Purchases and Sales Made in Q1 2022 in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)
This table provides information about the institutional ownership of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) during Q1 2022. The information is specifically focused on institutions that hold shares of Nuveen S&P 500 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
83.8K+ 145.76% |
$1.38M - $1.58M
|
141K
$2.43M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
59.3K+ 13.51% |
$977K - $1.12M
|
498K
$8.58M
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
48.4K+ 328.95% |
$797K - $910K
|
63.1K
$1.09M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
25.4KNew |
$419K - $478K
|
25.4K
$437K
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
23.7K+ 9.78% |
$391K - $446K
|
266K
$4.58M
|
|
|
May 06, 2022
Q1 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
15.6K+ 20.36% |
$256K - $293K
|
92K
$1.58M
|
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
15.3K+ 93.85% |
$251K - $287K
|
31.5K
$542K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
13.9K+ 4.59% |
$229K - $261K
|
316K
$5.44M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.3K+ 3.89% |
$203K - $231K
|
328K
$5.65M
|
|
|
Apr 20, 2022
Q1 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
11KNew |
$181K - $206K
|
11K
$189K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.6K+ 4.0% |
$175K - $200K
|
276K
$4.75M
|
|
|
May 12, 2022
Q1 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
10.4KNew |
$172K - $196K
|
10.4K
$179K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.83K+ 18.06% |
$113K - $129K
|
44.6K
$768K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.89K+ 1.51% |
$80.6K - $92K
|
328K
$5.65M
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.22K+ 29.21% |
$69.6K - $79.5K
|
18.7K
$321K
|
|
|
May 16, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2.28K+ 12.89% |
$37.5K - $42.8K
|
19.9K
$343K
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.25K+ 4.08% |
$37.1K - $42.4K
|
57.5K
$990K
|
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$33K - $37.6K
|
2K
$34.4K
|
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
BUY
|
- |
1.34KNew |
$22.1K - $25.3K
|
1.34K
$23.1K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.15K+ 0.94% |
$19K - $21.7K
|
123K
$2.12M
|
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
BUY
|
- |
817New |
$13.5K - $15.4K
|
817
$14.1K
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
800New |
$13.2K - $15.1K
|
800
$13.8K
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
406New |
$6.69K - $7.64K
|
406
$6.99K
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
400New |
$6.59K - $7.53K
|
400
$6.88K
|
|
|
Apr 04, 2022
Q1 2022
|
Advocacy Wealth Management Services, LLC
|
BUY
|
- |
300New |
$4.94K - $5.65K
|
300
$5.16K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
261+ 0.7% |
$4.3K - $4.91K
|
37.5K
$645K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-381- 2.52% |
$6.28K - $7.17K
|
14.7K
$253K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-500- 1.65% |
$8.24K - $9.41K
|
29.8K
$513K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-609- 7.7% |
$10K - $11.5K
|
7.3K
$126K
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-891- 1.24% |
$14.7K - $16.8K
|
71.1K
$1.22M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.28K- 9.74% |
$21.1K - $24.1K
|
11.9K
$204K
|
|
|
Apr 20, 2022
Q1 2022
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-1.34K- 0.44% |
$22.1K - $25.3K
|
302K
$5.2M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.45K- 2.05% |
$23.9K - $27.3K
|
69.2K
$1.19M
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.1K- 11.93% |
$34.6K - $39.5K
|
15.5K
$267K
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-2.28KClosed |
$37.6K - $42.9K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-2.58K- 12.73% |
$42.4K - $48.5K
|
17.6K
$304K
|
|
|
Apr 27, 2022
Q1 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-3.3K- 6.26% |
$54.3K - $62K
|
49.3K
$849K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.52K- 23.54% |
$107K - $123K
|
21.2K
$364K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15.5K- 47.71% |
$256K - $292K
|
17K
$293K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-21.9K- 19.32% |
$361K - $412K
|
91.4K
$1.57M
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-23.5KClosed |
$388K - $443K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-36.7K- 10.84% |
$604K - $690K
|
302K
$5.19M
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-38.4K- 65.42% |
$632K - $722K
|
20.3K
$349K
|