houston, TX |
BUY
|
- |
1.83K+ 173.81% |
$62.6K - $78.2K
|
2.88K
$129K
|
|
|
Jan 09, 2024
Q4 2023
|
Windsor Capital Management, LLC
|
BUY
|
- |
1.76K+ 0.71% |
$60.2K - $75.2K
|
248K
$11.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Apcm Wealth Management For Individuals
|
BUY
|
- |
1.75K+ 16.46% |
$60.1K - $75K
|
12.4K
$556K
|
|
|
Jan 18, 2024
Q4 2023
|
Lockerman Financial Group, Inc.
|
BUY
|
- |
1.71K+ 28.04% |
$58.6K - $73.2K
|
7.8K
$350K
|
|
|
Jan 30, 2024
Q4 2023
|
Lunt Capital Management, Inc.
Holladay, UT |
BUY
|
- |
1.68K+ 5.8% |
$57.5K - $71.7K
|
30.5K
$1.37M
|
|
|
Feb 07, 2024
Q4 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
1.58K+ 55.38% |
$54.3K - $67.8K
|
4.44K
$199K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.55K+ 3.43% |
$53.1K - $66.3K
|
46.7K
$2.1M
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
1.54KNew |
$52.9K - $66K
|
1.54K
$69.2K
|
|
|
Jan 30, 2024
Q4 2023
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
1.53K+ 7.05% |
$52.3K - $65.3K
|
23.1K
$1.04M
|