Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-3.87K- 9.49% |
$202K - $218K
|
36.9K
$2.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-3.9K- 3.77% |
$204K - $220K
|
99.5K
$7.19M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.14K- 17.1% |
$216K - $233K
|
20.1K
$1.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-4.2K- 18.5% |
$219K - $237K
|
18.5K
$1.34M
|
|
|
Oct 23, 2023
Q3 2023
|
Sentinel Pension Advisors Inc
Wakefield, MA |
SELL
|
- |
-4.31K- 2.23% |
$225K - $243K
|
189K
$13.6M
|
|
|
Nov 13, 2023
Q3 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-4.57K- 31.01% |
$239K - $257K
|
10.2K
$735K
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-4.58K- 14.09% |
$239K - $258K
|
27.9K
$2.02M
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-4.69K- 30.5% |
$245K - $264K
|
10.7K
$773K
|
|
|
Oct 10, 2023
Q3 2023
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-4.86K- 1.4% |
$254K - $274K
|
342K
$24.7M
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4.91K- 36.03% |
$257K - $277K
|
8.72K
$630K
|
|
|
Nov 30, 2023
Q3 2023
|
Arq Wealth Advisors, LLC
|
SELL
|
- |
-4.99K- 41.9% |
$261K - $281K
|
6.92K
$500K
|
|
|
Nov 02, 2023
Q3 2023
|
Crew Capital Management, Ltd.
|
SELL
|
- |
-5.09K- 27.42% |
$266K - $286K
|
13.5K
$973K
|
|
|
Oct 24, 2023
Q3 2023
|
Gradient Capital Advisors, LLC
|
SELL
|
- |
-5.12K- 51.12% |
$267K - $288K
|
4.9K
$354K
|
|
|
Nov 13, 2023
Q3 2023
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-5.18K- 3.25% |
$270K - $292K
|
154K
$11.1M
|
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
SELL
|
- |
-5.23K- 5.45% |
$273K - $295K
|
90.8K
$6.56M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Management Solutions, LLC
|
SELL
|
- |
-5.27K- 1.93% |
$275K - $296K
|
267K
$19.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5.33K- 5.78% |
$278K - $300K
|
86.9K
$6.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Slagle Financial, LLC
Edwardsville, IL |
SELL
|
- |
-5.37K- 6.48% |
$281K - $302K
|
77.5K
$5.6M
|
|
|
Nov 06, 2023
Q3 2023
|
Callan Capital, LLC
La Jolla, CA |
SELL
|
- |
-5.48K- 1.45% |
$286K - $309K
|
373K
$27M
|
|
|
Oct 05, 2023
Q3 2023
|
Mc Naughton Wealth Management, LLC
|
SELL
|
- |
-5.86K- 59.28% |
$306K - $330K
|
4.02K
$291K
|
|
|
Oct 10, 2023
Q3 2023
|
Compass Financial Group, Inc/Sd
Sioux Falls, SD |
SELL
|
- |
-5.94K- 1.89% |
$310K - $334K
|
308K
$22.2M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-6.02K- 3.66% |
$314K - $339K
|
158K
$11.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-6.37K- 6.72% |
$333K - $359K
|
88.5K
$6.39M
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-6.47K- 32.37% |
$338K - $364K
|
13.5K
$977K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Asset Management LLC
Richmond, VA |
SELL
|
- |
-6.67K- 28.44% |
$348K - $376K
|
16.8K
$1.21M
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-6.77K- 7.47% |
$353K - $381K
|
83.8K
$6.06M
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-7.11K- 28.62% |
$371K - $400K
|
17.7K
$1.28M
|
|
|
Oct 31, 2023
Q3 2023
|
Iron Financial, LLC
|
SELL
|
- |
-7.11K- 4.31% |
$371K - $401K
|
158K
$11.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-7.14K- 4.71% |
$373K - $402K
|
144K
$10.4M
|
|
|
Oct 05, 2023
Q3 2023
|
Peterson Wealth Advisors, LLC
|
SELL
|
- |
-7.69K- 5.62% |
$402K - $433K
|
129K
$9.33M
|
|
|
Dec 19, 2024
Q3 2023
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-8.73KClosed |
$456K - $491K
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-8.96K- 4.3% |
$468K - $505K
|
200K
$14.4M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-9.24K- 15.96% |
$483K - $520K
|
48.7K
$3.52M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-9.34K- 28.11% |
$488K - $526K
|
23.9K
$1.73M
|
|
|
Oct 18, 2024
Q3 2023
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-9.73K- 7.0% |
$508K - $548K
|
129K
$9.34M
|
|
|
Oct 10, 2023
Q3 2023
|
Evensky & Katz LLC
|
SELL
|
- |
-10.7K- 5.89% |
$556K - $600K
|
170K
$12.3M
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-10.8K- 3.03% |
$564K - $608K
|
346K
$25M
|
|
|
Nov 09, 2023
Q3 2023
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-11.4K- 1.6% |
$597K - $644K
|
701K
$50.7M
|
|
|
Nov 08, 2023
Q3 2023
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-11.6K- 0.78% |
$605K - $652K
|
1.48M
$107M
|
|
|
Oct 10, 2023
Q3 2023
|
Summit Investment Advisory Services, LLC
Roseville, MN |
SELL
|
- |
-12.5K- 9.0% |
$653K - $704K
|
126K
$9.13M
|
|
|
Oct 10, 2023
Q3 2023
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-13.2K- 8.51% |
$690K - $744K
|
142K
$10.3M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
SELL
|
- |
-13.7K- 13.77% |
$714K - $770K
|
85.6K
$6.18M
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-14.2K- 65.88% |
$742K - $800K
|
7.36K
$532K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-15.3K- 43.95% |
$800K - $863K
|
19.5K
$1.41M
|
|
|
Nov 03, 2023
Q3 2023
|
Daniels&Tansey,Llp
|
SELL
|
- |
-18.3K- 55.81% |
$956K - $1.03M
|
14.5K
$1.05M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-18.4K- 9.36% |
$962K - $1.04M
|
178K
$12.9M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-19.5K- 6.67% |
$1.02M - $1.1M
|
274K
$19.8M
|
|
|
Oct 30, 2023
Q3 2023
|
Aquire Wealth Advisors, LLC
|
SELL
|
- |
-21K- 5.48% |
$1.1M - $1.18M
|
362K
$26.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Shilanski & Associates, Inc.
|
SELL
|
- |
-21.1K- 39.83% |
$1.1M - $1.19M
|
31.9K
$2.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-21.9K- 90.58% |
$1.14M - $1.23M
|
2.28K
$165K
|